REDMILE GROUP, LLC reported 1 transaction at ALDER BIOPHARMACEUTICALS INC

Review the transaction codes below to understand the nature of each event.

REDMILE GROUP, LLC

Filed: 10/24/2019ACC: 0001104659-19-056193

InsiderREDMILE GROUP, LLCCIK 1425738

→

IssuerALDER BIOPHARMACEUTICALS INCCIK 1423824

Director

Since Jun 2018

-9.09M

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

150K acquired · 9.24M disposed

Non-Derivative Transactions1

Common Stock

Indirect

U · U

−8.24M

Price / share

—

Trade value

—

% of position

New position

10/22/2019

8.24M→0.00

Total

Net shares

−8.24M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	10/22/2019	U · U	−8.24M	—	—	New position	8.24M	0.00
Total			−8.24M		$0.00

Derivative Transactions9

Class A-1 Convertible Preferred Stock

Indirect

U · U

Converts to

Common Stock

7.80M shares

−779.78K

Strike price

Held after

0.00

Exercisable

—

10/22/2019

Class A-1 Convertible Preferred Stock Warrant (Right to Buy)

Indirect

J · J

Converts to

Class A-1 Convertible Preferred Stock

75K shares

+75K

Strike price

137.88

Held after

75K

Exercisable

—

10/22/2019

Class A-1 Convertible Preferred Stock Warrant (Right to Buy)

Indirect

X · X

Converts to

Class A-1 Convertible Preferred Stock

75K shares

−75K

Strike price

137.88

Held after

0.00

Exercisable

—

10/22/2019

Class A-1 Convertible Preferred Stock

Indirect

X · X

Converts to

Common Stock

750K shares

+75K

Strike price

Held after

75K

Exercisable

—

10/22/2019

Class A-1 Convertible Preferred Stock

Indirect

D · Disposition

Converts to

Common Stock

547.57K shares

−54.76K

Strike price

188.64

Held after

20.24K

Exercisable

—

10/22/2019

Class A-1 Convertible Preferred Stock

Indirect

U · U

Converts to

Common Stock

202.43K shares

−20.24K

Strike price

Held after

0.00

Exercisable

—

10/22/2019

Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Common Stock

30K shares

−30K

Strike price

13.20

Held after

0.00

Exercisable

—

10/22/2019

Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Common Stock

15K shares

−15K

Strike price

15.50

Held after

0.00

Exercisable

—

10/22/2019

Stock Option (Right to Buy)

Indirect

D · Disposition

Converts to

Common Stock

22.50K shares

−22.50K

Strike price

11.01

Held after

0.00

Exercisable

—

10/22/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Class A-1 Convertible Preferred Stock Indirect	Common Stock7.80M shares	10/22/2019	U · U	−779.78K		—	0.00
Class A-1 Convertible Preferred Stock Warrant (Right to Buy) Indirect	Class A-1 Convertible Preferred Stock75K shares	10/22/2019	J · J	+75K	137.88	—	75K
Class A-1 Convertible Preferred Stock Warrant (Right to Buy) Indirect	Class A-1 Convertible Preferred Stock75K shares	10/22/2019	X · X	−75K	137.88	—	0.00
Class A-1 Convertible Preferred Stock Indirect	Common Stock750K shares	10/22/2019	X · X	+75K		—	75K
Class A-1 Convertible Preferred Stock Indirect	Common Stock547.57K shares	10/22/2019	D · Disposition	−54.76K	188.64	—	20.24K
Class A-1 Convertible Preferred Stock Indirect	Common Stock202.43K shares	10/22/2019	U · U	−20.24K		—	0.00
Stock Option (Right to Buy) Indirect	Common Stock30K shares	10/22/2019	D · Disposition	−30K	13.20	—	0.00
Stock Option (Right to Buy) Indirect	Common Stock15K shares	10/22/2019	D · Disposition	−15K	15.50	—	0.00
Stock Option (Right to Buy) Indirect	Common Stock22.50K shares	10/22/2019	D · Disposition	−22.50K	11.01	—	0.00