RAVICH JESS M

PrivateCIK: 1094988

Location

LOS ANGELES, CA

RAVICH JESS M

Filed: 4/7/2020ACC: 0000947871-20-000331

InsiderRAVICH JESS MCIK 1094988

→

IssuerALJ REGIONAL HOLDINGS INCCIK 1438731

DirectorOfficer10% Owner· Executive Chairman

Since Aug 2018

0.00

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

0

Total transactions

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)4

Common Stock

Indirect

Shares owned668.67K

Common Stock

Indirect

Shares owned4.85M

Common Stock

Direct

Shares owned9.03M

Common Stock

Indirect

Shares owned1.48M

Total

9.03M direct·7.01M indirect16.03M

Security Title	Shares Owned	Ownership Type
Common Stock	668.67K	Indirect
Common Stock	4.85M	Indirect
Common Stock	9.03M	Direct
Common Stock	1.48M	Indirect
Total	16.03M	9.03M direct·7.01M indirect

Derivative Holdings (Post-Transaction)9

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

69.61K

Shares owned

69.61K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

555K

Shares owned

555K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

225K

Shares owned

225K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

225K

Shares owned

225K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

319.68K

Shares owned

319.68K

Exercise price

1.80

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

171.71K

Shares owned

171.71K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

69.61K

Shares owned

69.61K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

199.80K

Shares owned

199.80K

Exercise price

1.80

Expiration

—

Exercise window

—

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

350K

Shares owned

350K

Exercise price

4.00

Expiration

—

Exercise window

—

Total

Underlying

2.19M

Owned

2.19M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants Indirect	Common Stock		—	—	69.61K	69.61K
Warrants Indirect	Common Stock		—	—	555K	555K
Warrants Indirect	Common Stock		—	—	225K	225K
Warrants Indirect	Common Stock		—	—	225K	225K
Warrants Indirect	Common Stock	1.80	—	—	319.68K	319.68K
Warrants Indirect	Common Stock		—	—	171.71K	171.71K
Warrants Indirect	Common Stock		—	—	69.61K	69.61K
Warrants Indirect	Common Stock	1.80	—	—	199.80K	199.80K
Stock Options (Right to Buy) Direct	Common Stock	4.00	—	—	350K	350K
Total					2.19M	2.19M

RAVICH JESS M — Insider Transaction (Form 4) Filed Apr 7, 2020 | Finecho