Filed: 1/18/2023ACC: 0001754960-23-000028
📋 What this filing means
RETIREMENT FINANCIAL SOLUTIONS, LLC filed this quarterly 13F‑HR report disclosing 277 equity positions with a total reported market value of $117.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
277
Positions
$117.71M
Total AUM (reported)
1.66M
Total Shares
Allocation by class
TR UNIT$17.91M15.2%
7-10 YR TRSY BD$12.78M10.9%
0-5YR HI YL CP$12.59M10.7%
COM$7.98M6.8%
PRTFLO S&P500 VL$7.83M6.7%
SM CP VAL ETF$7.79M6.6%
MID CAP ETF$7.55M6.4%
Portfolio Concentration
Top 3$43.28M36.8%
4–10$49.35M41.9%
11–25$20.03M17.0%
Rest$5.04M4.3%
Top 3 weight
36.8%
Top 10 weight
78.7%
Voting Authority Distribution
Total shares with voting rights: 1.66M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.66M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole277
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings277
Rows:
SPDR S&P 500 ETF TR
SOLEShares46.83K
TypeSH
Market value$17.91M
15.22%
Sole
0.00
Shared
0.00
None
46.83K
ISHARES TR
SOLEShares133.48K
TypeSH
Market value$12.78M
10.86%
Sole
0.00
Shared
0.00
None
133.48K
ISHARES TR
SOLEShares307.90K
TypeSH
Market value$12.59M
10.70%
Sole
0.00
Shared
0.00
None
307.90K
SPDR SER TR
SOLEShares201.33K
TypeSH
Market value$7.83M
6.65%
Sole
0.00
Shared
0.00
None
201.33K
VANGUARD INDEX FDS
SOLEShares49.06K
TypeSH
Market value$7.79M
6.62%
Sole
0.00
Shared
0.00
None
49.06K
VANGUARD INDEX FDS
SOLEShares37.03K
TypeSH
Market value$7.55M
6.41%
Sole
0.00
Shared
0.00
None
37.03K
ISHARES TR
SOLEShares42.80K
TypeSH
Market value$7.46M
6.34%
Sole
0.00
Shared
0.00
None
42.80K
INVESCO QQQ TR
SOLEShares26.12K
TypeSH
Market value$6.96M
5.91%
Sole
0.00
Shared
0.00
None
26.12K
ISHARES TR
SOLEShares74.54K
TypeSH
Market value$6.05M
5.14%
Sole
0.00
Shared
0.00
None
74.54K
ISHARES TR
SOLEShares115.45K
TypeSH
Market value$5.72M
4.86%
Sole
0.00
Shared
0.00
None
115.45K
SPDR SER TR
SOLEShares93.38K
TypeSH
Market value$4.73M
4.02%
Sole
0.00
Shared
0.00
None
93.38K
INVESCO EXCH TRADED FD TR II
SOLEShares96.59K
TypeSH
Market value$4.23M
3.60%
Sole
0.00
Shared
0.00
None
96.59K
WISDOMTREE TR
SOLEShares37.58K
TypeSH
Market value$2.63M
2.23%
Sole
0.00
Shared
0.00
None
37.58K
SCIENCE APPLICATIONS INTL CO
SOLEShares15.63K
TypeSH
Market value$1.73M
1.47%
Sole
0.00
Shared
0.00
None
15.63K
SPDR GOLD TR
SOLEShares5.73K
TypeSH
Market value$971.7K
0.83%
Sole
0.00
Shared
0.00
None
5.73K
BARINGS BDC INC
SOLEShares109.98K
TypeSH
Market value$896.3K
0.76%
Sole
0.00
Shared
0.00
None
109.98K
INVESCO DB US DLR INDEX TR
SOLEShares29.91K
TypeSH
Market value$831.7K
0.71%
Sole
0.00
Shared
0.00
None
29.91K
FS KKR CAP CORP
SOLEShares46.72K
TypeSH
Market value$817.7K
0.69%
Sole
0.00
Shared
0.00
None
46.72K
FRANKLIN BSP RLTY TR INC
SOLEShares57.18K
TypeSH
Market value$737.6K
0.63%
Sole
0.00
Shared
0.00
None
57.18K
COCA COLA CO
SOLEShares8.40K
TypeSH
Market value$534.1K
0.45%
Sole
0.00
Shared
0.00
None
8.40K
PEPSICO INC
SOLEShares2.51K
TypeSH
Market value$454.2K
0.39%
Sole
0.00
Shared
0.00
None
2.51K
PHILLIPS EDISON & CO INC
SOLEShares13.49K
TypeSH
Market value$429.6K
0.36%
Sole
0.00
Shared
0.00
None
13.49K
EXXON MOBIL CORP
SOLEShares3.33K
TypeSH
Market value$367.0K
0.31%
Sole
0.00
Shared
0.00
None
3.33K
APPLE INC
SOLEShares2.72K
TypeSH
Market value$353.6K
0.30%
Sole
0.00
Shared
0.00
None
2.72K
SYSCO CORP
SOLEShares4.07K
TypeSH
Market value$311.3K
0.26%
Sole
0.00
Shared
0.00
None
4.07K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 46.83K | SH | $17.91M 15.22% | 0.00 | 0.00 | 46.83K |
ISHARES TRSOLE | 7-10 YR TRSY BD | 133.48K | SH | $12.78M 10.86% | 0.00 | 0.00 | 133.48K |
ISHARES TRSOLE | 0-5YR HI YL CP | 307.90K | SH | $12.59M 10.70% | 0.00 | 0.00 | 307.90K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 201.33K | SH | $7.83M 6.65% | 0.00 | 0.00 | 201.33K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 49.06K | SH | $7.79M 6.62% | 0.00 | 0.00 | 49.06K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 37.03K | SH | $7.55M 6.41% | 0.00 | 0.00 | 37.03K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 42.80K | SH | $7.46M 6.34% | 0.00 | 0.00 | 42.80K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 26.12K | SH | $6.96M 5.91% | 0.00 | 0.00 | 26.12K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 74.54K | SH | $6.05M 5.14% | 0.00 | 0.00 | 74.54K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 115.45K | SH | $5.72M 4.86% | 0.00 | 0.00 | 115.45K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 93.38K | SH | $4.73M 4.02% | 0.00 | 0.00 | 93.38K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 HDL VOL | 96.59K | SH | $4.23M 3.60% | 0.00 | 0.00 | 96.59K |
WISDOMTREE TRSOLE | EUROPE HEDGED EQ | 37.58K | SH | $2.63M 2.23% | 0.00 | 0.00 | 37.58K |
SCIENCE APPLICATIONS INTL COSOLE | COM | 15.63K | SH | $1.73M 1.47% | 0.00 | 0.00 | 15.63K |
SPDR GOLD TRSOLE | GOLD SHS | 5.73K | SH | $971.7K 0.83% | 0.00 | 0.00 | 5.73K |
BARINGS BDC INCSOLE | COM | 109.98K | SH | $896.3K 0.76% | 0.00 | 0.00 | 109.98K |
INVESCO DB US DLR INDEX TRSOLE | BULLISH FD | 29.91K | SH | $831.7K 0.71% | 0.00 | 0.00 | 29.91K |
FS KKR CAP CORPSOLE | COM | 46.72K | SH | $817.7K 0.69% | 0.00 | 0.00 | 46.72K |
FRANKLIN BSP RLTY TR INCSOLE | COMMON STOCK | 57.18K | SH | $737.6K 0.63% | 0.00 | 0.00 | 57.18K |
COCA COLA COSOLE | COM | 8.40K | SH | $534.1K 0.45% | 0.00 | 0.00 | 8.40K |
PEPSICO INCSOLE | COM | 2.51K | SH | $454.2K 0.39% | 0.00 | 0.00 | 2.51K |
PHILLIPS EDISON & CO INCSOLE | COMMON STOCK | 13.49K | SH | $429.6K 0.36% | 0.00 | 0.00 | 13.49K |
EXXON MOBIL CORPSOLE | COM | 3.33K | SH | $367.0K 0.31% | 0.00 | 0.00 | 3.33K |
APPLE INCSOLE | COM | 2.72K | SH | $353.6K 0.30% | 0.00 | 0.00 | 2.72K |
SYSCO CORPSOLE | COM | 4.07K | SH | $311.3K 0.26% | 0.00 | 0.00 | 4.07K |
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