REIN ROBERT S. enters SMART FOR LIFE, INC. with 1.13M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 2/15/2022ACC: 0001213900-22-007853
1.13M
Baseline shares
100% direct
1.13M
Direct ownership
1 position
20K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned1.13M
Total
1.13M direct1.13M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.13M | Direct |
| Total | 1.13M | 1.13M direct |
Derivative Holdings1
Warrant to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
20K
Shares owned
N/A
Exercise price
6.25
Expiration
—
Exercise window
—
Total
Underlying
20K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant to Purchase Common Stock Direct | Common Stock | 6.25 | — | — | 20K | N/A |
| Total | 20K | 0.00 | ||||