Filed: 1/30/2023ACC: 0001656537-23-000002
📋 What this filing means
REGAL WEALTH GROUP, INC. filed this quarterly 13F‑HR report disclosing 45 equity positions with a total reported market value of $136.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
45
Positions
$136.19M
Total AUM (reported)
1.11M
Total Shares
Allocation by class
RUS 1000 VAL ETF$24.71M18.1%
RUS 1000 GRW ETF$21.88M16.1%
COM$14.43M10.6%
CORE S&P500 ETF$12.59M9.2%
IBOXX INV CP ETF$8.67M6.4%
0-5YR HI YL CP$7.04M5.2%
CORE US AGGBD ET$5.90M4.3%
Portfolio Concentration
Top 3$59.18M43.5%
4–10$40.85M30.0%
11–25$30.39M22.3%
Rest$5.76M4.2%
Top 3 weight
43.5%
Top 10 weight
73.5%
Voting Authority Distribution
Total shares with voting rights: 1.11M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.11M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole45
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings45
Rows:
ISHARES TR
SOLEShares162.97K
TypeSH
Market value$24.71M
18.15%
Sole
0.00
Shared
0.00
None
162.97K
ISHARES TR
SOLEShares102.13K
TypeSH
Market value$21.88M
16.07%
Sole
0.00
Shared
0.00
None
102.13K
ISHARES TR
SOLEShares32.77K
TypeSH
Market value$12.59M
9.24%
Sole
0.00
Shared
0.00
None
32.77K
ISHARES TR
SOLEShares82.24K
TypeSH
Market value$8.67M
6.37%
Sole
0.00
Shared
0.00
None
82.24K
ISHARES TR
SOLEShares172.06K
TypeSH
Market value$7.04M
5.17%
Sole
0.00
Shared
0.00
None
172.06K
ISHARES TR
SOLEShares60.81K
TypeSH
Market value$5.90M
4.33%
Sole
0.00
Shared
0.00
None
60.81K
ISHARES TR
SOLEShares22.01K
TypeSH
Market value$5.32M
3.91%
Sole
0.00
Shared
0.00
None
22.01K
ISHARES TR
SOLEShares103.46K
TypeSH
Market value$5.15M
3.78%
Sole
0.00
Shared
0.00
None
103.46K
ISHARES TR
SOLEShares62.71K
TypeSH
Market value$4.52M
3.32%
Sole
0.00
Shared
0.00
None
62.71K
BOEING CO
SOLEShares22.31K
TypeSH
Market value$4.25M
3.12%
Sole
0.00
Shared
0.00
None
22.31K
ROCKWELL AUTOMATION INC
SOLEShares15.08K
TypeSH
Market value$3.88M
2.85%
Sole
0.00
Shared
0.00
None
15.08K
ISHARES TR
SOLEShares27.83K
TypeSH
Market value$3.86M
2.83%
Sole
0.00
Shared
0.00
None
27.83K
ISHARES TR
SOLEShares17.56K
TypeSH
Market value$3.77M
2.77%
Sole
0.00
Shared
0.00
None
17.56K
ISHARES TR
SOLEShares22.21K
TypeSH
Market value$3.24M
2.38%
Sole
0.00
Shared
0.00
None
22.21K
ISHARES TR
SOLEShares10.17K
TypeSH
Market value$2.14M
1.57%
Sole
0.00
Shared
0.00
None
10.17K
VANGUARD INDEX FDS
SOLEShares9.76K
TypeSH
Market value$1.99M
1.46%
Sole
0.00
Shared
0.00
None
9.76K
VANGUARD INDEX FDS
SOLEShares9.99K
TypeSH
Market value$1.91M
1.40%
Sole
0.00
Shared
0.00
None
9.99K
ISHARES TR
SOLEShares31.32K
TypeSH
Market value$1.83M
1.35%
Sole
0.00
Shared
0.00
None
31.32K
ISHARES TR
SOLEShares12.22K
TypeSH
Market value$1.77M
1.30%
Sole
0.00
Shared
0.00
None
12.22K
ISHARES TR
SOLEShares9.58K
TypeSH
Market value$1.67M
1.23%
Sole
0.00
Shared
0.00
None
9.58K
VANGUARD INDEX FDS
SOLEShares5.77K
TypeSH
Market value$1.06M
0.78%
Sole
0.00
Shared
0.00
None
5.77K
SKYWORKS SOLUTIONS INC
SOLEShares11.58K
TypeSH
Market value$1.06M
0.77%
Sole
0.00
Shared
0.00
None
11.58K
APPLE INC
SOLEShares6.31K
TypeSH
Market value$820.1K
0.60%
Sole
0.00
Shared
0.00
None
6.31K
RAYTHEON TECHNOLOGIES CORP
SOLEShares7.95K
TypeSH
Market value$801.9K
0.59%
Sole
0.00
Shared
0.00
None
7.95K
MERCK & CO INC
SOLEShares5.32K
TypeSH
Market value$590.0K
0.43%
Sole
0.00
Shared
0.00
None
5.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 VAL ETF | 162.97K | SH | $24.71M 18.15% | 0.00 | 0.00 | 162.97K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 102.13K | SH | $21.88M 16.07% | 0.00 | 0.00 | 102.13K |
ISHARES TRSOLE | CORE S&P500 ETF | 32.77K | SH | $12.59M 9.24% | 0.00 | 0.00 | 32.77K |
ISHARES TRSOLE | IBOXX INV CP ETF | 82.24K | SH | $8.67M 6.37% | 0.00 | 0.00 | 82.24K |
ISHARES TRSOLE | 0-5YR HI YL CP | 172.06K | SH | $7.04M 5.17% | 0.00 | 0.00 | 172.06K |
ISHARES TRSOLE | CORE US AGGBD ET | 60.81K | SH | $5.90M 4.33% | 0.00 | 0.00 | 60.81K |
ISHARES TRSOLE | CORE S&P MCP ETF | 22.01K | SH | $5.32M 3.91% | 0.00 | 0.00 | 22.01K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 103.46K | SH | $5.15M 3.78% | 0.00 | 0.00 | 103.46K |
ISHARES TRSOLE | MSCI USA MIN VOL | 62.71K | SH | $4.52M 3.32% | 0.00 | 0.00 | 62.71K |
BOEING COSOLE | COM | 22.31K | SH | $4.25M 3.12% | 0.00 | 0.00 | 22.31K |
ROCKWELL AUTOMATION INCSOLE | COM | 15.08K | SH | $3.88M 2.85% | 0.00 | 0.00 | 15.08K |
ISHARES TRSOLE | RUS 2000 VAL ETF | 27.83K | SH | $3.86M 2.83% | 0.00 | 0.00 | 27.83K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 17.56K | SH | $3.77M 2.77% | 0.00 | 0.00 | 17.56K |
ISHARES TRSOLE | MSCI USA MMENTM | 22.21K | SH | $3.24M 2.38% | 0.00 | 0.00 | 22.21K |
ISHARES TRSOLE | RUS 1000 ETF | 10.17K | SH | $2.14M 1.57% | 0.00 | 0.00 | 10.17K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 9.76K | SH | $1.99M 1.46% | 0.00 | 0.00 | 9.76K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 9.99K | SH | $1.91M 1.40% | 0.00 | 0.00 | 9.99K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 31.32K | SH | $1.83M 1.35% | 0.00 | 0.00 | 31.32K |
ISHARES TRSOLE | S&P 500 VAL ETF | 12.22K | SH | $1.77M 1.30% | 0.00 | 0.00 | 12.22K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 9.58K | SH | $1.67M 1.23% | 0.00 | 0.00 | 9.58K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 5.77K | SH | $1.06M 0.78% | 0.00 | 0.00 | 5.77K |
SKYWORKS SOLUTIONS INCSOLE | COM | 11.58K | SH | $1.06M 0.77% | 0.00 | 0.00 | 11.58K |
APPLE INCSOLE | COM | 6.31K | SH | $820.1K 0.60% | 0.00 | 0.00 | 6.31K |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 7.95K | SH | $801.9K 0.59% | 0.00 | 0.00 | 7.95K |
MERCK & CO INCSOLE | COM | 5.32K | SH | $590.0K 0.43% | 0.00 | 0.00 | 5.32K |
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