READ SIMON (Chief Scientific Officer) exercised options at RA PHARMACEUTICALS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/5/2019ACC: 0001104659-19-005906
Officer· Chief Scientific Officer
Since Feb 2019
+104.07K
Net shares
Net buyer
$61.6K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
116.17K acquired · 12.10K disposed
Non-Derivative Transactions2
COMMON STOCK
Direct
Shares
+9.17K
Price / share
—
Trade value
—
% of position
New position
2/1/2019
0.00→9.17K
COMMON STOCK
Direct
Shares
−2.93K
Price / share
$21.00
Trade value
$61.59K
% of position
32.0%
2/1/2019
9.17K→6.23K
Total
Net shares
+6.23K
Net value
-$61.59K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 2/1/2019 | M · Option Exercise | +9.17K | — | — | New position | 0.00 | 9.17K |
| COMMON STOCK Direct | 2/1/2019 | F · Tax Withholding | −2.93K | $21.00 | $61.59K | 32.0% | 9.17K | 6.23K |
| Total | +6.23K | -$61.59K | ||||||
Derivative Transactions2
Options to Purchase Common Stock
Direct
Converts to
Common Stock
107K shares
Shares
+107K
Strike price
21.00
Held after
107K
Exercisable
—
2/1/2019
Restricted Stock Units
Direct
Converts to
Common Stock
9.17K shares
Shares
−9.17K
Strike price
Held after
18.33K
Exercisable
—
2/1/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common Stock107K shares | 2/1/2019 | A · Award | +107K | 21.00 | — | 107K |
| Restricted Stock Units Direct | Common Stock9.17K shares | 2/1/2019 | M · Option Exercise | −9.17K | — | 18.33K |