Filed: 2/14/2023ACC: 0001398344-23-003393
📋 What this filing means
REGISTER FINANCIAL ADVISORS LLC filed this quarterly 13F‑HR report disclosing 794 equity positions with a total reported market value of $156.65M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
794
Positions
$156.65M
Total AUM (reported)
10.94M
Total Shares
Allocation by class
COM$119.94M76.6%
VALUE ETF$3.95M2.5%
COM NEW$3.80M2.4%
GROWTH ETF$3.32M2.1%
VG TL INTL STK F$3.09M2.0%
PORTFOLIO S&P400$2.26M1.4%
US DIVIDEND EQ$1.67M1.1%
Portfolio Concentration
Top 3$11.24M7.2%
4–10$18.99M12.1%
11–25$27.38M17.5%
Rest$99.04M63.2%
Top 3 weight
7.2%
Top 10 weight
19.3%
Voting Authority Distribution
Total shares with voting rights: 10.94M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.94M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole794
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings794
Rows:
VANGUARD INDEX FDS
SOLEShares28.16K
TypeSH
Market value$3.95M
2.52%
Sole
0.00
Shared
0.00
None
28.16K
COLUMBIA DIVIDEND
SOLEShares126.41K
TypeSH
Market value$3.66M
2.33%
Sole
0.00
Shared
0.00
None
126.41K
APPLE INC
SOLEShares27.95K
TypeSH
Market value$3.63M
2.32%
Sole
0.00
Shared
0.00
None
27.95K
VANGUARD INDEX FDS
SOLEShares15.60K
TypeSH
Market value$3.32M
2.12%
Sole
0.00
Shared
0.00
None
15.60K
JPMORGAN TR II
SOLEShares73.77K
TypeSH
Market value$3.30M
2.11%
Sole
0.00
Shared
0.00
None
73.77K
VANGUARD STAR FDS
SOLEShares59.72K
TypeSH
Market value$3.09M
1.97%
Sole
0.00
Shared
0.00
None
59.72K
FIRST EAGLE FUNDS
SOLEShares108.52K
TypeSH
Market value$2.50M
1.59%
Sole
0.00
Shared
0.00
None
108.52K
JPMORGAN CHASE & CO
SOLEShares17.31K
TypeSH
Market value$2.32M
1.48%
Sole
0.00
Shared
0.00
None
17.31K
SPDR SER TR
SOLEShares53.22K
TypeSH
Market value$2.26M
1.44%
Sole
0.00
Shared
0.00
None
53.22K
EATON VANCE GROWTH TR
SOLEShares64.30K
TypeSH
Market value$2.20M
1.40%
Sole
0.00
Shared
0.00
None
64.30K
MICROSOFT CORP
SOLEShares9.06K
TypeSH
Market value$2.17M
1.39%
Sole
0.00
Shared
0.00
None
9.06K
BLACKSTONE INC
SOLEShares28.90K
TypeSH
Market value$2.14M
1.37%
Sole
0.00
Shared
0.00
None
28.90K
TRAVELCENTERS 8.25 PFD
SOLEShares84.55K
TypeSH
Market value$2.14M
1.37%
Sole
0.00
Shared
0.00
None
84.55K
JPMORGAN TR I
SOLEShares124.65K
TypeSH
Market value$2.13M
1.36%
Sole
0.00
Shared
0.00
None
124.65K
JOHNSON & JOHNSON
SOLEShares11.05K
TypeSH
Market value$1.95M
1.25%
Sole
0.00
Shared
0.00
None
11.05K
ALTA EQUIP GROUP INC PFD
SOLEShares75.60K
TypeSH
Market value$1.91M
1.22%
Sole
0.00
Shared
0.00
None
75.60K
PIMCO FDS
SOLEShares180.47K
TypeSH
Market value$1.87M
1.19%
Sole
0.00
Shared
0.00
None
180.47K
ABBVIE INC
SOLEShares10.83K
TypeSH
Market value$1.75M
1.12%
Sole
0.00
Shared
0.00
None
10.83K
CVS HEALTH CORP
SOLEShares18.48K
TypeSH
Market value$1.72M
1.10%
Sole
0.00
Shared
0.00
None
18.48K
FIDELITY ADVISOR
SOLEShares72.15K
TypeSH
Market value$1.69M
1.08%
Sole
0.00
Shared
0.00
None
72.15K
SCHWAB STRATEGIC TR
SOLEShares22.05K
TypeSH
Market value$1.67M
1.06%
Sole
0.00
Shared
0.00
None
22.05K
WILLIAM BLAIR FDS
SOLEShares58.19K
TypeSH
Market value$1.66M
1.06%
Sole
0.00
Shared
0.00
None
58.19K
MDU RES GROUP INC
SOLEShares50.67K
TypeSH
Market value$1.54M
0.98%
Sole
0.00
Shared
0.00
None
50.67K
MERCK & CO INC
SOLEShares13.67K
TypeSH
Market value$1.52M
0.97%
Sole
0.00
Shared
0.00
None
13.67K
PFIZER INC
SOLEShares29.59K
TypeSH
Market value$1.52M
0.97%
Sole
0.00
Shared
0.00
None
29.59K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | VALUE ETF | 28.16K | SH | $3.95M 2.52% | 0.00 | 0.00 | 28.16K |
COLUMBIA DIVIDENDSOLE | COM | 126.41K | SH | $3.66M 2.33% | 0.00 | 0.00 | 126.41K |
APPLE INCSOLE | COM | 27.95K | SH | $3.63M 2.32% | 0.00 | 0.00 | 27.95K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 15.60K | SH | $3.32M 2.12% | 0.00 | 0.00 | 15.60K |
JPMORGAN TR IISOLE | COM | 73.77K | SH | $3.30M 2.11% | 0.00 | 0.00 | 73.77K |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 59.72K | SH | $3.09M 1.97% | 0.00 | 0.00 | 59.72K |
FIRST EAGLE FUNDSSOLE | COM | 108.52K | SH | $2.50M 1.59% | 0.00 | 0.00 | 108.52K |
JPMORGAN CHASE & COSOLE | COM | 17.31K | SH | $2.32M 1.48% | 0.00 | 0.00 | 17.31K |
SPDR SER TRSOLE | PORTFOLIO S&P400 | 53.22K | SH | $2.26M 1.44% | 0.00 | 0.00 | 53.22K |
EATON VANCE GROWTH TRSOLE | COM | 64.30K | SH | $2.20M 1.40% | 0.00 | 0.00 | 64.30K |
MICROSOFT CORPSOLE | COM | 9.06K | SH | $2.17M 1.39% | 0.00 | 0.00 | 9.06K |
BLACKSTONE INCSOLE | COM | 28.90K | SH | $2.14M 1.37% | 0.00 | 0.00 | 28.90K |
TRAVELCENTERS 8.25 PFDSOLE | COM | 84.55K | SH | $2.14M 1.37% | 0.00 | 0.00 | 84.55K |
JPMORGAN TR ISOLE | COM | 124.65K | SH | $2.13M 1.36% | 0.00 | 0.00 | 124.65K |
JOHNSON & JOHNSONSOLE | COM | 11.05K | SH | $1.95M 1.25% | 0.00 | 0.00 | 11.05K |
ALTA EQUIP GROUP INC PFDSOLE | COM | 75.60K | SH | $1.91M 1.22% | 0.00 | 0.00 | 75.60K |
PIMCO FDSSOLE | COM | 180.47K | SH | $1.87M 1.19% | 0.00 | 0.00 | 180.47K |
ABBVIE INCSOLE | COM | 10.83K | SH | $1.75M 1.12% | 0.00 | 0.00 | 10.83K |
CVS HEALTH CORPSOLE | COM | 18.48K | SH | $1.72M 1.10% | 0.00 | 0.00 | 18.48K |
FIDELITY ADVISORSOLE | COM | 72.15K | SH | $1.69M 1.08% | 0.00 | 0.00 | 72.15K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 22.05K | SH | $1.67M 1.06% | 0.00 | 0.00 | 22.05K |
WILLIAM BLAIR FDSSOLE | COM | 58.19K | SH | $1.66M 1.06% | 0.00 | 0.00 | 58.19K |
MDU RES GROUP INCSOLE | COM | 50.67K | SH | $1.54M 0.98% | 0.00 | 0.00 | 50.67K |
MERCK & CO INCSOLE | COM | 13.67K | SH | $1.52M 0.97% | 0.00 | 0.00 | 13.67K |
PFIZER INCSOLE | COM | 29.59K | SH | $1.52M 0.97% | 0.00 | 0.00 | 29.59K |
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