RAUB BROCK CAPITAL MANAGEMENT LP

Filed: 10/13/2022ACC: 0001062993-22-020751

📋 What this filing means

RAUB BROCK CAPITAL MANAGEMENT LP filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $479.1K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$479.1K

Total AUM (reported)

3.72M

Total Shares

Allocation by class

COM$335.0K69.9%

SHORT TREAS BD$33.5K7.0%

SHRT NAT MUN ETF$29.3K6.1%

SHS CLASS A$19.9K4.1%

1-3 YR TREAS BD$18.6K3.9%

CL A$17.4K3.6%

CL B$16.2K3.4%

Portfolio Concentration

Top 3$87.8K18.3%

4–10$149.3K31.2%

11–25$228.1K47.6%

Rest$13.9K2.9%

Top 3 weight

18.3%

Top 10 weight

49.5%

Voting Authority Distribution

Total shares with voting rights: 2.63M

Sole

Full voting authority

1.80M

% of voting shares68.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

835.18K

% of voting shares31.7%

Investment Discretion (by position count)

Sole63

Shared0

Other0

Dominant voting typeSole · 68.3% of voting shares

Institutional Holdings63

Rows:

Ishares Short Treasury

SOLE

SHORT TREAS BD

Shares304.99K

TypeSH

Market value$33.5K

7.00%

Sole

0.00

Shared

0.00

None

0.00

iShares S&P Short Term Nat'l M

SOLE

SHRT NAT MUN ETF

Shares285.33K

TypeSH

Market value$29.3K

6.11%

Sole

0.00

Shared

0.00

None

0.00

UnitedHealth Group, Inc.

SOLE

COM

Shares49.33K

TypeSH

Market value$24.9K

5.20%

Sole

32.48K

Shared

0.00

None

16.85K

Automatic Data Processing

SOLE

COM

Shares102.49K

TypeSH

Market value$23.2K

4.84%

Sole

71.01K

Shared

0.00

None

31.48K

Eli Lilly

SOLE

COM

Shares68.90K

TypeSH

Market value$22.3K

4.65%

Sole

48.37K

Shared

0.00

None

20.53K

Dollar General

SOLE

COM

Shares90.18K

TypeSH

Market value$21.6K

4.51%

Sole

61.82K

Shared

0.00

None

28.36K

Abbvie Inc

SOLE

COM

Shares159.69K

TypeSH

Market value$21.4K

4.47%

Sole

109.21K

Shared

0.00

None

50.48K

Lowes Companies Inc

SOLE

COM

Shares109.11K

TypeSH

Market value$20.5K

4.28%

Sole

74.11K

Shared

0.00

None

35K

CDW Corp

SOLE

COM

Shares130.78K

TypeSH

Market value$20.4K

4.26%

Sole

89.15K

Shared

0.00

None

41.63K

Accenture PLC

SOLE

SHS CLASS A

Shares77.23K

TypeSH

Market value$19.9K

4.15%

Sole

51.18K

Shared

0.00

None

26.05K

Canadian National Railway Co

SOLE

COM

Shares177.31K

TypeSH

Market value$19.1K

4.00%

Sole

119.54K

Shared

0.00

None

57.77K

Texas Instruments Inc

SOLE

COM

Shares121.92K

TypeSH

Market value$18.9K

3.94%

Sole

82.99K

Shared

0.00

None

38.93K

iShares 1-3 Year Treasury ETF

SOLE

1-3 YR TREAS BD

Shares229.37K

TypeSH

Market value$18.6K

3.89%

Sole

0.00

Shared

0.00

None

0.00

Zoetis Inc

SOLE

COM

Shares121.45K

TypeSH

Market value$18.0K

3.76%

Sole

80.93K

Shared

0.00

None

40.52K

Starbucks Corp

SOLE

COM

Shares209.49K

TypeSH

Market value$17.7K

3.68%

Sole

142.22K

Shared

0.00

None

67.27K

Mastercard, Inc.

SOLE

CL A

Shares61.07K

TypeSH

Market value$17.4K

3.62%

Sole

40.21K

Shared

0.00

None

20.86K

Sherwin-Williams Co

SOLE

COM

Shares83.86K

TypeSH

Market value$17.2K

3.58%

Sole

54.72K

Shared

0.00

None

29.14K

American Tower Corporation

SOLE

COM

Shares79.32K

TypeSH

Market value$17.0K

3.55%

Sole

54.42K

Shared

0.00

None

24.91K

S&P Global Inc

SOLE

COM

Shares54.30K

TypeSH

Market value$16.6K

3.46%

Sole

37.30K

Shared

0.00

None

17K

D R Horton Co

SOLE

COM

Shares244.94K

TypeSH

Market value$16.5K

3.44%

Sole

169.20K

Shared

0.00

None

75.75K

Roper Industries Inc.

SOLE

COM

Shares45.33K

TypeSH

Market value$16.3K

3.40%

Sole

31.21K

Shared

0.00

None

14.12K

Carrier Global Corporation Com

SOLE

COM

Shares453.70K

TypeSH

Market value$16.1K

3.37%

Sole

316.71K

Shared

0.00

None

136.98K

Nike, Inc. Class B

SOLE

CL B

Shares192.19K

TypeSH

Market value$16.0K

3.33%

Sole

130.66K

Shared

0.00

None

61.53K

Spdr Bloomberg Barclays 1-3 Mo

SOLE

SPDR BLOOMBERG

Shares18.28K

TypeSH

Market value$1.7K

0.35%

Sole

0.00

Shared

0.00

None

0.00

Proshares S&P 500 Dividend Ari

SOLE

S&P 500 DV ARIST

Shares13.66K

TypeSH

Market value$1.1K

0.23%

Sole

0.00

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
Ishares Short TreasurySOLE	SHORT TREAS BD	304.99K	SH	$33.5K 7.00%	0.00	0.00
iShares S&P Short Term Nat'l MSOLE	SHRT NAT MUN ETF	285.33K	SH	$29.3K 6.11%	0.00	0.00
UnitedHealth Group, Inc.SOLE	COM	49.33K	SH	$24.9K 5.20%	32.48K	16.85K
Automatic Data ProcessingSOLE	COM	102.49K	SH	$23.2K 4.84%	71.01K	31.48K
Eli LillySOLE	COM	68.90K	SH	$22.3K 4.65%	48.37K	20.53K
Dollar GeneralSOLE	COM	90.18K	SH	$21.6K 4.51%	61.82K	28.36K
Abbvie IncSOLE	COM	159.69K	SH	$21.4K 4.47%	109.21K	50.48K
Lowes Companies IncSOLE	COM	109.11K	SH	$20.5K 4.28%	74.11K	35K
CDW CorpSOLE	COM	130.78K	SH	$20.4K 4.26%	89.15K	41.63K
Accenture PLCSOLE	SHS CLASS A	77.23K	SH	$19.9K 4.15%	51.18K	26.05K
Canadian National Railway CoSOLE	COM	177.31K	SH	$19.1K 4.00%	119.54K	57.77K
Texas Instruments IncSOLE	COM	121.92K	SH	$18.9K 3.94%	82.99K	38.93K
iShares 1-3 Year Treasury ETFSOLE	1-3 YR TREAS BD	229.37K	SH	$18.6K 3.89%	0.00	0.00
Zoetis IncSOLE	COM	121.45K	SH	$18.0K 3.76%	80.93K	40.52K
Starbucks CorpSOLE	COM	209.49K	SH	$17.7K 3.68%	142.22K	67.27K
Mastercard, Inc.SOLE	CL A	61.07K	SH	$17.4K 3.62%	40.21K	20.86K
Sherwin-Williams CoSOLE	COM	83.86K	SH	$17.2K 3.58%	54.72K	29.14K
American Tower CorporationSOLE	COM	79.32K	SH	$17.0K 3.55%	54.42K	24.91K
S&P Global IncSOLE	COM	54.30K	SH	$16.6K 3.46%	37.30K	17K
D R Horton CoSOLE	COM	244.94K	SH	$16.5K 3.44%	169.20K	75.75K
Roper Industries Inc.SOLE	COM	45.33K	SH	$16.3K 3.40%	31.21K	14.12K
Carrier Global Corporation ComSOLE	COM	453.70K	SH	$16.1K 3.37%	316.71K	136.98K
Nike, Inc. Class BSOLE	CL B	192.19K	SH	$16.0K 3.33%	130.66K	61.53K
Spdr Bloomberg Barclays 1-3 MoSOLE	SPDR BLOOMBERG	18.28K	SH	$1.7K 0.35%	0.00	0.00
Proshares S&P 500 Dividend AriSOLE	S&P 500 DV ARIST	13.66K	SH	$1.1K 0.23%	0.00	0.00

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