RAYMOND ROBERT JOSEPH enters CIMAREX RESOLUTE LLC with 456.56K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 5/17/2018ACC: 0001144204-18-029614
Director
Since Mar 2019
456.56K
Baseline shares
0.00
Direct ownership
0 positions
400K
Derivative underlying
2 instruments
1
Security positions
456.56K indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned456.56K
Total
456.56K indirect456.56K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 456.56K | Indirect |
| Total | 456.56K | 456.56K indirect |
Derivative Holdings2
Short Put Position (Obligation to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
30
Expiration
—
Exercise window
—
Short Call Position (Obligation to Sell)
IndirectUnderlying security
Common Stock
Underlying shares
300K
Shares owned
N/A
Exercise price
47
Expiration
—
Exercise window
—
Total
Underlying
400K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Short Put Position (Obligation to Buy) Indirect | Common Stock | 30 | — | — | 100K | N/A |
| Short Call Position (Obligation to Sell) Indirect | Common Stock | 47 | — | — | 300K | N/A |
| Total | 400K | 0.00 | ||||