RAVICH JESS M (Executive Chairman) received a stock award from ALJ REGIONAL HOLDINGS INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 9/10/2019ACC: 0000947871-19-000669
DirectorOfficer10% Owner· Executive Chairman
Since Aug 2018
+133.07K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
133.07K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+133.07K
Price / share
—
Trade value
—
% of position
1.5%
9/6/2019
8.88M→9.01M
Total
Net shares
+133.07K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/6/2019 | A · Award | +133.07K | — | — | 1.5% | 8.88M | 9.01M |
| Total | +133.07K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned4.85M
Common Stock
IndirectShares owned1.48M
Common Stock
IndirectShares owned668.67K
Total
7.01M indirect7.01M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.85M | Indirect |
| Common Stock | 1.48M | Indirect |
| Common Stock | 668.67K | Indirect |
| Total | 7.01M | 7.01M indirect |
Derivative Holdings (Post-Transaction)3
Stock Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
350K
Shares owned
350K
Exercise price
4.00
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
319.68K
Shares owned
319.68K
Exercise price
1.80
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
199.80K
Shares owned
199.80K
Exercise price
1.80
Expiration
—
Exercise window
—
Total
Underlying
869.48K
Owned
869.48K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock | 4.00 | — | — | 350K | 350K |
| Warrants Indirect | Common Stock | 1.80 | — | — | 319.68K | 319.68K |
| Warrants Indirect | Common Stock | 1.80 | — | — | 199.80K | 199.80K |
| Total | 869.48K | 869.48K | ||||