RAYMOND CHARLES BRADFORD exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/11/2026ACC: 0001193125-26-102301
Other
Since Feb 2026
+31.23K
Net shares
Net buyer
$2.15M
Total sold
0
Open market trades
0B · 0S
4
Total transactions
113.91K acquired · 82.68K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+53.24K
Price / share
—
Trade value
—
% of position
82.5%
3/9/2026
64.54K→117.78K
Common Stock
Direct
Shares
−29.44K
Price / share
$73.05
Trade value
$2.15M
% of position
25.0%
3/9/2026
117.78K→88.34K
Total
Net shares
+23.80K
Net value
-$2.15M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/9/2026 | M · Option Exercise | +53.24K | — | — | 82.5% | 64.54K | 117.78K |
| Common Stock Direct | 3/9/2026 | F · Tax Withholding | −29.44K | $73.05 | $2.15M | 25.0% | 117.78K | 88.34K |
| Total | +23.80K | -$2.15M | ||||||
Derivative Transactions2
Phantom Stock Unit
Direct
Converts to
Common Stock
60.67K shares
Shares
+60.67K
Strike price
0
Held after
144.26K
Exercisable
—
3/9/2026
Phantom Stock Unit
Direct
Converts to
Common Stock
53.24K shares
Shares
−53.24K
Strike price
0
Held after
91.02K
Exercisable
—
3/9/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Unit Direct | Common Stock60.67K shares | 3/9/2026 | A · Award | +60.67K | 0 | — | 144.26K |
| Phantom Stock Unit Direct | Common Stock53.24K shares | 3/9/2026 | M · Option Exercise | −53.24K | 0 | — | 91.02K |