RETIREMENT GROUP, LLC

Filed: 11/6/2023ACC: 0001740491-23-000004

📋 What this filing means

RETIREMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 778 equity positions with a total reported market value of $240.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

778

Positions

$240.07M

Total AUM (reported)

3.66M

Total Shares

Allocation by class

COM$51.63M21.5%

CL B NEW$44.80M18.7%

S&P 500 TOP 50$19.56M8.1%

1 3 YR TREAS BD$10.03M4.2%

20 YR TR BD ETF$9.46M3.9%

S&P 400 MDCP VAL$9.14M3.8%

S&P 600 SMCP VAL$8.47M3.5%

Portfolio Concentration

Top 3$76.38M31.8%

4–10$58.44M24.3%

11–25$44.40M18.5%

Rest$60.85M25.3%

Top 3 weight

31.8%

Top 10 weight

56.2%

Voting Authority Distribution

Total shares with voting rights: 3.66M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.66M

% of voting shares100.0%

Investment Discretion (by position count)

Sole778

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings778

Rows:

BERKSHIRE HATHAWAY CLASS B

SOLE

CL B NEW

Shares127.89K

TypeSH

Market value$44.80M

18.66%

Sole

0.00

Shared

0.00

None

127.89K

INVSC S P 500 TOP 50 ETF

SOLE

S&P 500 TOP 50

Shares575.93K

TypeSH

Market value$19.56M

8.15%

Sole

0.00

Shared

0.00

None

575.93K

EXXON MOBIL CORP

SOLE

COM

Shares102.24K

TypeSH

Market value$12.02M

5.01%

Sole

0.00

Shared

0.00

None

102.24K

ISHARES 1-3 YEAR TREASRYBOND ETF

SOLE

1 3 YR TREAS BD

Shares123.86K

TypeSH

Market value$10.03M

4.18%

Sole

0.00

Shared

0.00

None

123.86K

ISHARES 20 PLS YEAR TREASURY BND ETF

SOLE

20 YR TR BD ETF

Shares106.68K

TypeSH

Market value$9.46M

3.94%

Sole

0.00

Shared

0.00

None

106.68K

SPDR S&P 400 MID CAP VALUE ETF

SOLE

S&P 400 MDCP VAL

Shares140.96K

TypeSH

Market value$9.14M

3.81%

Sole

0.00

Shared

0.00

None

140.96K

SPDR S&P 600 SMALL CAP VALUE ETF

SOLE

S&P 600 SMCP VAL

Shares117.10K

TypeSH

Market value$8.47M

3.53%

Sole

0.00

Shared

0.00

None

117.10K

SCHWAB US DIVIDEND EQUITY ETF

SOLE

US DIVIDEND EQ

Shares116.15K

TypeSH

Market value$8.22M

3.42%

Sole

0.00

Shared

0.00

None

116.15K

QUALIGEN THERAPEUTICS IN

SOLE

UNIT SER 1

Shares18.83K

TypeSH

Market value$6.62M

2.76%

Sole

0.00

Shared

0.00

None

18.83K

CHEVRON CORP

SOLE

COM

Shares38.49K

TypeSH

Market value$6.49M

2.70%

Sole

0.00

Shared

0.00

None

38.49K

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares37.58K

TypeSH

Market value$5.18M

2.16%

Sole

0.00

Shared

0.00

None

37.58K

CATERPILLAR INC

SOLE

COM

Shares18.96K

TypeSH

Market value$5.18M

2.16%

Sole

0.00

Shared

0.00

None

18.96K

JEFFERIES FINL

SOLE

COM

Shares132.28K

TypeSH

Market value$4.85M

2.02%

Sole

0.00

Shared

0.00

None

132.28K

APPLE INC

SOLE

COM

Shares23.41K

TypeSH

Market value$4.01M

1.67%

Sole

0.00

Shared

0.00

None

23.41K

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares11.89K

TypeSH

Market value$3.24M

1.35%

Sole

0.00

Shared

0.00

None

11.89K

ISHARES CORE S&P 500 ETF

SOLE

CORE S&P500 ETF

Shares6.77K

TypeSH

Market value$2.91M

1.21%

Sole

0.00

Shared

0.00

None

6.77K

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares6.17K

TypeSH

Market value$2.64M

1.10%

Sole

0.00

Shared

0.00

None

6.17K

BROOKFIELD CORP FCLASS A

SOLE

CL A LTD VT SH

Shares82.46K

TypeSH

Market value$2.58M

1.07%

Sole

0.00

Shared

0.00

None

82.46K

NVIDIA CORP

SOLE

COM

Shares5.92K

TypeSH

Market value$2.58M

1.07%

Sole

0.00

Shared

0.00

None

5.92K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares15.24K

TypeSH

Market value$2.37M

0.99%

Sole

0.00

Shared

0.00

None

15.24K

SCHWAB US AGGREGATE BONDETF

SOLE

US AGGREGATE B

Shares46.23K

TypeSH

Market value$2.04M

0.85%

Sole

0.00

Shared

0.00

None

46.23K

AMAZON.COM INC

SOLE

COM

Shares14.19K

TypeSH

Market value$1.80M

0.75%

Sole

0.00

Shared

0.00

None

14.19K

ALIBABA GROUP HLDG LTD FSPONSORED ADR 1 ADR REPS 8 ORD SHS

SOLE

A T & T INC

SOLE

COM

Shares111.81K

TypeSH

Market value$1.68M

0.70%

Sole

0.00

Shared

0.00

None

111.81K

SCHWAB US TIPS ETF

SOLE

US TIPS ETF

Shares32.99K

TypeSH

Market value$1.67M

0.69%

Sole

0.00

Shared

0.00

None

32.99K

Issuer	Class	Shares	Type	Value / Portfolio %	None
BERKSHIRE HATHAWAY CLASS BSOLE	CL B NEW	127.89K	SH	$44.80M 18.66%	127.89K
INVSC S P 500 TOP 50 ETFSOLE	S&P 500 TOP 50	575.93K	SH	$19.56M 8.15%	575.93K
EXXON MOBIL CORPSOLE	COM	102.24K	SH	$12.02M 5.01%	102.24K
ISHARES 1-3 YEAR TREASRYBOND ETFSOLE	1 3 YR TREAS BD	123.86K	SH	$10.03M 4.18%	123.86K
ISHARES 20 PLS YEAR TREASURY BND ETFSOLE	20 YR TR BD ETF	106.68K	SH	$9.46M 3.94%	106.68K
SPDR S&P 400 MID CAP VALUE ETFSOLE	S&P 400 MDCP VAL	140.96K	SH	$9.14M 3.81%	140.96K
SPDR S&P 600 SMALL CAP VALUE ETFSOLE	S&P 600 SMCP VAL	117.10K	SH	$8.47M 3.53%	117.10K
SCHWAB US DIVIDEND EQUITY ETFSOLE	US DIVIDEND EQ	116.15K	SH	$8.22M 3.42%	116.15K
QUALIGEN THERAPEUTICS INSOLE	UNIT SER 1	18.83K	SH	$6.62M 2.76%	18.83K
CHEVRON CORPSOLE	COM	38.49K	SH	$6.49M 2.70%	38.49K
VANGUARD VALUE ETFSOLE	VALUE ETF	37.58K	SH	$5.18M 2.16%	37.58K
CATERPILLAR INCSOLE	COM	18.96K	SH	$5.18M 2.16%	18.96K
JEFFERIES FINLSOLE	COM	132.28K	SH	$4.85M 2.02%	132.28K
APPLE INCSOLE	COM	23.41K	SH	$4.01M 1.67%	23.41K
VANGUARD GROWTH ETFSOLE	GROWTH ETF	11.89K	SH	$3.24M 1.35%	11.89K
ISHARES CORE S&P 500 ETFSOLE	CORE S&P500 ETF	6.77K	SH	$2.91M 1.21%	6.77K
SPDR S&P 500 ETFSOLE	TR UNIT	6.17K	SH	$2.64M 1.10%	6.17K
BROOKFIELD CORP FCLASS ASOLE	CL A LTD VT SH	82.46K	SH	$2.58M 1.07%	82.46K
NVIDIA CORPSOLE	COM	5.92K	SH	$2.58M 1.07%	5.92K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	15.24K	SH	$2.37M 0.99%	15.24K
SCHWAB US AGGREGATE BONDETFSOLE	US AGGREGATE B	46.23K	SH	$2.04M 0.85%	46.23K
AMAZON.COM INCSOLE	COM	14.19K	SH	$1.80M 0.75%	14.19K
ALIBABA GROUP HLDG LTD FSPONSORED ADR 1 ADR REPS 8 ORD SHSSOLE	SPONSORED ADS	21.24K	SH	$1.69M 0.70%	21.24K
A T & T INCSOLE	COM	111.81K	SH	$1.68M 0.70%	111.81K
SCHWAB US TIPS ETFSOLE	US TIPS ETF	32.99K	SH	$1.67M 0.69%	32.99K

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