READYSTATE ASSET MANAGEMENT LP

Filed: 8/14/2023ACC: 0001214659-23-011285

📋 What this filing means

READYSTATE ASSET MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 218 equity positions with a total reported market value of $1.33B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

218

Positions

$1.33B

Total AUM (reported)

663.90M

Total Shares

Allocation by class

COM$530.07M39.9%

NOTE3/1$50.67M3.8%

NOTE 3.250% 3/0$50.28M3.8%

NOTE 1.000%12/0$34.40M2.6%

UNIT SER 1$31.40M2.4%

NOTE 1.125% 5/1$29.16M2.2%

NOTE 0.875% 1/0$28.29M2.1%

Portfolio Concentration

Top 3$151.23M11.4%

4–10$220.47M16.6%

11–25$264.45M19.9%

Rest$693.90M52.2%

Top 3 weight

11.4%

Top 10 weight

27.9%

Voting Authority Distribution

Total shares with voting rights: 663.90M

Sole

Full voting authority

663.90M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole218

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings218

Rows:

APPLE INC

SOLE

COM

Shares285.20K

TypeSH

Market value$55.32M

4.16%

Sole

285.20K

Shared

0.00

None

0.00

PEABODY ENGR CORP

SOLE

NOTE 3.250% 3/0

Shares37.30M

TypePRN

Market value$50.28M

3.78%

Sole

37.30M

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares134K

TypeSH

Market value$45.63M

3.43%

Sole

134K

Shared

0.00

None

0.00

BUILDERS FIRSTSOURCE INC

SOLE

COM

Shares295.40K

TypeSH

Market value$40.17M

3.02%

Sole

295.40K

Shared

0.00

None

0.00

ARRAY TECHNOLOGIES INC

SOLE

NOTE 1.000%12/0

Shares30M

TypePRN

Market value$34.40M

2.59%

Sole

30M

Shared

0.00

None

0.00

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares85K

TypeSH

Market value$31.40M

2.36%

Sole

85K

Shared

0.00

None

0.00

AIRBNB INC

SOLE

NOTE3/1

Shares33.50M

TypePRN

Market value$29.30M

2.20%

Sole

33.50M

Shared

0.00

None

0.00

IMPINJ INC

SOLE

NOTE 1.125% 5/1

Shares26.84M

TypePRN

Market value$29.16M

2.19%

Sole

26.84M

Shared

0.00

None

0.00

VERADIGM INC

SOLE

NOTE 0.875% 1/0

Shares25.40M

TypePRN

Market value$28.29M

2.13%

Sole

25.40M

Shared

0.00

None

0.00

SPLUNK INC

SOLE

NOTE 1.125% 6/1

Shares32M

TypePRN

Market value$27.76M

2.09%

Sole

32M

Shared

0.00

None

0.00

ALPHATEC HLDGS INC

SOLE

NOTE 0.750% 8/0

Shares20.50M

TypePRN

Market value$23.88M

1.80%

Sole

20.50M

Shared

0.00

None

0.00

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares300K

TypeSH

Market value$23.71M

1.78%

Sole

300K

Shared

0.00

None

0.00

BENTLEY SYS INC

SOLE

NOTE 0.375% 7/0

Shares25.50M

TypePRN

Market value$23.15M

1.74%

Sole

25.50M

Shared

0.00

None

0.00

DISNEY WALT CO

SOLE

COM

Shares244.57K

TypeSH

Market value$21.84M

1.64%

Sole

244.57K

Shared

0.00

None

0.00

PROS HOLDINGS INC

SOLE

NOTE 2.250% 9/1

Shares20.50M

TypePRN

Market value$20.60M

1.55%

Sole

20.50M

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares43.80K

TypeSH

Market value$18.53M

1.39%

Sole

43.80K

Shared

0.00

None

0.00

SEAGEN INC

SOLE

COM

Shares92.64K

TypeSH

Market value$17.83M

1.34%

Sole

92.64K

Shared

0.00

None

0.00

WORKIVA INC

SOLE

NOTE 1.125% 8/1

Shares11.50M

TypePRN

Market value$16.21M

1.22%

Sole

11.50M

Shared

0.00

None

0.00

REVANCE THERAPEUTICS INC

SOLE

NOTE 1.750% 2/1

Shares15M

TypePRN

Market value$15.88M

1.19%

Sole

15M

Shared

0.00

None

0.00

HORIZON THERAPEUTICS PUB L

SOLE

SHS

Shares146.62K

TypeSH

Market value$15.08M

1.13%

Sole

146.62K

Shared

0.00

None

0.00

IRONWOOD PHARMACEUTICALS INC

SOLE

NOTE 1.500% 6/1

Shares14.50M

TypePRN

Market value$14.88M

1.12%

Sole

14.50M

Shared

0.00

None

0.00

ASCENDIS PHARMA A/S

SOLE

NOTE 2.250% 4/0

Shares15M

TypePRN

Market value$13.69M

1.03%

Sole

15M

Shared

0.00

None

0.00

SHIFT4 PMTS INC

SOLE

NOTE12/1

Shares12.50M

TypePRN

Market value$13.64M

1.03%

Sole

12.50M

Shared

0.00

None

0.00

CLOUDFLARE INC

SOLE

NOTE8/1

Shares15M

TypePRN

Market value$12.80M

0.96%

Sole

15M

Shared

0.00

None

0.00

PAR TECHNOLOGY CORP

SOLE

NOTE 1.500%10/1

Shares16M

TypePRN

Market value$12.73M

0.96%

Sole

16M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
APPLE INCSOLE	COM	285.20K	SH	$55.32M 4.16%	285.20K
PEABODY ENGR CORPSOLE	NOTE 3.250% 3/0	37.30M	PRN	$50.28M 3.78%	37.30M
MICROSOFT CORPSOLE	COM	134K	SH	$45.63M 3.43%	134K
BUILDERS FIRSTSOURCE INCSOLE	COM	295.40K	SH	$40.17M 3.02%	295.40K
ARRAY TECHNOLOGIES INCSOLE	NOTE 1.000%12/0	30M	PRN	$34.40M 2.59%	30M
INVESCO QQQ TRSOLE	UNIT SER 1	85K	SH	$31.40M 2.36%	85K
AIRBNB INCSOLE	NOTE3/1	33.50M	PRN	$29.30M 2.20%	33.50M
IMPINJ INCSOLE	NOTE 1.125% 5/1	26.84M	PRN	$29.16M 2.19%	26.84M
VERADIGM INCSOLE	NOTE 0.875% 1/0	25.40M	PRN	$28.29M 2.13%	25.40M
SPLUNK INCSOLE	NOTE 1.125% 6/1	32M	PRN	$27.76M 2.09%	32M
ALPHATEC HLDGS INCSOLE	NOTE 0.750% 8/0	20.50M	PRN	$23.88M 1.80%	20.50M
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	300K	SH	$23.71M 1.78%	300K
BENTLEY SYS INCSOLE	NOTE 0.375% 7/0	25.50M	PRN	$23.15M 1.74%	25.50M
DISNEY WALT COSOLE	COM	244.57K	SH	$21.84M 1.64%	244.57K
PROS HOLDINGS INCSOLE	NOTE 2.250% 9/1	20.50M	PRN	$20.60M 1.55%	20.50M
NVIDIA CORPORATIONSOLE	COM	43.80K	SH	$18.53M 1.39%	43.80K
SEAGEN INCSOLE	COM	92.64K	SH	$17.83M 1.34%	92.64K
WORKIVA INCSOLE	NOTE 1.125% 8/1	11.50M	PRN	$16.21M 1.22%	11.50M
REVANCE THERAPEUTICS INCSOLE	NOTE 1.750% 2/1	15M	PRN	$15.88M 1.19%	15M
HORIZON THERAPEUTICS PUB LSOLE	SHS	146.62K	SH	$15.08M 1.13%	146.62K
IRONWOOD PHARMACEUTICALS INCSOLE	NOTE 1.500% 6/1	14.50M	PRN	$14.88M 1.12%	14.50M
ASCENDIS PHARMA A/SSOLE	NOTE 2.250% 4/0	15M	PRN	$13.69M 1.03%	15M
SHIFT4 PMTS INCSOLE	NOTE12/1	12.50M	PRN	$13.64M 1.03%	12.50M
CLOUDFLARE INCSOLE	NOTE8/1	15M	PRN	$12.80M 0.96%	15M
PAR TECHNOLOGY CORPSOLE	NOTE 1.500%10/1	16M	PRN	$12.73M 0.96%	16M

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