REGISTER CHIP S (EVP & Chief Operating Officer) exercised options at FAUQUIER BANKSHARES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/21/2020ACC: 0001209191-20-064633
Officer· EVP & Chief Operating Officer
Since Jan 2020
-1.12K
Net shares
Net seller
$19.6K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
6.19K acquired · 7.31K disposed
Non-Derivative Transactions4
Common Stock
Indirect
Shares
−3.94K
Price / share
—
Trade value
—
% of position
New position
4/8/2020
3.94K→0.00
Common Stock
Direct
Shares
+3.94K
Price / share
—
Trade value
—
% of position
92.3%
4/8/2020
4.27K→8.21K
Common Stock
Direct
Shares
+2.25K
Price / share
—
Trade value
—
% of position
27.4%
12/17/2020
8.21K→10.46K
Common Stock
Direct
Shares
−1.12K
Price / share
$17.40
Trade value
$19.56K
% of position
10.7%
12/17/2020
10.46K→9.33K
Total
Net shares
+1.13K
Net value
-$19.56K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 4/8/2020 | G · Gift | −3.94K | — | — | New position | 3.94K | 0.00 |
| Common Stock Direct | 4/8/2020 | G · Gift | +3.94K | — | — | 92.3% | 4.27K | 8.21K |
| Common Stock Direct | 12/17/2020 | M · Option Exercise | +2.25K | — | — | 27.4% | 8.21K | 10.46K |
| Common Stock Direct | 12/17/2020 | D · Disposition | −1.12K | $17.40 | $19.56K | 10.7% | 10.46K | 9.33K |
| Total | +1.13K | -$19.56K | ||||||
Derivative Transactions2
Performance Stock Units
Direct
Converts to
Common Stock
967.00 shares
Shares
−967.00
Strike price
Held after
0.00
Exercisable
—
12/17/2020
Performance Stock Units
Direct
Converts to
Common Stock
1.28K shares
Shares
−1.28K
Strike price
Held after
0.00
Exercisable
—
12/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock967.00 shares | 12/17/2020 | M · Option Exercise | −967.00 | — | 0.00 | |
| Performance Stock Units Direct | Common Stock1.28K shares | 12/17/2020 | M · Option Exercise | −1.28K | — | 0.00 |