RAVICH JESS M

PrivateCIK: 1094988

Location

LOS ANGELES, CA

RAVICH JESS M (Executive Chairman) received a stock award from ALJ REGIONAL HOLDINGS INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

RAVICH JESS M

Filed: 3/16/2020ACC: 0000947871-20-000221

InsiderRAVICH JESS MCIK 1094988

→

IssuerALJ REGIONAL HOLDINGS INCCIK 1438731

DirectorOfficer10% Owner· Executive Chairman

Since Aug 2018

+43.62K

Net shares

Net buyer

$32.7K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

43.62K acquired

Non-Derivative Transactions2

Common Stock

Direct

A · Award

Shares

+29.20K

Price / share

$0.75

Trade value

$21.89K

% of position

0.3%

3/12/2020

9.01M→9.04M

Common Stock

Direct

A · Award

Shares

+14.42K

Price / share

$0.75

Trade value

$10.80K

% of position

0.2%

3/13/2020

9.04M→9.06M

Total

Net shares

+43.62K

Net value

$32.70K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/12/2020	A · Award	+29.20K	$0.75	$21.89K	0.3%	9.01M	9.04M
Common Stock Direct	3/13/2020	A · Award	+14.42K	$0.75	$10.80K	0.2%	9.04M	9.06M
Total			+43.62K		$32.70K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect

Shares owned4.85M

Common Stock

Indirect

Shares owned668.67K

Common Stock

Indirect

Shares owned1.48M

Total

7.01M indirect7.01M

Security Title	Shares Owned	Ownership Type
Common Stock	4.85M	Indirect
Common Stock	668.67K	Indirect
Common Stock	1.48M	Indirect
Total	7.01M	7.01M indirect

Derivative Holdings (Post-Transaction)7

Stock Options (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

350K

Shares owned

350K

Exercise price

4.00

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

225K

Shares owned

225K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

319.68K

Shares owned

319.68K

Exercise price

1.80

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

225K

Shares owned

225K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

555K

Shares owned

555K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

225K

Shares owned

225K

Exercise price

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

199.80K

Shares owned

199.80K

Exercise price

1.80

Expiration

—

Exercise window

—

Total

Underlying

2.10M

Owned

2.10M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options (Right to Buy) Direct	Common Stock	4.00	—	—	350K	350K
Warrants Indirect	Common Stock		—	—	225K	225K
Warrants Indirect	Common Stock	1.80	—	—	319.68K	319.68K
Warrants Indirect	Common Stock		—	—	225K	225K
Warrants Indirect	Common Stock		—	—	555K	555K
Warrants Indirect	Common Stock		—	—	225K	225K
Warrants Indirect	Common Stock	1.80	—	—	199.80K	199.80K
Total					2.10M	2.10M

RAVICH JESS M — Insider Transaction (Form 4) Filed Mar 16, 2020 | Finecho