RESCH RHONE A. exercised options at SUNWORKS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/1/2020ACC: 0001493152-20-022792
-1.96K
Net shares
Net seller
$11.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
3.57K acquired · 5.53K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+3.57K
Price / share
$3.07
Trade value
$10.96K
% of position
New position
11/30/2020
0.00→3.57K
Common Stock
Direct
Shares
−1.96K
Price / share
$5.60
Trade value
$10.96K
% of position
54.8%
11/30/2020
3.57K→1.61K
Total
Net shares
+1.61K
Net value
-$1.83
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/30/2020 | M · Option Exercise | +3.57K | $3.07 | $10.96K | New position | 0.00 | 3.57K |
| Common Stock Direct | 11/30/2020 | F · Tax Withholding | −1.96K | $5.60 | $10.96K | 54.8% | 3.57K | 1.61K |
| Total | +1.61K | -$1.83 | ||||||
Derivative Transactions1
Option to Purchase Common Stock
Direct
Converts to
Common Stock
3.57K shares
Shares
−3.57K
Strike price
3.07
Held after
0.00
Exercisable
—
11/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock Direct | Common Stock3.57K shares | 11/30/2020 | M · Option Exercise | −3.57K | 3.07 | — | 0.00 |