RAMASWAMI RAJIV exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/3/2022ACC: 0001227025-22-000073
+5.79K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
10.41K acquired · 4.62K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+4.62K
Price / share
—
Trade value
—
% of position
10.3%
6/1/2022
44.84K→49.46K
Total
Net shares
+4.62K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/1/2022 | M · Option Exercise | +4.62K | — | — | 10.3% | 44.84K | 49.46K |
| Total | +4.62K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
4.62K shares
Shares
−4.62K
Strike price
0.0
Held after
0.00
Exercisable
—
6/1/2022
Restricted Stock Units (right to acquire)
Direct
Converts to
Common Stock
5.79K shares
Shares
+5.79K
Strike price
0.0
Held after
5.79K
Exercisable
—
6/2/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units (right to acquire) Direct | Common Stock4.62K shares | 6/1/2022 | M · Option Exercise | −4.62K | 0.0 | — | 0.00 |
| Restricted Stock Units (right to acquire) Direct | Common Stock5.79K shares | 6/2/2022 | A · Award | +5.79K | 0.0 | — | 5.79K |