RAUN DAVID exercised options at ONE STOP SYSTEMS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/12/2021ACC: 0001209191-21-046359
-66.96K
Net shares
Net seller
$405.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
137.38K acquired · 204.34K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+137.38K
Price / share
—
Trade value
—
% of position
164.4%
7/9/2021
83.54K→220.92K
Common Stock
Direct
Shares
−66.96K
Price / share
$6.06
Trade value
$405.78K
% of position
30.3%
7/9/2021
220.92K→153.96K
Total
Net shares
+70.42K
Net value
-$405.78K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/9/2021 | M · Option Exercise | +137.38K | — | — | 164.4% | 83.54K | 220.92K |
| Common Stock Direct | 7/9/2021 | F · Tax Withholding | −66.96K | $6.06 | $405.78K | 30.3% | 220.92K | 153.96K |
| Total | +70.42K | -$405.78K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
137.38K shares
Shares
−137.38K
Strike price
Held after
274.75K
Exercisable
—
7/9/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock137.38K shares | 7/9/2021 | M · Option Exercise | −137.38K | — | 274.75K |