RELATIVE VALUE PARTNERS GROUP, LLC

Filed: 11/13/2023ACC: 0001649910-23-000014

📋 What this filing means

RELATIVE VALUE PARTNERS GROUP, LLC filed this quarterly 13F‑HR report disclosing 262 equity positions with a total reported market value of $1.49B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

262

Positions

$1.49B

Total AUM (reported)

40.97M

Total Shares

Allocation by class

COM$229.23M15.4%

VALUE ETF$85.74M5.8%

S&P 100 ETF$79.48M5.3%

INTR TRM TREAS$66.65M4.5%

TOTAL STK MKT$65.04M4.4%

CORE S&P500 ETF$54.77M3.7%

MTG BKD SECS ETF$53.49M3.6%

Portfolio Concentration

Top 3$231.88M15.6%

4–10$359.85M24.2%

11–25$381.15M25.6%

Rest$516.38M34.7%

Top 3 weight

15.6%

Top 10 weight

39.7%

Voting Authority Distribution

Total shares with voting rights: 40.97M

Sole

Full voting authority

40.97M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole262

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings262

Rows:

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares621.65K

TypeSH

Market value$85.74M

5.76%

Sole

621.65K

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 100 ETF

Shares396.13K

TypeSH

Market value$79.48M

5.34%

Sole

396.13K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INTR TRM TREAS

Shares1.17M

TypeSH

Market value$66.65M

4.48%

Sole

1.17M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares306.20K

TypeSH

Market value$65.04M

4.37%

Sole

306.20K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares127.53K

TypeSH

Market value$54.77M

3.68%

Sole

127.53K

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

MTG BKD SECS ETF

Shares1.22M

TypeSH

Market value$53.49M

3.59%

Sole

1.22M

Shared

0.00

None

0.00

ISHARES TR

SOLE

BARCLAYS 7 10 YR

Shares581.08K

TypeSH

Market value$53.22M

3.57%

Sole

581.08K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

US QTLY DIV GRT

Shares755.07K

TypeSH

Market value$47.94M

3.22%

Sole

755.07K

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD

SOLE

FTSE RAFI 1000

Shares1.43M

TypeSH

Market value$45.40M

3.05%

Sole

1.43M

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

SHORT TERM TREAS

Shares694.29K

TypeSH

Market value$39.99M

2.69%

Sole

694.29K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTF SHORT

Shares1.25M

TypeSH

Market value$36.63M

2.46%

Sole

1.25M

Shared

0.00

None

0.00

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares732.50K

TypeSH

Market value$32.02M

2.15%

Sole

732.50K

Shared

0.00

None

0.00

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares408.73K

TypeSH

Market value$31.86M

2.14%

Sole

408.73K

Shared

0.00

None

0.00

JANUS DETROIT STR TR

SOLE

HENDRSN AAA CL

Shares622.97K

TypeSH

Market value$31.35M

2.11%

Sole

622.97K

Shared

0.00

None

0.00

SPECIAL OPPORTUNITIES FUND INC

SOLE

2 75% CNV PFD C

Shares1.34M

TypeSH

Market value$30.47M

2.05%

Sole

1.34M

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

INTNL VALUE

Shares875.36K

TypeSH

Market value$28.55M

1.92%

Sole

875.36K

Shared

0.00

None

0.00

ISHARES INC

SOLE

ISHS 1 5 YR INVS

Shares551.84K

TypeSH

Market value$27.50M

1.85%

Sole

551.84K

Shared

0.00

None

0.00

ISHARE TR

SOLE

US TREAS BD ETF

Shares1.18M

TypeSH

Market value$26.53M

1.78%

Sole

1.18M

Shared

0.00

None

0.00

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares156.54K

TypeSH

Market value$24.08M

1.62%

Sole

156.54K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares143.16K

TypeSH

Market value$21.73M

1.46%

Sole

143.16K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares337.16K

TypeSH

Market value$21.70M

1.46%

Sole

337.16K

Shared

0.00

None

0.00

SPECIAL OPPORTUNITIES FUND INC

SOLE

COM

Shares1.61M

TypeSH

Market value$17.63M

1.18%

Sole

1.61M

Shared

0.00

None

0.00

JANUS DETROIT STR TR

SOLE

HENDERSON MTG

Shares401.51K

TypeSH

Market value$17.43M

1.17%

Sole

401.51K

Shared

0.00

None

0.00

VIRTUS DIVIDEND INTEREST & P

SOLE

COM

Shares1.52M

TypeSH

Market value$17.17M

1.15%

Sole

1.52M

Shared

0.00

None

0.00

SABA CAPITAL INC & OPTUNTY FD

SOLE

SHS NEW

Shares2.15M

TypeSH

Market value$16.48M

1.11%

Sole

2.15M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD INDEX FDSSOLE	VALUE ETF	621.65K	SH	$85.74M 5.76%	621.65K
ISHARES TRSOLE	S&P 100 ETF	396.13K	SH	$79.48M 5.34%	396.13K
VANGUARD SCOTTSDALE FDSSOLE	INTR TRM TREAS	1.17M	SH	$66.65M 4.48%	1.17M
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	306.20K	SH	$65.04M 4.37%	306.20K
ISHARES TRSOLE	CORE S&P500 ETF	127.53K	SH	$54.77M 3.68%	127.53K
VANGUARD SCOTTSDALE FDSSOLE	MTG BKD SECS ETF	1.22M	SH	$53.49M 3.59%	1.22M
ISHARES TRSOLE	BARCLAYS 7 10 YR	581.08K	SH	$53.22M 3.57%	581.08K
WISDOMTREE TRSOLE	US QTLY DIV GRT	755.07K	SH	$47.94M 3.22%	755.07K
INVESCO EXCHANGE TRADED FDSOLE	FTSE RAFI 1000	1.43M	SH	$45.40M 3.05%	1.43M
VANGUARD SCOTTSDALE FDSSOLE	SHORT TERM TREAS	694.29K	SH	$39.99M 2.69%	694.29K
SPDR SER TRSOLE	PORTF SHORT	1.25M	SH	$36.63M 2.46%	1.25M
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	732.50K	SH	$32.02M 2.15%	732.50K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	408.73K	SH	$31.86M 2.14%	408.73K
JANUS DETROIT STR TRSOLE	HENDRSN AAA CL	622.97K	SH	$31.35M 2.11%	622.97K
SPECIAL OPPORTUNITIES FUND INCSOLE	2 75% CNV PFD C	1.34M	SH	$30.47M 2.05%	1.34M
DIMENSIONAL ETF TRUSTSOLE	INTNL VALUE	875.36K	SH	$28.55M 1.92%	875.36K
ISHARES INCSOLE	ISHS 1 5 YR INVS	551.84K	SH	$27.50M 1.85%	551.84K
ISHARE TRSOLE	US TREAS BD ETF	1.18M	SH	$26.53M 1.78%	1.18M
ISHARES TRSOLE	S&P 500 VAL ETF	156.54K	SH	$24.08M 1.62%	156.54K
ISHARES TRSOLE	RUS 1000 VAL ETF	143.16K	SH	$21.73M 1.46%	143.16K
ISHARES TRSOLE	CORE MSCI EAFE	337.16K	SH	$21.70M 1.46%	337.16K
SPECIAL OPPORTUNITIES FUND INCSOLE	COM	1.61M	SH	$17.63M 1.18%	1.61M
JANUS DETROIT STR TRSOLE	HENDERSON MTG	401.51K	SH	$17.43M 1.17%	401.51K
VIRTUS DIVIDEND INTEREST & PSOLE	COM	1.52M	SH	$17.17M 1.15%	1.52M
SABA CAPITAL INC & OPTUNTY FDSOLE	SHS NEW	2.15M	SH	$16.48M 1.11%	2.15M

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