Filed: 5/1/2024ACC: 0002009539-24-000003
📋 What this filing means
RAKUTEN SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 715 equity positions with a total reported market value of $228.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
715
Positions
$228.41M
Total AUM (reported)
2.01M
Total Shares
Allocation by class
COM$149.66M65.5%
COM CL A$15.83M6.9%
SPONSORED ADR$13.87M6.1%
CL A$13.66M6.0%
CL A COM$4.89M2.1%
SPONSORED ADS$4.60M2.0%
CL A NEW$3.92M1.7%
Portfolio Concentration
Top 3$102.07M44.7%
4–10$36.83M16.1%
11–25$38.31M16.8%
Rest$51.20M22.4%
Top 3 weight
44.7%
Top 10 weight
60.8%
Voting Authority Distribution
Total shares with voting rights: 2.01M
Sole
Full voting authority
2.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other715
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings715
Rows:
NVIDIA CORPORATION
DFNDShares81.11K
TypeSH
Market value$73.28M
32.08%
Sole
81.11K
Shared
0.00
None
0.00
SUPER MICRO COMPUTER INC
DFNDShares20.28K
TypeSH
Market value$20.48M
8.97%
Sole
20.28K
Shared
0.00
None
0.00
COINBASE GLOBAL INC
DFNDShares31.33K
TypeSH
Market value$8.31M
3.64%
Sole
31.33K
Shared
0.00
None
0.00
TESLA INC
DFNDShares43.31K
TypeSH
Market value$7.61M
3.33%
Sole
43.31K
Shared
0.00
None
0.00
BRITISH AMERN TOB PLC
DFNDShares189.34K
TypeSH
Market value$5.77M
2.53%
Sole
189.34K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
DFNDShares47.63K
TypeSH
Market value$5.62M
2.46%
Sole
47.63K
Shared
0.00
None
0.00
ARM HOLDINGS PLC
DFNDShares43.83K
TypeSH
Market value$5.48M
2.40%
Sole
43.83K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares11.20K
TypeSH
Market value$4.71M
2.06%
Sole
11.20K
Shared
0.00
None
0.00
MICROSTRATEGY INC
DFNDShares2.30K
TypeSH
Market value$3.92M
1.71%
Sole
2.30K
Shared
0.00
None
0.00
PALANTIR TECHNOLOGIES INC
DFNDShares161.57K
TypeSH
Market value$3.72M
1.63%
Sole
161.57K
Shared
0.00
None
0.00
DUOLINGO INC
DFNDShares16.62K
TypeSH
Market value$3.67M
1.60%
Sole
16.62K
Shared
0.00
None
0.00
SAMSARA INC
DFNDShares96.42K
TypeSH
Market value$3.64M
1.60%
Sole
96.42K
Shared
0.00
None
0.00
APPLE INC
DFNDShares18.48K
TypeSH
Market value$3.17M
1.39%
Sole
18.48K
Shared
0.00
None
0.00
TAIWAN SEMICONDUCTOR MFG LTD
DFNDShares23.08K
TypeSH
Market value$3.14M
1.37%
Sole
23.08K
Shared
0.00
None
0.00
SENTINELONE INC
DFNDShares129.31K
TypeSH
Market value$3.01M
1.32%
Sole
129.31K
Shared
0.00
None
0.00
MONDAY COM LTD
DFNDShares11.40K
TypeSH
Market value$2.58M
1.13%
Sole
11.40K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
DFNDShares14.18K
TypeSH
Market value$2.56M
1.12%
Sole
14.18K
Shared
0.00
None
0.00
CROWDSTRIKE HLDGS INC
DFNDShares7.83K
TypeSH
Market value$2.51M
1.10%
Sole
7.83K
Shared
0.00
None
0.00
ELI LILLY & CO
DFNDShares2.96K
TypeSH
Market value$2.30M
1.01%
Sole
2.96K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares8.55K
TypeSH
Market value$2.22M
0.97%
Sole
8.55K
Shared
0.00
None
0.00
WALGREENS BOOTS ALLIANCE INC
DFNDShares101.86K
TypeSH
Market value$2.21M
0.97%
Sole
101.86K
Shared
0.00
None
0.00
BROADCOM INC
DFNDShares1.57K
TypeSH
Market value$2.09M
0.91%
Sole
1.57K
Shared
0.00
None
0.00
VERTIV HOLDINGS CO
DFNDShares22.76K
TypeSH
Market value$1.86M
0.81%
Sole
22.76K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares3.48K
TypeSH
Market value$1.69M
0.74%
Sole
3.48K
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares3.77K
TypeSH
Market value$1.67M
0.73%
Sole
3.77K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 81.11K | SH | $73.28M 32.08% | 81.11K | 0.00 | 0.00 |
SUPER MICRO COMPUTER INCDFND | COM | 20.28K | SH | $20.48M 8.97% | 20.28K | 0.00 | 0.00 |
COINBASE GLOBAL INCDFND | COM CL A | 31.33K | SH | $8.31M 3.64% | 31.33K | 0.00 | 0.00 |
TESLA INCDFND | COM | 43.31K | SH | $7.61M 3.33% | 43.31K | 0.00 | 0.00 |
BRITISH AMERN TOB PLCDFND | SPONSORED ADR | 189.34K | SH | $5.77M 2.53% | 189.34K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCDFND | COM | 47.63K | SH | $5.62M 2.46% | 47.63K | 0.00 | 0.00 |
ARM HOLDINGS PLCDFND | SPONSORED ADR | 43.83K | SH | $5.48M 2.40% | 43.83K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 11.20K | SH | $4.71M 2.06% | 11.20K | 0.00 | 0.00 |
MICROSTRATEGY INCDFND | CL A NEW | 2.30K | SH | $3.92M 1.71% | 2.30K | 0.00 | 0.00 |
PALANTIR TECHNOLOGIES INCDFND | CL A | 161.57K | SH | $3.72M 1.63% | 161.57K | 0.00 | 0.00 |
DUOLINGO INCDFND | CL A COM | 16.62K | SH | $3.67M 1.60% | 16.62K | 0.00 | 0.00 |
SAMSARA INCDFND | COM CL A | 96.42K | SH | $3.64M 1.60% | 96.42K | 0.00 | 0.00 |
APPLE INCDFND | COM | 18.48K | SH | $3.17M 1.39% | 18.48K | 0.00 | 0.00 |
TAIWAN SEMICONDUCTOR MFG LTDDFND | SPONSORED ADS | 23.08K | SH | $3.14M 1.37% | 23.08K | 0.00 | 0.00 |
SENTINELONE INCDFND | CL A | 129.31K | SH | $3.01M 1.32% | 129.31K | 0.00 | 0.00 |
MONDAY COM LTDDFND | SHS | 11.40K | SH | $2.58M 1.13% | 11.40K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCDFND | COM | 14.18K | SH | $2.56M 1.12% | 14.18K | 0.00 | 0.00 |
CROWDSTRIKE HLDGS INCDFND | CL A | 7.83K | SH | $2.51M 1.10% | 7.83K | 0.00 | 0.00 |
ELI LILLY & CODFND | COM | 2.96K | SH | $2.30M 1.01% | 2.96K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 8.55K | SH | $2.22M 0.97% | 8.55K | 0.00 | 0.00 |
WALGREENS BOOTS ALLIANCE INCDFND | COM | 101.86K | SH | $2.21M 0.97% | 101.86K | 0.00 | 0.00 |
BROADCOM INCDFND | COM | 1.57K | SH | $2.09M 0.91% | 1.57K | 0.00 | 0.00 |
VERTIV HOLDINGS CODFND | COM CL A | 22.76K | SH | $1.86M 0.81% | 22.76K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 3.48K | SH | $1.69M 0.74% | 3.48K | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 3.77K | SH | $1.67M 0.73% | 3.77K | 0.00 | 0.00 |
Page 1 of 29
…