RAUB BROCK CAPITAL MANAGEMENT LP

Filed: 2/13/2023ACC: 0001062993-23-002861

📋 What this filing means

RAUB BROCK CAPITAL MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 65 equity positions with a total reported market value of $489.49M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$489.49M

Total AUM (reported)

3.35M

Total Shares

Allocation by class

COM$337.36M68.9%

SHORT TREAS BD$34.04M7.0%

SHRT NAT MUN ETF$29.84M6.1%

CL B$20.98M4.3%

CL A$19.50M4.0%

3-7 YR TR BD ETF$19.04M3.9%

SHS CLASS A$18.83M3.8%

Portfolio Concentration

Top 3$86.78M17.7%

4–10$148.35M30.3%

11–25$238.60M48.7%

Rest$15.76M3.2%

Top 3 weight

17.7%

Top 10 weight

48.0%

Voting Authority Distribution

Total shares with voting rights: 3.35M

Sole

Full voting authority

1.50M

% of voting shares44.7%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.85M

% of voting shares55.3%

Investment Discretion (by position count)

Sole65

Shared0

Other0

Dominant voting typeNone · 55.3% of voting shares

Institutional Holdings65

Rows:

Ishares Short Treasury

SOLE

SHORT TREAS BD

Shares309.66K

TypeSH

Market value$34.04M

6.95%

Sole

0.00

Shared

0.00

None

309.66K

iShares S&P Short Term Nat'l M

SOLE

SHRT NAT MUN ETF

Shares286.19K

TypeSH

Market value$29.84M

6.10%

Sole

0.00

Shared

0.00

None

286.19K

Abbvie Inc

SOLE

COM

Shares141.71K

TypeSH

Market value$22.90M

4.68%

Sole

90.61K

Shared

0.00

None

51.09K

Eli Lilly

SOLE

COM

Shares62.03K

TypeSH

Market value$22.70M

4.64%

Sole

40.97K

Shared

0.00

None

21.06K

UnitedHealth Group, Inc.

SOLE

COM

Shares42.19K

TypeSH

Market value$22.37M

4.57%

Sole

25.69K

Shared

0.00

None

16.51K

Automatic Data Processing

SOLE

COM

Shares90.23K

TypeSH

Market value$21.55M

4.40%

Sole

58.37K

Shared

0.00

None

31.86K

CDW Corp

SOLE

COM

Shares118.43K

TypeSH

Market value$21.15M

4.32%

Sole

76.15K

Shared

0.00

None

42.27K

Nike, Inc. Class B

SOLE

CL B

Shares176.42K

TypeSH

Market value$20.64M

4.22%

Sole

112.63K

Shared

0.00

None

63.79K

Dollar General

SOLE

COM

Shares81.48K

TypeSH

Market value$20.06M

4.10%

Sole

52.54K

Shared

0.00

None

28.94K

D R Horton Co

SOLE

COM

Shares222.96K

TypeSH

Market value$19.87M

4.06%

Sole

145.06K

Shared

0.00

None

77.91K

Lowes Companies Inc

SOLE

COM

Shares99.57K

TypeSH

Market value$19.84M

4.05%

Sole

63.59K

Shared

0.00

None

35.98K

Mastercard, Inc.

SOLE

CL A

Shares56.09K

TypeSH

Market value$19.50M

3.98%

Sole

34.67K

Shared

0.00

None

21.42K

Canadian National Railway Co

SOLE

COM

Shares162.29K

TypeSH

Market value$19.29M

3.94%

Sole

103.03K

Shared

0.00

None

59.26K

iShares 3-7 Year Treasury Bond

SOLE

3-7 YR TR BD ETF

Shares165.71K

TypeSH

Market value$19.04M

3.89%

Sole

0.00

Shared

0.00

None

165.71K

Starbucks Corp

SOLE

COM

Shares190.13K

TypeSH

Market value$18.86M

3.85%

Sole

121.62K

Shared

0.00

None

68.51K

Accenture PLC

SOLE

SHS CLASS A

Shares70.55K

TypeSH

Market value$18.83M

3.85%

Sole

43.79K

Shared

0.00

None

26.76K

Texas Instruments Inc

SOLE

COM

Shares111.68K

TypeSH

Market value$18.45M

3.77%

Sole

71.76K

Shared

0.00

None

39.92K

Sherwin-Williams Co

SOLE

COM

Shares77.11K

TypeSH

Market value$18.30M

3.74%

Sole

47.25K

Shared

0.00

None

29.86K

Roper Industries Inc.

SOLE

COM

Shares41.52K

TypeSH

Market value$17.94M

3.67%

Sole

26.96K

Shared

0.00

None

14.56K

Parker Hannifin Corp

SOLE

COM

Shares59.68K

TypeSH

Market value$17.37M

3.55%

Sole

39.52K

Shared

0.00

None

20.16K

S&P Global Inc

SOLE

COM

Shares49.73K

TypeSH

Market value$16.66M

3.40%

Sole

32.17K

Shared

0.00

None

17.56K

Zoetis Inc

SOLE

COM

Shares111.97K

TypeSH

Market value$16.41M

3.35%

Sole

70.13K

Shared

0.00

None

41.84K

Carrier Global Corporation Com

SOLE

COM

Shares378.72K

TypeSH

Market value$15.62M

3.19%

Sole

239.96K

Shared

0.00

None

138.76K

Proshares S&P 500 Dividend Ari

SOLE

S&P 500 DV ARIST

Shares14.27K

TypeSH

Market value$1.28M

0.26%

Sole

0.00

Shared

0.00

None

14.27K

Spdr Bloomberg Barclays 1-3 Mo

SOLE

SPDR BLOOMBERG

Shares13.19K

TypeSH

Market value$1.21M

0.25%

Sole

0.00

Shared

0.00

None

13.19K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
Ishares Short TreasurySOLE	SHORT TREAS BD	309.66K	SH	$34.04M 6.95%	0.00	309.66K
iShares S&P Short Term Nat'l MSOLE	SHRT NAT MUN ETF	286.19K	SH	$29.84M 6.10%	0.00	286.19K
Abbvie IncSOLE	COM	141.71K	SH	$22.90M 4.68%	90.61K	51.09K
Eli LillySOLE	COM	62.03K	SH	$22.70M 4.64%	40.97K	21.06K
UnitedHealth Group, Inc.SOLE	COM	42.19K	SH	$22.37M 4.57%	25.69K	16.51K
Automatic Data ProcessingSOLE	COM	90.23K	SH	$21.55M 4.40%	58.37K	31.86K
CDW CorpSOLE	COM	118.43K	SH	$21.15M 4.32%	76.15K	42.27K
Nike, Inc. Class BSOLE	CL B	176.42K	SH	$20.64M 4.22%	112.63K	63.79K
Dollar GeneralSOLE	COM	81.48K	SH	$20.06M 4.10%	52.54K	28.94K
D R Horton CoSOLE	COM	222.96K	SH	$19.87M 4.06%	145.06K	77.91K
Lowes Companies IncSOLE	COM	99.57K	SH	$19.84M 4.05%	63.59K	35.98K
Mastercard, Inc.SOLE	CL A	56.09K	SH	$19.50M 3.98%	34.67K	21.42K
Canadian National Railway CoSOLE	COM	162.29K	SH	$19.29M 3.94%	103.03K	59.26K
iShares 3-7 Year Treasury BondSOLE	3-7 YR TR BD ETF	165.71K	SH	$19.04M 3.89%	0.00	165.71K
Starbucks CorpSOLE	COM	190.13K	SH	$18.86M 3.85%	121.62K	68.51K
Accenture PLCSOLE	SHS CLASS A	70.55K	SH	$18.83M 3.85%	43.79K	26.76K
Texas Instruments IncSOLE	COM	111.68K	SH	$18.45M 3.77%	71.76K	39.92K
Sherwin-Williams CoSOLE	COM	77.11K	SH	$18.30M 3.74%	47.25K	29.86K
Roper Industries Inc.SOLE	COM	41.52K	SH	$17.94M 3.67%	26.96K	14.56K
Parker Hannifin CorpSOLE	COM	59.68K	SH	$17.37M 3.55%	39.52K	20.16K
S&P Global IncSOLE	COM	49.73K	SH	$16.66M 3.40%	32.17K	17.56K
Zoetis IncSOLE	COM	111.97K	SH	$16.41M 3.35%	70.13K	41.84K
Carrier Global Corporation ComSOLE	COM	378.72K	SH	$15.62M 3.19%	239.96K	138.76K
Proshares S&P 500 Dividend AriSOLE	S&P 500 DV ARIST	14.27K	SH	$1.28M 0.26%	0.00	14.27K
Spdr Bloomberg Barclays 1-3 MoSOLE	SPDR BLOOMBERG	13.19K	SH	$1.21M 0.25%	0.00	13.19K

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