RCB EQUITIES 1, LLC reported 1 transaction at NAUTICUS ROBOTICS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/1/2026ACC: 0002143744-26-000006
10% Owner
Since Jun 2026
+168.01K
Net shares
Net buyer
$250.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
168.01K acquired
Non-Derivative Transactions1
COMMON STOCK
Direct
Shares
+168.01K
Price / share
$1.49
Trade value
$250K
% of position
134.3%
9/30/2026
125.08K→293.09K
Total
Net shares
+168.01K
Net value
$250K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK Direct | 9/30/2026 | C · Conversion | +168.01K | $1.49 | $250K | 134.3% | 125.08K | 293.09K |
| Total | +168.01K | $250K | ||||||
Derivative Transactions1
SENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED)
Direct
Converts to
COMMON STOCK, $0.0001 PAR VALUE
168.01K shares
Shares
+N/A
Strike price
1.488
Held after
N/A
Exercisable
—
9/30/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| SENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED) Direct | COMMON STOCK, $0.0001 PAR VALUE168.01K shares | 9/30/2026 | C · Conversion | +N/A | 1.488 | — | N/A |