REGAL WEALTH GROUP, INC.

Filed: 10/11/2023ACC: 0001656537-23-000005

📋 What this filing means

REGAL WEALTH GROUP, INC. filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $146.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$146.45M

Total AUM (reported)

1.95M

Total Shares

Allocation by class

RUS 1000 GRW ETF$26.50M18.1%

US LARGE CAP VAL$20.50M14.0%

COM$14.34M9.8%

CORE S&P500 ETF$13.33M9.1%

SHRT TRM CORP BD$8.70M5.9%

IBOXX INV CP ETF$8.59M5.9%

US SMALL CAP ETF$7.24M4.9%

Portfolio Concentration

Top 3$60.33M41.2%

4–10$46.68M31.9%

11–25$33.94M23.2%

Rest$5.50M3.8%

Top 3 weight

41.2%

Top 10 weight

73.1%

Voting Authority Distribution

Total shares with voting rights: 1.95M

Sole

Full voting authority

552.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.95M

% of voting shares100.0%

Investment Discretion (by position count)

Sole42

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings42

Rows:

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares99.61K

TypeSH

Market value$26.50M

18.09%

Sole

27.00

Shared

0.00

None

99.58K

DIMENSIONAL ETF TRUST

SOLE

US LARGE CAP VAL

Shares826.38K

TypeSH

Market value$20.50M

14.00%

Sole

269.00

Shared

0.00

None

826.11K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares31.05K

TypeSH

Market value$13.33M

9.11%

Sole

0.00

Shared

0.00

None

31.05K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares115.75K

TypeSH

Market value$8.70M

5.94%

Sole

46.00

Shared

0.00

None

115.70K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares84.17K

TypeSH

Market value$8.59M

5.86%

Sole

31.00

Shared

0.00

None

84.14K

DIMENSIONAL ETF TRUST

SOLE

US SMALL CAP ETF

Shares137.97K

TypeSH

Market value$7.24M

4.95%

Sole

43.00

Shared

0.00

None

137.93K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares30.25K

TypeSH

Market value$6.42M

4.39%

Sole

6.00

Shared

0.00

None

30.24K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares26.27K

TypeSH

Market value$5.47M

3.74%

Sole

5.00

Shared

0.00

None

26.27K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares55.47K

TypeSH

Market value$5.22M

3.56%

Sole

21.00

Shared

0.00

None

55.45K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares69.57K

TypeSH

Market value$5.04M

3.44%

Sole

15.00

Shared

0.00

None

69.56K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares184.95K

TypeSH

Market value$4.83M

3.30%

Sole

56.00

Shared

0.00

None

184.89K

ROCKWELL AUTOMATION INC

SOLE

COM

Shares15.09K

TypeSH

Market value$4.31M

2.94%

Sole

0.00

Shared

0.00

None

15.09K

BOEING CO

SOLE

COM

Shares21.41K

TypeSH

Market value$4.10M

2.80%

Sole

0.00

Shared

0.00

None

21.41K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares26.52K

TypeSH

Market value$4.03M

2.75%

Sole

0.00

Shared

0.00

None

26.52K

DIMENSIONAL ETF TRUST

SOLE

CORE FIXED INCOM

Shares84.32K

TypeSH

Market value$3.40M

2.32%

Sole

33.00

Shared

0.00

None

84.28K

ISHARES TR

SOLE

RUS 1000 ETF

Shares10.08K

TypeSH

Market value$2.37M

1.62%

Sole

0.00

Shared

0.00

None

10.08K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares30.77K

TypeSH

Market value$2.10M

1.44%

Sole

0.00

Shared

0.00

None

30.77K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares12.01K

TypeSH

Market value$1.85M

1.26%

Sole

0.00

Shared

0.00

None

12.01K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares9.30K

TypeSH

Market value$1.64M

1.12%

Sole

0.00

Shared

0.00

None

9.30K

APPLE INC

SOLE

COM

Shares6.88K

TypeSH

Market value$1.18M

0.80%

Sole

0.00

Shared

0.00

None

6.88K

SKYWORKS SOLUTIONS INC

SOLE

COM

Shares11.57K

TypeSH

Market value$1.14M

0.78%

Sole

0.00

Shared

0.00

None

11.57K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares5.81K

TypeSH

Market value$1.10M

0.75%

Sole

0.00

Shared

0.00

None

5.81K

ISHARES TR

SOLE

RUS 2000 GRW ETF

Shares3.12K

TypeSH

Market value$699.1K

0.48%

Sole

0.00

Shared

0.00

None

3.12K

ISHARES TR

SOLE

RUS 2000 VAL ETF

Shares4.54K

TypeSH

Market value$615.2K

0.42%

Sole

0.00

Shared

0.00

None

4.54K

RTX CORPORATION

SOLE

COM

Shares7.89K

TypeSH

Market value$568.1K

0.39%

Sole

0.00

Shared

0.00

None

7.89K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	RUS 1000 GRW ETF	99.61K	SH	$26.50M 18.09%	27.00	99.58K
DIMENSIONAL ETF TRUSTSOLE	US LARGE CAP VAL	826.38K	SH	$20.50M 14.00%	269.00	826.11K
ISHARES TRSOLE	CORE S&P500 ETF	31.05K	SH	$13.33M 9.11%	0.00	31.05K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	115.75K	SH	$8.70M 5.94%	46.00	115.70K
ISHARES TRSOLE	IBOXX INV CP ETF	84.17K	SH	$8.59M 5.86%	31.00	84.14K
DIMENSIONAL ETF TRUSTSOLE	US SMALL CAP ETF	137.97K	SH	$7.24M 4.95%	43.00	137.93K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	30.25K	SH	$6.42M 4.39%	6.00	30.24K
VANGUARD INDEX FDSSOLE	MID CAP ETF	26.27K	SH	$5.47M 3.74%	5.00	26.27K
ISHARES TRSOLE	CORE US AGGBD ET	55.47K	SH	$5.22M 3.56%	21.00	55.45K
ISHARES TRSOLE	MSCI USA MIN VOL	69.57K	SH	$5.04M 3.44%	15.00	69.56K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	184.95K	SH	$4.83M 3.30%	56.00	184.89K
ROCKWELL AUTOMATION INCSOLE	COM	15.09K	SH	$4.31M 2.94%	0.00	15.09K
BOEING COSOLE	COM	21.41K	SH	$4.10M 2.80%	0.00	21.41K
ISHARES TRSOLE	RUS 1000 VAL ETF	26.52K	SH	$4.03M 2.75%	0.00	26.52K
DIMENSIONAL ETF TRUSTSOLE	CORE FIXED INCOM	84.32K	SH	$3.40M 2.32%	33.00	84.28K
ISHARES TRSOLE	RUS 1000 ETF	10.08K	SH	$2.37M 1.62%	0.00	10.08K
ISHARES TRSOLE	S&P 500 GRWT ETF	30.77K	SH	$2.10M 1.44%	0.00	30.77K
ISHARES TRSOLE	S&P 500 VAL ETF	12.01K	SH	$1.85M 1.26%	0.00	12.01K
ISHARES TRSOLE	RUSSELL 2000 ETF	9.30K	SH	$1.64M 1.12%	0.00	9.30K
APPLE INCSOLE	COM	6.88K	SH	$1.18M 0.80%	0.00	6.88K
SKYWORKS SOLUTIONS INCSOLE	COM	11.57K	SH	$1.14M 0.78%	0.00	11.57K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	5.81K	SH	$1.10M 0.75%	0.00	5.81K
ISHARES TRSOLE	RUS 2000 GRW ETF	3.12K	SH	$699.1K 0.48%	0.00	3.12K
ISHARES TRSOLE	RUS 2000 VAL ETF	4.54K	SH	$615.2K 0.42%	0.00	4.54K
RTX CORPORATIONSOLE	COM	7.89K	SH	$568.1K 0.39%	0.00	7.89K

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