RAMASWAMI RAJIV exercised options at NEOPHOTONICS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/4/2022ACC: 0001227025-22-000018
0.00
Net shares
Net seller
$19.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
4.40K acquired · 4.40K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+4.40K
Price / share
$4.50
Trade value
$19.80K
% of position
10.9%
3/2/2022
40.44K→44.84K
Total
Net shares
+4.40K
Net value
$19.80K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/2/2022 | M · Option Exercise | +4.40K | $4.50 | $19.80K | 10.9% | 40.44K | 44.84K |
| Total | +4.40K | $19.80K | ||||||
Derivative Transactions1
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
4.40K shares
Shares
−4.40K
Strike price
4.5
Held after
0.00
Exercisable
—
3/2/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) Direct | Common Stock4.40K shares | 3/2/2022 | M · Option Exercise | −4.40K | 4.5 | — | 0.00 |