Filed: 11/9/2022ACC: 0001656537-22-000005
📋 What this filing means
REGAL WEALTH GROUP, INC. filed this quarterly 13F‑HR report disclosing 44 equity positions with a total reported market value of $129.6K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
44
Positions
$129.6K
Total AUM (reported)
1.10M
Total Shares
Allocation by class
RUS 1000 VAL ETF$22.9K17.7%
RUS 1000 GRW ETF$21.6K16.7%
COM$12.6K9.8%
CORE S&P500 ETF$12.5K9.6%
IBOXX INV CP ETF$8.2K6.4%
0-5YR HI YL CP$7.0K5.4%
CORE US AGGBD ET$5.8K4.5%
Portfolio Concentration
Top 3$56.9K43.9%
4–10$39.1K30.2%
11–25$28.2K21.8%
Rest$5.3K4.1%
Top 3 weight
43.9%
Top 10 weight
74.1%
Voting Authority Distribution
Total shares with voting rights: 1.10M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.10M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole44
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings44
Rows:
ISHARES TR
SOLEShares161.76K
TypeSH
Market value$22.9K
17.67%
Sole
0.00
Shared
0.00
None
161.76K
ISHARES TR
SOLEShares100.62K
TypeSH
Market value$21.6K
16.66%
Sole
0.00
Shared
0.00
None
100.62K
ISHARES TR
SOLEShares33.65K
TypeSH
Market value$12.5K
9.61%
Sole
0.00
Shared
0.00
None
33.65K
ISHARES TR
SOLEShares82.31K
TypeSH
Market value$8.2K
6.36%
Sole
0.00
Shared
0.00
None
82.31K
ISHARES TR
SOLEShares173.11K
TypeSH
Market value$7.0K
5.38%
Sole
0.00
Shared
0.00
None
173.11K
ISHARES TR
SOLEShares61.21K
TypeSH
Market value$5.8K
4.45%
Sole
0.00
Shared
0.00
None
61.21K
ISHARES TR
SOLEShares104.52K
TypeSH
Market value$5.1K
3.93%
Sole
0.00
Shared
0.00
None
104.52K
ISHARES TR
SOLEShares21.77K
TypeSH
Market value$5.0K
3.85%
Sole
0.00
Shared
0.00
None
21.77K
ISHARES TR
SOLEShares62.56K
TypeSH
Market value$4.2K
3.25%
Sole
0.00
Shared
0.00
None
62.56K
ROCKWELL AUTOMATION INC
SOLEShares16.55K
TypeSH
Market value$3.9K
2.99%
Sole
0.00
Shared
0.00
None
16.55K
ISHARES TR
SOLEShares27.49K
TypeSH
Market value$3.7K
2.88%
Sole
0.00
Shared
0.00
None
27.49K
ISHARES TR
SOLEShares17.34K
TypeSH
Market value$3.7K
2.83%
Sole
0.00
Shared
0.00
None
17.34K
ISHARES TR
SOLEShares22.31K
TypeSH
Market value$3.1K
2.39%
Sole
0.00
Shared
0.00
None
22.31K
BOEING CO
SOLEShares22.13K
TypeSH
Market value$3.1K
2.36%
Sole
0.00
Shared
0.00
None
22.13K
ISHARES TR
SOLEShares10.16K
TypeSH
Market value$2.1K
1.59%
Sole
0.00
Shared
0.00
None
10.16K
VANGUARD INDEX FDS
SOLEShares9.76K
TypeSH
Market value$1.9K
1.44%
Sole
0.00
Shared
0.00
None
9.76K
VANGUARD INDEX FDS
SOLEShares10K
TypeSH
Market value$1.8K
1.43%
Sole
0.00
Shared
0.00
None
10K
ISHARES TR
SOLEShares30.69K
TypeSH
Market value$1.8K
1.39%
Sole
0.00
Shared
0.00
None
30.69K
ISHARES TR
SOLEShares9.58K
TypeSH
Market value$1.6K
1.27%
Sole
0.00
Shared
0.00
None
9.58K
ISHARES TR
SOLEShares11.72K
TypeSH
Market value$1.6K
1.22%
Sole
0.00
Shared
0.00
None
11.72K
VANGUARD INDEX FDS
SOLEShares5.77K
TypeSH
Market value$1.0K
0.79%
Sole
0.00
Shared
0.00
None
5.77K
SKYWORKS SOLUTIONS INC
SOLEShares11.55K
TypeSH
Market value$944.00
0.73%
Sole
0.00
Shared
0.00
None
11.55K
APPLE INC
SOLEShares5.60K
TypeSH
Market value$805.00
0.62%
Sole
0.00
Shared
0.00
None
5.60K
RAYTHEON TECHNOLOGIES CORP
SOLEShares7.05K
TypeSH
Market value$618.00
0.48%
Sole
0.00
Shared
0.00
None
7.05K
MERCK & CO INC
SOLEShares5.32K
TypeSH
Market value$496.00
0.38%
Sole
0.00
Shared
0.00
None
5.32K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS 1000 VAL ETF | 161.76K | SH | $22.9K 17.67% | 0.00 | 0.00 | 161.76K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 100.62K | SH | $21.6K 16.66% | 0.00 | 0.00 | 100.62K |
ISHARES TRSOLE | CORE S&P500 ETF | 33.65K | SH | $12.5K 9.61% | 0.00 | 0.00 | 33.65K |
ISHARES TRSOLE | IBOXX INV CP ETF | 82.31K | SH | $8.2K 6.36% | 0.00 | 0.00 | 82.31K |
ISHARES TRSOLE | 0-5YR HI YL CP | 173.11K | SH | $7.0K 5.38% | 0.00 | 0.00 | 173.11K |
ISHARES TRSOLE | CORE US AGGBD ET | 61.21K | SH | $5.8K 4.45% | 0.00 | 0.00 | 61.21K |
ISHARES TRSOLE | ISHS 1-5YR INVS | 104.52K | SH | $5.1K 3.93% | 0.00 | 0.00 | 104.52K |
ISHARES TRSOLE | CORE S&P MCP ETF | 21.77K | SH | $5.0K 3.85% | 0.00 | 0.00 | 21.77K |
ISHARES TRSOLE | MSCI USA MIN VOL | 62.56K | SH | $4.2K 3.25% | 0.00 | 0.00 | 62.56K |
ROCKWELL AUTOMATION INCSOLE | COM | 16.55K | SH | $3.9K 2.99% | 0.00 | 0.00 | 16.55K |
ISHARES TRSOLE | RUS 2000 VAL ETF | 27.49K | SH | $3.7K 2.88% | 0.00 | 0.00 | 27.49K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 17.34K | SH | $3.7K 2.83% | 0.00 | 0.00 | 17.34K |
ISHARES TRSOLE | MSCI USA MMENTM | 22.31K | SH | $3.1K 2.39% | 0.00 | 0.00 | 22.31K |
BOEING COSOLE | COM | 22.13K | SH | $3.1K 2.36% | 0.00 | 0.00 | 22.13K |
ISHARES TRSOLE | RUS 1000 ETF | 10.16K | SH | $2.1K 1.59% | 0.00 | 0.00 | 10.16K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 9.76K | SH | $1.9K 1.44% | 0.00 | 0.00 | 9.76K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 10K | SH | $1.8K 1.43% | 0.00 | 0.00 | 10K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 30.69K | SH | $1.8K 1.39% | 0.00 | 0.00 | 30.69K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 9.58K | SH | $1.6K 1.27% | 0.00 | 0.00 | 9.58K |
ISHARES TRSOLE | S&P 500 VAL ETF | 11.72K | SH | $1.6K 1.22% | 0.00 | 0.00 | 11.72K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 5.77K | SH | $1.0K 0.79% | 0.00 | 0.00 | 5.77K |
SKYWORKS SOLUTIONS INCSOLE | COM | 11.55K | SH | $944.00 0.73% | 0.00 | 0.00 | 11.55K |
APPLE INCSOLE | COM | 5.60K | SH | $805.00 0.62% | 0.00 | 0.00 | 5.60K |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 7.05K | SH | $618.00 0.48% | 0.00 | 0.00 | 7.05K |
MERCK & CO INCSOLE | COM | 5.32K | SH | $496.00 0.38% | 0.00 | 0.00 | 5.32K |
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