RATH HENRY C. (Chief Business Officer) reported 1 transaction at SURFACE ONCOLOGY, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 9/8/2023ACC: 0001209191-23-048760
Officer· Chief Business Officer
Since Apr 2021
-194.97K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
194.97K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−44.97K
Price / share
—
Trade value
—
% of position
New position
9/8/2023
44.97K→0.00
Total
Net shares
−44.97K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/8/2023 | D · Disposition | −44.97K | — | — | New position | 44.97K | 0.00 |
| Total | −44.97K | $0.00 | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
150K shares
Shares
−150K
Strike price
0.69
Held after
0.00
Exercisable
—
9/8/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock150K shares | 9/8/2023 | D · Disposition | −150K | 0.69 | — | 0.00 |