RENDALL PETER A. (COO and Treasurer) exercised options at NATIONAL GENERAL HOLDINGS CORP.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

RENDALL PETER A.

Filed: 2/28/2020ACC: 0001578735-20-000024

InsiderRENDALL PETER A.CIK 1648532

→

IssuerNATIONAL GENERAL HOLDINGS CORP.CIK 1578735

Officer· COO and Treasurer

Since Aug 2018

-12.99K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

27.72K acquired · 40.71K disposed

Non-Derivative Transactions6

Common Stock, $.01 par value

Direct

M · Option Exercise

+7.03K

Price / share

—

Trade value

—

% of position

New position

2/26/2020

0.00→7.03K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−3.19K

Price / share

—

Trade value

—

% of position

45.4%

2/26/2020

7.03K→3.84K

Common Stock, $.01 par value

Direct

M · Option Exercise

+14.26K

Price / share

—

Trade value

—

% of position

371.3%

2/26/2020

3.84K→18.10K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−6.75K

Price / share

—

Trade value

—

% of position

37.3%

2/26/2020

18.10K→11.35K

Common Stock, $.01 par value

Direct

F · Tax Withholding

−3.05K

Price / share

—

Trade value

—

% of position

17.1%

2/26/2020

17.78K→14.73K

Common Stock, $.01 par value

Direct

M · Option Exercise

+6.43K

Price / share

—

Trade value

—

% of position

56.7%

2/28/2020

11.35K→17.78K

Total

Net shares

+14.73K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $.01 par value Direct	2/26/2020	M · Option Exercise	+7.03K	—	—	New position	0.00	7.03K
Common Stock, $.01 par value Direct	2/26/2020	F · Tax Withholding	−3.19K	—	—	45.4%	7.03K	3.84K
Common Stock, $.01 par value Direct	2/26/2020	M · Option Exercise	+14.26K	—	—	371.3%	3.84K	18.10K
Common Stock, $.01 par value Direct	2/26/2020	F · Tax Withholding	−6.75K	—	—	37.3%	18.10K	11.35K
Common Stock, $.01 par value Direct	2/26/2020	F · Tax Withholding	−3.05K	—	—	17.1%	17.78K	14.73K
Common Stock, $.01 par value Direct	2/28/2020	M · Option Exercise	+6.43K	—	—	56.7%	11.35K	17.78K
Total			+14.73K		$0.00

Derivative Transactions3

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

7.03K shares

−7.03K

Strike price

Held after

7.03K

Exercisable

—

2/26/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

14.26K shares

−14.26K

Strike price

Held after

28.52K

Exercisable

—

2/26/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $.01 par value

6.43K shares

−6.43K

Strike price

Held after

0.00

Exercisable

—

2/28/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $.01 par value7.03K shares	2/26/2020	M · Option Exercise	−7.03K	—	7.03K
Restricted Stock Units Direct	Common Stock, $.01 par value14.26K shares	2/26/2020	M · Option Exercise	−14.26K	—	28.52K
Restricted Stock Units Direct	Common Stock, $.01 par value6.43K shares	2/28/2020	M · Option Exercise	−6.43K	—	0.00