RETIREMENT CAPITAL STRATEGIES

Filed: 2/7/2023ACC: 0001214659-23-001703

📋 What this filing means

RETIREMENT CAPITAL STRATEGIES filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $203.73M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$203.73M

Total AUM (reported)

2.54M

Total Shares

Allocation by class

S&P 500 ETF SHS$34.17M16.8%

TOTAL STK MKT$31.89M15.7%

FLTG RATE NT ETF$19.79M9.7%

TOTAL BND MRKT$18.50M9.1%

TOTAL INT BD ETF$17.99M8.8%

COM$15.91M7.8%

FLOATNG RAT TREA$11.34M5.6%

Portfolio Concentration

Top 3$85.85M42.1%

4–10$75.00M36.8%

11–25$37.65M18.5%

Rest$5.24M2.6%

Top 3 weight

42.1%

Top 10 weight

78.9%

Voting Authority Distribution

Total shares with voting rights: 2.54M

Sole

Full voting authority

2.53M

% of voting shares99.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11.86K

% of voting shares0.5%

Investment Discretion (by position count)

Sole40

Shared0

Other0

Dominant voting typeSole · 99.5% of voting shares

Institutional Holdings40

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares97.25K

TypeSH

Market value$34.17M

16.77%

Sole

95.98K

Shared

0.00

None

1.27K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares166.81K

TypeSH

Market value$31.89M

15.65%

Sole

165.05K

Shared

0.00

None

1.76K

ISHARES TR

SOLE

FLTG RATE NT ETF

Shares393.12K

TypeSH

Market value$19.79M

9.71%

Sole

393.12K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares257.53K

TypeSH

Market value$18.50M

9.08%

Sole

256.09K

Shared

0.00

None

1.44K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares379.31K

TypeSH

Market value$17.99M

8.83%

Sole

377.24K

Shared

0.00

None

2.07K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares225.67K

TypeSH

Market value$11.34M

5.57%

Sole

225.67K

Shared

0.00

None

0.00

GOLDMAN SACHS ETF TR

SOLE

ACCES TREASURY

Shares89.52K

TypeSH

Market value$8.93M

4.38%

Sole

89.52K

Shared

0.00

None

0.00

ISHARES TR

SOLE

TRS FLT RT BD

Shares134.86K

TypeSH

Market value$6.80M

3.34%

Sole

134.86K

Shared

0.00

None

0.00

VANGUARD WORLD FD

SOLE

ESG US STK ETF

Shares97K

TypeSH

Market value$6.39M

3.14%

Sole

97K

Shared

0.00

None

0.00

ISHARES TR

SOLE

BLACKROCK ULTRA

Shares100.88K

TypeSH

Market value$5.05M

2.48%

Sole

99.48K

Shared

0.00

None

1.40K

ISHARES TR

SOLE

SHORT TREAS BD

Shares45.10K

TypeSH

Market value$4.96M

2.43%

Sole

45.10K

Shared

0.00

None

0.00

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares45.57K

TypeSH

Market value$4.56M

2.24%

Sole

45.57K

Shared

0.00

None

0.00

3M CO

SOLE

COM

Shares33.43K

TypeSH

Market value$4.01M

1.97%

Sole

33.43K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares30.01K

TypeSH

Market value$3.90M

1.91%

Sole

29.11K

Shared

0.00

None

896.00

SPDR SER TR

SOLE

S&P 500 ESG ETF

Shares95.32K

TypeSH

Market value$3.49M

1.72%

Sole

95.32K

Shared

0.00

None

0.00

SSGA ACTIVE ETF TR

SOLE

ULT SHT TRM BD

Shares85.18K

TypeSH

Market value$3.41M

1.67%

Sole

85.18K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ESG AWR US AGRGT

Shares54.18K

TypeSH

Market value$2.53M

1.24%

Sole

54.18K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

TREAS COLATERL

Shares23.93K

TypeSH

Market value$2.52M

1.24%

Sole

23.93K

Shared

0.00

None

0.00

LPL FINL HLDGS INC

SOLE

COM

Shares10.11K

TypeSH

Market value$2.19M

1.07%

Sole

10.11K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares7.56K

TypeSH

Market value$1.81M

0.89%

Sole

7.17K

Shared

0.00

None

397.00

CADENCE DESIGN SYSTEM INC

SOLE

COM

Shares7.61K

TypeSH

Market value$1.22M

0.60%

Sole

7.61K

Shared

0.00

None

0.00

ARISTA NETWORKS INC

SOLE

COM

Shares7.90K

TypeSH

Market value$958.7K

0.47%

Sole

7.90K

Shared

0.00

None

0.00

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares8.81K

TypeSH

Market value$746.4K

0.37%

Sole

8.81K

Shared

0.00

None

0.00

CISCO SYS INC

SOLE

COM

Shares14.20K

TypeSH

Market value$676.5K

0.33%

Sole

14.20K

Shared

0.00

None

0.00

SPDR S&P MIDCAP 400 ETF TR

SOLE

UTSER1 S&PDCRP

Shares1.50K

TypeSH

Market value$665.1K

0.33%

Sole

1.28K

Shared

0.00

None

221.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	97.25K	SH	$34.17M 16.77%	95.98K	1.27K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	166.81K	SH	$31.89M 15.65%	165.05K	1.76K
ISHARES TRSOLE	FLTG RATE NT ETF	393.12K	SH	$19.79M 9.71%	393.12K	0.00
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	257.53K	SH	$18.50M 9.08%	256.09K	1.44K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	379.31K	SH	$17.99M 8.83%	377.24K	2.07K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	225.67K	SH	$11.34M 5.57%	225.67K	0.00
GOLDMAN SACHS ETF TRSOLE	ACCES TREASURY	89.52K	SH	$8.93M 4.38%	89.52K	0.00
ISHARES TRSOLE	TRS FLT RT BD	134.86K	SH	$6.80M 3.34%	134.86K	0.00
VANGUARD WORLD FDSOLE	ESG US STK ETF	97K	SH	$6.39M 3.14%	97K	0.00
ISHARES TRSOLE	BLACKROCK ULTRA	100.88K	SH	$5.05M 2.48%	99.48K	1.40K
ISHARES TRSOLE	SHORT TREAS BD	45.10K	SH	$4.96M 2.43%	45.10K	0.00
ISHARES TRSOLE	0-3 MNTH TREASRY	45.57K	SH	$4.56M 2.24%	45.57K	0.00
3M COSOLE	COM	33.43K	SH	$4.01M 1.97%	33.43K	0.00
APPLE INCSOLE	COM	30.01K	SH	$3.90M 1.91%	29.11K	896.00
SPDR SER TRSOLE	S&P 500 ESG ETF	95.32K	SH	$3.49M 1.72%	95.32K	0.00
SSGA ACTIVE ETF TRSOLE	ULT SHT TRM BD	85.18K	SH	$3.41M 1.67%	85.18K	0.00
ISHARES TRSOLE	ESG AWR US AGRGT	54.18K	SH	$2.53M 1.24%	54.18K	0.00
INVESCO EXCH TRADED FD TR IISOLE	TREAS COLATERL	23.93K	SH	$2.52M 1.24%	23.93K	0.00
LPL FINL HLDGS INCSOLE	COM	10.11K	SH	$2.19M 1.07%	10.11K	0.00
MICROSOFT CORPSOLE	COM	7.56K	SH	$1.81M 0.89%	7.17K	397.00
CADENCE DESIGN SYSTEM INCSOLE	COM	7.61K	SH	$1.22M 0.60%	7.61K	0.00
ARISTA NETWORKS INCSOLE	COM	7.90K	SH	$958.7K 0.47%	7.90K	0.00
ISHARES TRSOLE	ESG AWR MSCI USA	8.81K	SH	$746.4K 0.37%	8.81K	0.00
CISCO SYS INCSOLE	COM	14.20K	SH	$676.5K 0.33%	14.20K	0.00
SPDR S&P MIDCAP 400 ETF TRSOLE	UTSER1 S&PDCRP	1.50K	SH	$665.1K 0.33%	1.28K	221.00

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