RETIREMENT CAPITAL STRATEGIES

Filed: 5/9/2023ACC: 0001214659-23-006675

📋 What this filing means

RETIREMENT CAPITAL STRATEGIES filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $205.74M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$205.74M

Total AUM (reported)

3.10M

Total Shares

Allocation by class

BLOOMBERG 1-3 MO$35.63M17.3%

0-3 MNTH TREASRY$27.33M13.3%

1 3 YR TREAS BD$20.67M10.0%

STRM INFPROIDX$19.33M9.4%

0-5 YR TIPS ETF$18.44M9.0%

COM$17.78M8.6%

S&P 500 ETF SHS$12.25M6.0%

Portfolio Concentration

Top 3$83.63M40.6%

4–10$80.51M39.1%

11–25$35.50M17.3%

Rest$6.11M3.0%

Top 3 weight

40.6%

Top 10 weight

79.8%

Voting Authority Distribution

Total shares with voting rights: 3.10M

Sole

Full voting authority

3.09M

% of voting shares99.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.63K

% of voting shares0.4%

Investment Discretion (by position count)

Sole42

Shared0

Other0

Dominant voting typeSole · 99.6% of voting shares

Institutional Holdings42

Rows:

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares388.07K

TypeSH

Market value$35.63M

17.32%

Sole

384.29K

Shared

0.00

None

3.78K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares271.71K

TypeSH

Market value$27.33M

13.28%

Sole

271.71K

Shared

0.00

None

0.00

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares251.56K

TypeSH

Market value$20.67M

10.05%

Sole

250.27K

Shared

0.00

None

1.29K

VANGUARD MALVERN FDS

SOLE

STRM INFPROIDX

Shares404.12K

TypeSH

Market value$19.33M

9.39%

Sole

404.12K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares185.79K

TypeSH

Market value$18.44M

8.96%

Sole

184.77K

Shared

0.00

None

1.03K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares32.56K

TypeSH

Market value$12.25M

5.95%

Sole

31.29K

Shared

0.00

None

1.27K

PROSHARES TR

SOLE

SHT 7-10 YR TR

Shares396.81K

TypeSH

Market value$11.06M

5.37%

Sole

396.81K

Shared

0.00

None

0.00

PROSHARES TR

SOLE

SHRT HGH YIELD

Shares456.50K

TypeSH

Market value$8.38M

4.07%

Sole

456.50K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

BLOOMBERG 3-12 M

Shares59.38K

TypeSH

Market value$5.91M

2.87%

Sole

59.38K

Shared

0.00

None

0.00

GOLDMAN SACHS ETF TR

SOLE

ACCES TREASURY

Shares51.37K

TypeSH

Market value$5.14M

2.50%

Sole

51.37K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares29.88K

TypeSH

Market value$4.93M

2.39%

Sole

28.98K

Shared

0.00

None

896.00

ISHARES TR

SOLE

TRS FLT RT BD

Shares96.78K

TypeSH

Market value$4.90M

2.38%

Sole

95.43K

Shared

0.00

None

1.34K

ISHARES TR

SOLE

SHORT TREAS BD

Shares36.42K

TypeSH

Market value$4.02M

1.96%

Sole

36.42K

Shared

0.00

None

0.00

3M CO

SOLE

COM

Shares33.43K

TypeSH

Market value$3.51M

1.71%

Sole

33.43K

Shared

0.00

None

0.00

SSGA ACTIVE ETF TR

SOLE

ULT SHT TRM BD

Shares77.44K

TypeSH

Market value$3.12M

1.51%

Sole

77.44K

Shared

0.00

None

0.00

PROSHARES TR

SOLE

SHRT 20+YR TRE

Shares119.98K

TypeSH

Market value$2.54M

1.23%

Sole

119.98K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares7.49K

TypeSH

Market value$2.16M

1.05%

Sole

7.10K

Shared

0.00

None

397.00

LPL FINL HLDGS INC

SOLE

COM

Shares10.11K

TypeSH

Market value$2.05M

0.99%

Sole

10.11K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares7.65K

TypeSH

Market value$1.56M

0.76%

Sole

7.65K

Shared

0.00

None

0.00

CADENCE DESIGN SYSTEM INC

SOLE

COM

Shares6.83K

TypeSH

Market value$1.44M

0.70%

Sole

6.83K

Shared

0.00

None

0.00

ARISTA NETWORKS INC

SOLE

COM

Shares7.90K

TypeSH

Market value$1.33M

0.64%

Sole

7.90K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT INC

Shares22.84K

TypeSH

Market value$1.15M

0.56%

Sole

22.84K

Shared

0.00

None

0.00

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares21.94K

TypeSH

Market value$1.10M

0.54%

Sole

21.94K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares10.62K

TypeSH

Market value$960.7K

0.47%

Sole

10.62K

Shared

0.00

None

0.00

CISCO SYS INC

SOLE

COM

Shares14.20K

TypeSH

Market value$742.3K

0.36%

Sole

14.20K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	388.07K	SH	$35.63M 17.32%	384.29K	3.78K
ISHARES TRSOLE	0-3 MNTH TREASRY	271.71K	SH	$27.33M 13.28%	271.71K	0.00
ISHARES TRSOLE	1 3 YR TREAS BD	251.56K	SH	$20.67M 10.05%	250.27K	1.29K
VANGUARD MALVERN FDSSOLE	STRM INFPROIDX	404.12K	SH	$19.33M 9.39%	404.12K	0.00
ISHARES TRSOLE	0-5 YR TIPS ETF	185.79K	SH	$18.44M 8.96%	184.77K	1.03K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	32.56K	SH	$12.25M 5.95%	31.29K	1.27K
PROSHARES TRSOLE	SHT 7-10 YR TR	396.81K	SH	$11.06M 5.37%	396.81K	0.00
PROSHARES TRSOLE	SHRT HGH YIELD	456.50K	SH	$8.38M 4.07%	456.50K	0.00
SPDR SER TRSOLE	BLOOMBERG 3-12 M	59.38K	SH	$5.91M 2.87%	59.38K	0.00
GOLDMAN SACHS ETF TRSOLE	ACCES TREASURY	51.37K	SH	$5.14M 2.50%	51.37K	0.00
APPLE INCSOLE	COM	29.88K	SH	$4.93M 2.39%	28.98K	896.00
ISHARES TRSOLE	TRS FLT RT BD	96.78K	SH	$4.90M 2.38%	95.43K	1.34K
ISHARES TRSOLE	SHORT TREAS BD	36.42K	SH	$4.02M 1.96%	36.42K	0.00
3M COSOLE	COM	33.43K	SH	$3.51M 1.71%	33.43K	0.00
SSGA ACTIVE ETF TRSOLE	ULT SHT TRM BD	77.44K	SH	$3.12M 1.51%	77.44K	0.00
PROSHARES TRSOLE	SHRT 20+YR TRE	119.98K	SH	$2.54M 1.23%	119.98K	0.00
MICROSOFT CORPSOLE	COM	7.49K	SH	$2.16M 1.05%	7.10K	397.00
LPL FINL HLDGS INCSOLE	COM	10.11K	SH	$2.05M 0.99%	10.11K	0.00
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	7.65K	SH	$1.56M 0.76%	7.65K	0.00
CADENCE DESIGN SYSTEM INCSOLE	COM	6.83K	SH	$1.44M 0.70%	6.83K	0.00
ARISTA NETWORKS INCSOLE	COM	7.90K	SH	$1.33M 0.64%	7.90K	0.00
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT INC	22.84K	SH	$1.15M 0.56%	22.84K	0.00
ISHARES TRSOLE	BLACKROCK ULTRA	21.94K	SH	$1.10M 0.54%	21.94K	0.00
ISHARES TRSOLE	ESG AWR MSCI USA	10.62K	SH	$960.7K 0.47%	10.62K	0.00
CISCO SYS INCSOLE	COM	14.20K	SH	$742.3K 0.36%	14.20K	0.00

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