Filed: 10/13/2023ACC: 0001398344-23-019257
📋 What this filing means
REGISTER FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 597 equity positions with a total reported market value of $136.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
597
Positions
$136.55M
Total AUM (reported)
4.78M
Total Shares
Allocation by class
COM$83.25M61.0%
COM NEW$8.27M6.1%
GROWTH ETF$4.83M3.5%
VALUE ETF$4.59M3.4%
COMMON STOCK$4.59M3.4%
VG TL INTL STK F$3.67M2.7%
PORTFOLIO S&P400$2.59M1.9%
Portfolio Concentration
Top 3$14.25M10.4%
4–10$20.39M14.9%
11–25$26.27M19.2%
Rest$75.64M55.4%
Top 3 weight
10.4%
Top 10 weight
25.4%
Voting Authority Distribution
Total shares with voting rights: 4.78M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.78M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole597
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings597
Rows:
APPLE INC
SOLEShares28.21K
TypeSH
Market value$4.83M
3.54%
Sole
0.00
Shared
0.00
None
28.21K
VANGUARD INDEX FDS
SOLEShares17.73K
TypeSH
Market value$4.83M
3.54%
Sole
0.00
Shared
0.00
None
17.73K
VANGUARD INDEX FDS
SOLEShares33.29K
TypeSH
Market value$4.59M
3.36%
Sole
0.00
Shared
0.00
None
33.29K
VANGUARD STAR FDS
SOLEShares68.53K
TypeSH
Market value$3.67M
2.69%
Sole
0.00
Shared
0.00
None
68.53K
KRATOS DEFENSE & SEC SOLUTIO
SOLEShares217.46K
TypeSH
Market value$3.27M
2.39%
Sole
0.00
Shared
0.00
None
217.46K
MICROSOFT CORP
SOLEShares9.16K
TypeSH
Market value$2.89M
2.12%
Sole
0.00
Shared
0.00
None
9.16K
BLACKSTONE INC
SOLEShares26.04K
TypeSH
Market value$2.79M
2.04%
Sole
0.00
Shared
0.00
None
26.04K
JPMORGAN CHASE & CO
SOLEShares18.33K
TypeSH
Market value$2.66M
1.95%
Sole
0.00
Shared
0.00
None
18.33K
SPDR SER TR
SOLEShares59.23K
TypeSH
Market value$2.59M
1.90%
Sole
0.00
Shared
0.00
None
59.23K
ATI INC
SOLEShares61.35K
TypeSH
Market value$2.52M
1.85%
Sole
0.00
Shared
0.00
None
61.35K
KNIFE RIVER CORP
SOLEShares47.98K
TypeSH
Market value$2.34M
1.72%
Sole
0.00
Shared
0.00
None
47.98K
J P MORGAN EXCHANGE TRADED F
SOLEShares42.95K
TypeSH
Market value$2.30M
1.68%
Sole
0.00
Shared
0.00
None
42.95K
MDU RES GROUP INC
SOLEShares116.64K
TypeSH
Market value$2.28M
1.67%
Sole
0.00
Shared
0.00
None
116.64K
JOHNSON & JOHNSON
SOLEShares13.94K
TypeSH
Market value$2.17M
1.59%
Sole
0.00
Shared
0.00
None
13.94K
SCHWAB STRATEGIC TR
SOLEShares28.17K
TypeSH
Market value$1.99M
1.46%
Sole
0.00
Shared
0.00
None
28.17K
ABBVIE INC
SOLEShares12.34K
TypeSH
Market value$1.84M
1.35%
Sole
0.00
Shared
0.00
None
12.34K
CONOCOPHILLIPS
SOLEShares15.21K
TypeSH
Market value$1.82M
1.33%
Sole
0.00
Shared
0.00
None
15.21K
ALTA EQUIPMENT GROUP INC
SOLEShares141.16K
TypeSH
Market value$1.70M
1.25%
Sole
0.00
Shared
0.00
None
141.16K
APOLLO GLOBAL MGMT INC
SOLEShares16.55K
TypeSH
Market value$1.49M
1.09%
Sole
0.00
Shared
0.00
None
16.55K
MERCK & CO INC
SOLEShares14.36K
TypeSH
Market value$1.48M
1.08%
Sole
0.00
Shared
0.00
None
14.36K
CVS HEALTH CORP
SOLEShares20.48K
TypeSH
Market value$1.43M
1.05%
Sole
0.00
Shared
0.00
None
20.48K
INTERFACE INC
SOLEShares144.71K
TypeSH
Market value$1.42M
1.04%
Sole
0.00
Shared
0.00
None
144.71K
CISCO SYS INC
SOLEShares25.74K
TypeSH
Market value$1.38M
1.01%
Sole
0.00
Shared
0.00
None
25.74K
WALMART INC
SOLEShares8.38K
TypeSH
Market value$1.34M
0.98%
Sole
0.00
Shared
0.00
None
8.38K
CHEVRON CORP NEW
SOLEShares7.58K
TypeSH
Market value$1.28M
0.94%
Sole
0.00
Shared
0.00
None
7.58K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 28.21K | SH | $4.83M 3.54% | 0.00 | 0.00 | 28.21K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 17.73K | SH | $4.83M 3.54% | 0.00 | 0.00 | 17.73K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 33.29K | SH | $4.59M 3.36% | 0.00 | 0.00 | 33.29K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 68.53K | SH | $3.67M 2.69% | 0.00 | 0.00 | 68.53K |
KRATOS DEFENSE & SEC SOLUTIOSOLE | COM NEW | 217.46K | SH | $3.27M 2.39% | 0.00 | 0.00 | 217.46K |
MICROSOFT CORPSOLE | COM | 9.16K | SH | $2.89M 2.12% | 0.00 | 0.00 | 9.16K |
BLACKSTONE INCSOLE | COM | 26.04K | SH | $2.79M 2.04% | 0.00 | 0.00 | 26.04K |
JPMORGAN CHASE & COSOLE | COM | 18.33K | SH | $2.66M 1.95% | 0.00 | 0.00 | 18.33K |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 59.23K | SH | $2.59M 1.90% | 0.00 | 0.00 | 59.23K |
ATI INCSOLE | COM | 61.35K | SH | $2.52M 1.85% | 0.00 | 0.00 | 61.35K |
KNIFE RIVER CORPSOLE | COMMON STOCK | 47.98K | SH | $2.34M 1.72% | 0.00 | 0.00 | 47.98K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 42.95K | SH | $2.30M 1.68% | 0.00 | 0.00 | 42.95K |
MDU RES GROUP INCSOLE | COM | 116.64K | SH | $2.28M 1.67% | 0.00 | 0.00 | 116.64K |
JOHNSON & JOHNSONSOLE | COM | 13.94K | SH | $2.17M 1.59% | 0.00 | 0.00 | 13.94K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 28.17K | SH | $1.99M 1.46% | 0.00 | 0.00 | 28.17K |
ABBVIE INCSOLE | COM | 12.34K | SH | $1.84M 1.35% | 0.00 | 0.00 | 12.34K |
CONOCOPHILLIPSSOLE | COM | 15.21K | SH | $1.82M 1.33% | 0.00 | 0.00 | 15.21K |
ALTA EQUIPMENT GROUP INCSOLE | COMMON STOCK | 141.16K | SH | $1.70M 1.25% | 0.00 | 0.00 | 141.16K |
APOLLO GLOBAL MGMT INCSOLE | COM | 16.55K | SH | $1.49M 1.09% | 0.00 | 0.00 | 16.55K |
MERCK & CO INCSOLE | COM | 14.36K | SH | $1.48M 1.08% | 0.00 | 0.00 | 14.36K |
CVS HEALTH CORPSOLE | COM | 20.48K | SH | $1.43M 1.05% | 0.00 | 0.00 | 20.48K |
INTERFACE INCSOLE | COM | 144.71K | SH | $1.42M 1.04% | 0.00 | 0.00 | 144.71K |
CISCO SYS INCSOLE | COM | 25.74K | SH | $1.38M 1.01% | 0.00 | 0.00 | 25.74K |
WALMART INCSOLE | COM | 8.38K | SH | $1.34M 0.98% | 0.00 | 0.00 | 8.38K |
CHEVRON CORP NEWSOLE | COM | 7.58K | SH | $1.28M 0.94% | 0.00 | 0.00 | 7.58K |
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