RAMASWAMI RAJIV

PrivateCIK: 1483009
Location

IRVINE, CA

RAMASWAMI RAJIV reported 1 transaction at NEOPHOTONICS CORP

Review the transaction codes below to understand the nature of each event.

InsiderRAMASWAMI RAJIVCIK 1483009
IssuerNEOPHOTONICS CORPCIK 1227025
Director
Since Jun 2019
-119.14K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
10
Total transactions
119.14K disposed
Non-Derivative Transactions1

Common Stock

Direct
D · Disposition

Shares

49.46K

Price / share

Trade value

% of position

New position
8/3/2022
49.46K0.00
Total

Net shares

49.46K

Net value

$0.00

Derivative Transactions9

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

7.69K shares

Shares

7.69K

Strike price

3.25

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

14.06K shares

Shares

14.06K

Strike price

4.33

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

12.49K shares

Shares

12.49K

Strike price

6.78

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

8.96K shares

Shares

8.96K

Strike price

8.56

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

2.88K shares

Shares

2.88K

Strike price

8.68

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

7.52K shares

Shares

7.52K

Strike price

9.20

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

2.66K shares

Shares

2.66K

Strike price

9.41

Held after

0.00

Exercisable

8/3/2022

Non-Qualified Stock Option (right to buy)

Direct
D · Disposition
Converts to

Common Stock

7.64K shares

Shares

7.64K

Strike price

10.17

Held after

0.00

Exercisable

8/3/2022

Restricted Stock Unit (right to acquire)

Direct
D · Disposition
Converts to

Common Stock

5.79K shares

Shares

5.79K

Strike price

0.00

Held after

0.00

Exercisable

8/3/2022
RAMASWAMI RAJIV — Insider Transaction (Form 4) Filed Aug 5, 2022 | Finecho