Filed: 11/10/2022ACC: 0001214659-22-013479
📋 What this filing means
RETIREMENT CAPITAL STRATEGIES filed this quarterly 13F‑HR report disclosing 48 equity positions with a total reported market value of $218.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
48
Positions
$218.6K
Total AUM (reported)
5.11M
Total Shares
Allocation by class
SHORT S&P 500 NE$41.7K19.1%
BLOOMBERG 1-3 MO$28.7K13.1%
BLACKROCK ST MAT$21.7K9.9%
FLTG RATE NT ETF$20.4K9.3%
COM$20.4K9.3%
ULTRA SHRT INC$19.0K8.7%
FLOATNG RAT TREA$11.6K5.3%
Portfolio Concentration
Top 3$92.1K42.1%
4–10$83.0K38.0%
11–25$35.0K16.0%
Rest$8.4K3.9%
Top 3 weight
42.1%
Top 10 weight
80.1%
Voting Authority Distribution
Total shares with voting rights: 5.11M
Sole
Full voting authority
5.11M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole48
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings48
Rows:
PROSHARES TR
SOLEShares2.42M
TypeSH
Market value$41.7K
19.10%
Sole
2.42M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares312.95K
TypeSH
Market value$28.7K
13.12%
Sole
312.95K
Shared
0.00
None
0.00
ISHARES U S ETF TR
SOLEShares440.70K
TypeSH
Market value$21.7K
9.93%
Sole
440.70K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares405.59K
TypeSH
Market value$20.4K
9.33%
Sole
405.59K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares379.43K
TypeSH
Market value$19.0K
8.71%
Sole
379.43K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares229.90K
TypeSH
Market value$11.6K
5.29%
Sole
229.90K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares34.09K
TypeSH
Market value$11.2K
5.12%
Sole
34.09K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares91.13K
TypeSH
Market value$9.1K
4.16%
Sole
91.13K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares122.91K
TypeSH
Market value$6.2K
2.84%
Sole
122.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares110.69K
TypeSH
Market value$5.5K
2.53%
Sole
110.69K
Shared
0.00
None
0.00
PROSHARES TR
SOLEShares124.86K
TypeSH
Market value$4.8K
2.21%
Sole
124.86K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares43.01K
TypeSH
Market value$4.7K
2.16%
Sole
43.01K
Shared
0.00
None
0.00
APPLE INC
SOLEShares34.11K
TypeSH
Market value$4.7K
2.16%
Sole
34.11K
Shared
0.00
None
0.00
3M CO
SOLEShares33.43K
TypeSH
Market value$3.7K
1.69%
Sole
33.43K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares10.79K
TypeSH
Market value$2.5K
1.15%
Sole
10.79K
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares23.78K
TypeSH
Market value$2.5K
1.15%
Sole
23.78K
Shared
0.00
None
0.00
LPL FINL HLDGS INC
SOLEShares10.04K
TypeSH
Market value$2.2K
1.00%
Sole
10.04K
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR
SOLEShares52.43K
TypeSH
Market value$2.1K
0.96%
Sole
52.43K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares40.81K
TypeSH
Market value$2.0K
0.91%
Sole
40.81K
Shared
0.00
None
0.00
CADENCE DESIGN SYSTEM INC COM
SOLEShares8.77K
TypeSH
Market value$1.4K
0.66%
Sole
8.77K
Shared
0.00
None
0.00
ADOBE SYSTEMS INCORPORATED
SOLEShares4.09K
TypeSH
Market value$1.1K
0.52%
Sole
4.09K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares26.90K
TypeSH
Market value$914.00
0.42%
Sole
26.90K
Shared
0.00
None
0.00
ARISTA NETWORKS INC
SOLEShares7.90K
TypeSH
Market value$892.00
0.41%
Sole
7.90K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.95K
TypeSH
Market value$790.00
0.36%
Sole
9.95K
Shared
0.00
None
0.00
SPDR S&P MIDCAP 400 ETF TR
SOLEShares1.51K
TypeSH
Market value$606.00
0.28%
Sole
1.51K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PROSHARES TRSOLE | SHORT S&P 500 NE | 2.42M | SH | $41.7K 19.10% | 2.42M | 0.00 | 0.00 |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 312.95K | SH | $28.7K 13.12% | 312.95K | 0.00 | 0.00 |
ISHARES U S ETF TRSOLE | BLACKROCK ST MAT | 440.70K | SH | $21.7K 9.93% | 440.70K | 0.00 | 0.00 |
ISHARES TRSOLE | FLTG RATE NT ETF | 405.59K | SH | $20.4K 9.33% | 405.59K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 379.43K | SH | $19.0K 8.71% | 379.43K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 229.90K | SH | $11.6K 5.29% | 229.90K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 34.09K | SH | $11.2K 5.12% | 34.09K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACCES TREASURY | 91.13K | SH | $9.1K 4.16% | 91.13K | 0.00 | 0.00 |
ISHARES TRSOLE | TRS FLT RT BD | 122.91K | SH | $6.2K 2.84% | 122.91K | 0.00 | 0.00 |
ISHARES TRSOLE | BLACKROCK ULTRA | 110.69K | SH | $5.5K 2.53% | 110.69K | 0.00 | 0.00 |
PROSHARES TRSOLE | PSHS SHORT DOW30 | 124.86K | SH | $4.8K 2.21% | 124.86K | 0.00 | 0.00 |
ISHARES TRSOLE | SHORT TREAS BD | 43.01K | SH | $4.7K 2.16% | 43.01K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 34.11K | SH | $4.7K 2.16% | 34.11K | 0.00 | 0.00 |
3M COSOLE | COM | 33.43K | SH | $3.7K 1.69% | 33.43K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 10.79K | SH | $2.5K 1.15% | 10.79K | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | TREAS COLATERL | 23.78K | SH | $2.5K 1.15% | 23.78K | 0.00 | 0.00 |
LPL FINL HLDGS INCSOLE | COM | 10.04K | SH | $2.2K 1.00% | 10.04K | 0.00 | 0.00 |
SSGA ACTIVE ETF TRSOLE | ULT SHT TRM BD | 52.43K | SH | $2.1K 0.96% | 52.43K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | VANGUARD ULTRA | 40.81K | SH | $2.0K 0.91% | 40.81K | 0.00 | 0.00 |
CADENCE DESIGN SYSTEM INC COMSOLE | COM | 8.77K | SH | $1.4K 0.66% | 8.77K | 0.00 | 0.00 |
ADOBE SYSTEMS INCORPORATEDSOLE | COM | 4.09K | SH | $1.1K 0.52% | 4.09K | 0.00 | 0.00 |
ISHARES TRSOLE | CYBERSECURITY | 26.90K | SH | $914.00 0.42% | 26.90K | 0.00 | 0.00 |
ARISTA NETWORKS INCSOLE | COM | 7.90K | SH | $892.00 0.41% | 7.90K | 0.00 | 0.00 |
ISHARES TRSOLE | ESG AWR MSCI USA | 9.95K | SH | $790.00 0.36% | 9.95K | 0.00 | 0.00 |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 1.51K | SH | $606.00 0.28% | 1.51K | 0.00 | 0.00 |
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