RAUB BROCK CAPITAL MANAGEMENT LP

Filed: 10/12/2023ACC: 0001062993-23-019268

📋 What this filing means

RAUB BROCK CAPITAL MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $503.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$503.27M

Total AUM (reported)

3.30M

Total Shares

Allocation by class

COM$325.31M64.6%

CL A$40.72M8.1%

SHORT TREAS BD$34.82M6.9%

SHRT NAT MUN ETF$29.97M6.0%

SHS CLASS A$21.51M4.3%

3 7 YR TREAS BD$19.02M3.8%

CL B$17.03M3.4%

Portfolio Concentration

Top 3$88.75M17.6%

4–10$152.77M30.4%

11–25$242.68M48.2%

Rest$19.07M3.8%

Top 3 weight

17.6%

Top 10 weight

48.0%

Voting Authority Distribution

Total shares with voting rights: 3.30M

Sole

Full voting authority

1.40M

% of voting shares42.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.90M

% of voting shares57.5%

Investment Discretion (by position count)

Sole63

Shared0

Other0

Dominant voting typeNone · 57.5% of voting shares

Institutional Holdings63

Rows:

ISHARES TR

SOLE

SHORT TREAS BD

Shares315.20K

TypeSH

Market value$34.82M

6.92%

Sole

0.00

Shared

0.00

None

315.20K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares291.35K

TypeSH

Market value$29.97M

5.95%

Sole

0.00

Shared

0.00

None

291.35K

ELI LILLY & CO

SOLE

COM

Shares44.61K

TypeSH

Market value$23.96M

4.76%

Sole

27.83K

Shared

0.00

None

16.79K

PARKER-HANNIFIN CORP

SOLE

COM

Shares58.38K

TypeSH

Market value$22.74M

4.52%

Sole

37.61K

Shared

0.00

None

20.76K

CARRIER GLOBAL CORPORATION

SOLE

COM

Shares411.06K

TypeSH

Market value$22.69M

4.51%

Sole

262.28K

Shared

0.00

None

148.78K

INTUIT

SOLE

COM

Shares43.72K

TypeSH

Market value$22.34M

4.44%

Sole

27.94K

Shared

0.00

None

15.78K

ACCENTURE PLC IRELAND

SOLE

SHS CLASS A

Shares70.04K

TypeSH

Market value$21.51M

4.27%

Sole

42.40K

Shared

0.00

None

27.64K

MASTERCARD INCORPORATED

SOLE

CL A

Shares53.73K

TypeSH

Market value$21.27M

4.23%

Sole

32.25K

Shared

0.00

None

21.48K

SHERWIN WILLIAMS CO

SOLE

COM

Shares82.84K

TypeSH

Market value$21.13M

4.20%

Sole

50.91K

Shared

0.00

None

31.93K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares41.83K

TypeSH

Market value$21.09M

4.19%

Sole

24.88K

Shared

0.00

None

16.95K

AUTOMATIC DATA PROCESSING IN

SOLE

COM

Shares87.65K

TypeSH

Market value$21.09M

4.19%

Sole

55.24K

Shared

0.00

None

32.41K

ABBVIE INC

SOLE

COM

Shares138.78K

TypeSH

Market value$20.69M

4.11%

Sole

85.84K

Shared

0.00

None

52.93K

LOWES COS INC

SOLE

COM

Shares95.91K

TypeSH

Market value$19.93M

3.96%

Sole

59.40K

Shared

0.00

None

36.51K

ROPER TECHNOLOGIES INC

SOLE

COM

Shares40.85K

TypeSH

Market value$19.78M

3.93%

Sole

25.83K

Shared

0.00

None

15.02K

ZOETIS INC

SOLE

CL A

Shares111.76K

TypeSH

Market value$19.44M

3.86%

Sole

68.05K

Shared

0.00

None

43.72K

ISHARES TR

SOLE

3 7 YR TREAS BD

Shares168.05K

TypeSH

Market value$19.02M

3.78%

Sole

0.00

Shared

0.00

None

168.05K

S&P GLOBAL INC

SOLE

COM

Shares50.27K

TypeSH

Market value$18.37M

3.65%

Sole

31.47K

Shared

0.00

None

18.80K

TEXAS INSTRS INC

SOLE

COM

Shares111.98K

TypeSH

Market value$17.81M

3.54%

Sole

69.95K

Shared

0.00

None

42.02K

CANADIAN NATL RY CO

SOLE

COM

Shares163.18K

TypeSH

Market value$17.68M

3.51%

Sole

99.92K

Shared

0.00

None

63.26K

D R HORTON INC

SOLE

COM

Shares161.12K

TypeSH

Market value$17.32M

3.44%

Sole

103.90K

Shared

0.00

None

57.22K

STARBUCKS CORP

SOLE

COM

Shares189.51K

TypeSH

Market value$17.30M

3.44%

Sole

117.79K

Shared

0.00

None

71.73K

NIKE INC

SOLE

CL B

Shares174.66K

TypeSH

Market value$16.70M

3.32%

Sole

107.02K

Shared

0.00

None

67.64K

DOLLAR GEN CORP NEW

SOLE

COM

Shares115.59K

TypeSH

Market value$12.23M

2.43%

Sole

72.67K

Shared

0.00

None

42.92K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares36.64K

TypeSH

Market value$3.36M

0.67%

Sole

0.00

Shared

0.00

None

36.64K

ISHARES TR

SOLE

1 3 YR TREAS BD

Shares24.34K

TypeSH

Market value$1.97M

0.39%

Sole

0.00

Shared

0.00

None

24.34K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	SHORT TREAS BD	315.20K	SH	$34.82M 6.92%	0.00	315.20K
ISHARES TRSOLE	SHRT NAT MUN ETF	291.35K	SH	$29.97M 5.95%	0.00	291.35K
ELI LILLY & COSOLE	COM	44.61K	SH	$23.96M 4.76%	27.83K	16.79K
PARKER-HANNIFIN CORPSOLE	COM	58.38K	SH	$22.74M 4.52%	37.61K	20.76K
CARRIER GLOBAL CORPORATIONSOLE	COM	411.06K	SH	$22.69M 4.51%	262.28K	148.78K
INTUITSOLE	COM	43.72K	SH	$22.34M 4.44%	27.94K	15.78K
ACCENTURE PLC IRELANDSOLE	SHS CLASS A	70.04K	SH	$21.51M 4.27%	42.40K	27.64K
MASTERCARD INCORPORATEDSOLE	CL A	53.73K	SH	$21.27M 4.23%	32.25K	21.48K
SHERWIN WILLIAMS COSOLE	COM	82.84K	SH	$21.13M 4.20%	50.91K	31.93K
UNITEDHEALTH GROUP INCSOLE	COM	41.83K	SH	$21.09M 4.19%	24.88K	16.95K
AUTOMATIC DATA PROCESSING INSOLE	COM	87.65K	SH	$21.09M 4.19%	55.24K	32.41K
ABBVIE INCSOLE	COM	138.78K	SH	$20.69M 4.11%	85.84K	52.93K
LOWES COS INCSOLE	COM	95.91K	SH	$19.93M 3.96%	59.40K	36.51K
ROPER TECHNOLOGIES INCSOLE	COM	40.85K	SH	$19.78M 3.93%	25.83K	15.02K
ZOETIS INCSOLE	CL A	111.76K	SH	$19.44M 3.86%	68.05K	43.72K
ISHARES TRSOLE	3 7 YR TREAS BD	168.05K	SH	$19.02M 3.78%	0.00	168.05K
S&P GLOBAL INCSOLE	COM	50.27K	SH	$18.37M 3.65%	31.47K	18.80K
TEXAS INSTRS INCSOLE	COM	111.98K	SH	$17.81M 3.54%	69.95K	42.02K
CANADIAN NATL RY COSOLE	COM	163.18K	SH	$17.68M 3.51%	99.92K	63.26K
D R HORTON INCSOLE	COM	161.12K	SH	$17.32M 3.44%	103.90K	57.22K
STARBUCKS CORPSOLE	COM	189.51K	SH	$17.30M 3.44%	117.79K	71.73K
NIKE INCSOLE	CL B	174.66K	SH	$16.70M 3.32%	107.02K	67.64K
DOLLAR GEN CORP NEWSOLE	COM	115.59K	SH	$12.23M 2.43%	72.67K	42.92K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	36.64K	SH	$3.36M 0.67%	0.00	36.64K
ISHARES TRSOLE	1 3 YR TREAS BD	24.34K	SH	$1.97M 0.39%	0.00	24.34K

Page 1 of 3