Filed: 5/10/2023ACC: 0001398344-23-009400
📋 What this filing means
REGISTER FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 551 equity positions with a total reported market value of $127.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
551
Positions
$127.20M
Total AUM (reported)
4.23M
Total Shares
Allocation by class
COM$81.88M64.4%
COM NEW$6.08M4.8%
VALUE ETF$4.20M3.3%
GROWTH ETF$4.11M3.2%
VG TL INTL STK F$3.46M2.7%
PORTFOLIO S&P400$2.41M1.9%
US DIVIDEND EQ$2.02M1.6%
Portfolio Concentration
Top 3$13.43M10.6%
4–10$19.46M15.3%
11–25$24.28M19.1%
Rest$70.03M55.1%
Top 3 weight
10.6%
Top 10 weight
25.9%
Voting Authority Distribution
Total shares with voting rights: 4.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole551
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings551
Rows:
APPLE INC
SOLEShares31.04K
TypeSH
Market value$5.12M
4.02%
Sole
0.00
Shared
0.00
None
31.04K
VANGUARD INDEX FDS
SOLEShares30.39K
TypeSH
Market value$4.20M
3.30%
Sole
0.00
Shared
0.00
None
30.39K
VANGUARD INDEX FDS
SOLEShares16.48K
TypeSH
Market value$4.11M
3.23%
Sole
0.00
Shared
0.00
None
16.48K
VANGUARD STAR FDS
SOLEShares62.63K
TypeSH
Market value$3.46M
2.72%
Sole
0.00
Shared
0.00
None
62.63K
MDU RES GROUP INC
SOLEShares96.53K
TypeSH
Market value$2.94M
2.31%
Sole
0.00
Shared
0.00
None
96.53K
MICROSOFT CORP
SOLEShares9.93K
TypeSH
Market value$2.86M
2.25%
Sole
0.00
Shared
0.00
None
9.93K
BLACKSTONE INC
SOLEShares30.36K
TypeSH
Market value$2.67M
2.10%
Sole
0.00
Shared
0.00
None
30.36K
JPMORGAN CHASE & CO
SOLEShares19.74K
TypeSH
Market value$2.57M
2.02%
Sole
0.00
Shared
0.00
None
19.74K
KRATOS DEFENSE & SEC SOLUTIO
SOLEShares186.96K
TypeSH
Market value$2.52M
1.98%
Sole
0.00
Shared
0.00
None
186.96K
ATI INC
SOLEShares61.75K
TypeSH
Market value$2.44M
1.92%
Sole
0.00
Shared
0.00
None
61.75K
SPDR SER TR
SOLEShares54.81K
TypeSH
Market value$2.41M
1.89%
Sole
0.00
Shared
0.00
None
54.81K
JOHNSON & JOHNSON
SOLEShares14.32K
TypeSH
Market value$2.22M
1.75%
Sole
0.00
Shared
0.00
None
14.32K
SCHWAB STRATEGIC TR
SOLEShares27.61K
TypeSH
Market value$2.02M
1.59%
Sole
0.00
Shared
0.00
None
27.61K
ABBVIE INC
SOLEShares11.85K
TypeSH
Market value$1.89M
1.48%
Sole
0.00
Shared
0.00
None
11.85K
CVS HEALTH CORP
SOLEShares21.75K
TypeSH
Market value$1.62M
1.27%
Sole
0.00
Shared
0.00
None
21.75K
MERCK & CO INC
SOLEShares14.96K
TypeSH
Market value$1.59M
1.25%
Sole
0.00
Shared
0.00
None
14.96K
J P MORGAN EXCHANGE TRADED F
SOLEShares29.11K
TypeSH
Market value$1.59M
1.25%
Sole
0.00
Shared
0.00
None
29.11K
ALTA EQUIPMENT GROUP INC
SOLEShares99.65K
TypeSH
Market value$1.58M
1.24%
Sole
0.00
Shared
0.00
None
99.65K
HOME DEPOT INC
SOLEShares5.23K
TypeSH
Market value$1.54M
1.21%
Sole
0.00
Shared
0.00
None
5.23K
ENOVIX CORPORATION
SOLEShares91.10K
TypeSH
Market value$1.36M
1.07%
Sole
0.00
Shared
0.00
None
91.10K
PFIZER INC
SOLEShares33.19K
TypeSH
Market value$1.35M
1.06%
Sole
0.00
Shared
0.00
None
33.19K
CONOCOPHILLIPS
SOLEShares13.41K
TypeSH
Market value$1.33M
1.05%
Sole
0.00
Shared
0.00
None
13.41K
CLEVELAND-CLIFFS INC NEW
SOLEShares69.55K
TypeSH
Market value$1.27M
1.00%
Sole
0.00
Shared
0.00
None
69.55K
CISCO SYS INC
SOLEShares24.17K
TypeSH
Market value$1.26M
0.99%
Sole
0.00
Shared
0.00
None
24.17K
BANK AMERICA CORP
SOLEShares43.57K
TypeSH
Market value$1.25M
0.98%
Sole
0.00
Shared
0.00
None
43.57K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 31.04K | SH | $5.12M 4.02% | 0.00 | 0.00 | 31.04K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 30.39K | SH | $4.20M 3.30% | 0.00 | 0.00 | 30.39K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 16.48K | SH | $4.11M 3.23% | 0.00 | 0.00 | 16.48K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 62.63K | SH | $3.46M 2.72% | 0.00 | 0.00 | 62.63K |
MDU RES GROUP INCSOLE | COM | 96.53K | SH | $2.94M 2.31% | 0.00 | 0.00 | 96.53K |
MICROSOFT CORPSOLE | COM | 9.93K | SH | $2.86M 2.25% | 0.00 | 0.00 | 9.93K |
BLACKSTONE INCSOLE | COM | 30.36K | SH | $2.67M 2.10% | 0.00 | 0.00 | 30.36K |
JPMORGAN CHASE & COSOLE | COM | 19.74K | SH | $2.57M 2.02% | 0.00 | 0.00 | 19.74K |
KRATOS DEFENSE & SEC SOLUTIOSOLE | COM NEW | 186.96K | SH | $2.52M 1.98% | 0.00 | 0.00 | 186.96K |
ATI INCSOLE | COM | 61.75K | SH | $2.44M 1.92% | 0.00 | 0.00 | 61.75K |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 54.81K | SH | $2.41M 1.89% | 0.00 | 0.00 | 54.81K |
JOHNSON & JOHNSONSOLE | COM | 14.32K | SH | $2.22M 1.75% | 0.00 | 0.00 | 14.32K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 27.61K | SH | $2.02M 1.59% | 0.00 | 0.00 | 27.61K |
ABBVIE INCSOLE | COM | 11.85K | SH | $1.89M 1.48% | 0.00 | 0.00 | 11.85K |
CVS HEALTH CORPSOLE | COM | 21.75K | SH | $1.62M 1.27% | 0.00 | 0.00 | 21.75K |
MERCK & CO INCSOLE | COM | 14.96K | SH | $1.59M 1.25% | 0.00 | 0.00 | 14.96K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 29.11K | SH | $1.59M 1.25% | 0.00 | 0.00 | 29.11K |
ALTA EQUIPMENT GROUP INCSOLE | COMMON STOCK | 99.65K | SH | $1.58M 1.24% | 0.00 | 0.00 | 99.65K |
HOME DEPOT INCSOLE | COM | 5.23K | SH | $1.54M 1.21% | 0.00 | 0.00 | 5.23K |
ENOVIX CORPORATIONSOLE | COM | 91.10K | SH | $1.36M 1.07% | 0.00 | 0.00 | 91.10K |
PFIZER INCSOLE | COM | 33.19K | SH | $1.35M 1.06% | 0.00 | 0.00 | 33.19K |
CONOCOPHILLIPSSOLE | COM | 13.41K | SH | $1.33M 1.05% | 0.00 | 0.00 | 13.41K |
CLEVELAND-CLIFFS INC NEWSOLE | COM | 69.55K | SH | $1.27M 1.00% | 0.00 | 0.00 | 69.55K |
CISCO SYS INCSOLE | COM | 24.17K | SH | $1.26M 0.99% | 0.00 | 0.00 | 24.17K |
BANK AMERICA CORPSOLE | COM | 43.57K | SH | $1.25M 0.98% | 0.00 | 0.00 | 43.57K |
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