RAUN DAVID exercised options at ONE STOP SYSTEMS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/6/2023ACC: 0001209191-23-002430
-28.63K
Net shares
Net seller
$83.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
68.69K acquired · 97.31K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+68.69K
Price / share
—
Trade value
—
% of position
16.0%
1/4/2023
430.58K→499.27K
Common Stock
Direct
Shares
−28.63K
Price / share
$2.93
Trade value
$83.87K
% of position
5.7%
1/4/2023
499.27K→470.64K
Total
Net shares
+40.06K
Net value
-$83.87K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/4/2023 | M · Option Exercise | +68.69K | — | — | 16.0% | 430.58K | 499.27K |
| Common Stock Direct | 1/4/2023 | F · Tax Withholding | −28.63K | $2.93 | $83.87K | 5.7% | 499.27K | 470.64K |
| Total | +40.06K | -$83.87K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
68.69K shares
Shares
−68.69K
Strike price
Held after
68.69K
Exercisable
—
1/4/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock68.69K shares | 1/4/2023 | M · Option Exercise | −68.69K | — | 68.69K |