Filed: 1/31/2024ACC: 0002009539-24-000002
📋 What this filing means
RAKUTEN SECURITIES, INC. filed this quarterly 13F‑HR report disclosing 612 equity positions with a total reported market value of $126.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
612
Positions
$126.57M
Total AUM (reported)
1.36M
Total Shares
Allocation by class
COM$70.04M55.3%
CL A$14.20M11.2%
COM CL A$10.32M8.2%
CL A COM$4.24M3.4%
ORD$3.75M3.0%
SPONSORED ADR$3.40M2.7%
SHS$3.26M2.6%
Portfolio Concentration
Top 3$38.65M30.5%
4–10$25.62M20.2%
11–25$23.26M18.4%
Rest$39.04M30.8%
Top 3 weight
30.5%
Top 10 weight
50.8%
Voting Authority Distribution
Total shares with voting rights: 1.36M
Sole
Full voting authority
1.36M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other612
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings612
Rows:
NVIDIA CORPORATION
DFNDShares42.32K
TypeSH
Market value$20.96M
16.56%
Sole
42.32K
Shared
0.00
None
0.00
TESLA INC
DFNDShares49.94K
TypeSH
Market value$12.41M
9.80%
Sole
49.94K
Shared
0.00
None
0.00
MONGODB INC
DFNDShares12.93K
TypeSH
Market value$5.29M
4.18%
Sole
12.93K
Shared
0.00
None
0.00
SAMSARA INC
DFNDShares149.99K
TypeSH
Market value$5.01M
3.96%
Sole
149.99K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares13.24K
TypeSH
Market value$4.98M
3.94%
Sole
13.24K
Shared
0.00
None
0.00
ARCH CAP GROUP LTD
DFNDShares50.46K
TypeSH
Market value$3.75M
2.96%
Sole
50.46K
Shared
0.00
None
0.00
DUOLINGO INC
DFNDShares13.61K
TypeSH
Market value$3.09M
2.44%
Sole
13.61K
Shared
0.00
None
0.00
MONDAY COM LTD
DFNDShares16.27K
TypeSH
Market value$3.05M
2.41%
Sole
16.27K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares12.40K
TypeSH
Market value$2.94M
2.32%
Sole
12.40K
Shared
0.00
None
0.00
INVESCO QQQ TR
DFNDShares6.84K
TypeSH
Market value$2.80M
2.21%
Sole
6.84K
Shared
0.00
None
0.00
COINBASE GLOBAL INC
DFNDShares15.89K
TypeSH
Market value$2.76M
2.18%
Sole
15.89K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares7.10K
TypeSH
Market value$2.51M
1.99%
Sole
7.10K
Shared
0.00
None
0.00
APPLE INC
DFNDShares10.34K
TypeSH
Market value$1.99M
1.57%
Sole
10.34K
Shared
0.00
None
0.00
PALANTIR TECHNOLOGIES INC
DFNDShares111.21K
TypeSH
Market value$1.91M
1.51%
Sole
111.21K
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
DFNDShares12.81K
TypeSH
Market value$1.89M
1.49%
Sole
12.81K
Shared
0.00
None
0.00
CROWDSTRIKE HLDGS INC
DFNDShares5.77K
TypeSH
Market value$1.47M
1.16%
Sole
5.77K
Shared
0.00
None
0.00
ARM HOLDINGS PLC
DFNDShares19.20K
TypeSH
Market value$1.44M
1.14%
Sole
19.20K
Shared
0.00
None
0.00
PFIZER INC
DFNDShares47.59K
TypeSH
Market value$1.37M
1.08%
Sole
47.59K
Shared
0.00
None
0.00
BROADCOM INC
DFNDShares1.21K
TypeSH
Market value$1.35M
1.07%
Sole
1.21K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares2.91K
TypeSH
Market value$1.27M
1.00%
Sole
2.91K
Shared
0.00
None
0.00
ALPHABET INC-A
DFNDShares8.16K
TypeSH
Market value$1.14M
0.90%
Sole
8.16K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares7.07K
TypeSH
Market value$1.07M
0.85%
Sole
7.07K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
DFNDShares2.25K
TypeSH
Market value$1.07M
0.85%
Sole
2.25K
Shared
0.00
None
0.00
AFFIRM HLDGS INC
DFNDShares21.44K
TypeSH
Market value$1.05M
0.83%
Sole
21.44K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
DFNDShares11.09K
TypeSH
Market value$946.5K
0.75%
Sole
11.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONDFND | COM | 42.32K | SH | $20.96M 16.56% | 42.32K | 0.00 | 0.00 |
TESLA INCDFND | COM | 49.94K | SH | $12.41M 9.80% | 49.94K | 0.00 | 0.00 |
MONGODB INCDFND | CL A | 12.93K | SH | $5.29M 4.18% | 12.93K | 0.00 | 0.00 |
SAMSARA INCDFND | COM CL A | 149.99K | SH | $5.01M 3.96% | 149.99K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 13.24K | SH | $4.98M 3.94% | 13.24K | 0.00 | 0.00 |
ARCH CAP GROUP LTDDFND | ORD | 50.46K | SH | $3.75M 2.96% | 50.46K | 0.00 | 0.00 |
DUOLINGO INCDFND | CL A COM | 13.61K | SH | $3.09M 2.44% | 13.61K | 0.00 | 0.00 |
MONDAY COM LTDDFND | SHS | 16.27K | SH | $3.05M 2.41% | 16.27K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | TOTAL STK MKT | 12.40K | SH | $2.94M 2.32% | 12.40K | 0.00 | 0.00 |
INVESCO QQQ TRDFND | UNIT SER 1 | 6.84K | SH | $2.80M 2.21% | 6.84K | 0.00 | 0.00 |
COINBASE GLOBAL INCDFND | COM CL A | 15.89K | SH | $2.76M 2.18% | 15.89K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 7.10K | SH | $2.51M 1.99% | 7.10K | 0.00 | 0.00 |
APPLE INCDFND | COM | 10.34K | SH | $1.99M 1.57% | 10.34K | 0.00 | 0.00 |
PALANTIR TECHNOLOGIES INCDFND | CL A | 111.21K | SH | $1.91M 1.51% | 111.21K | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCDFND | COM | 12.81K | SH | $1.89M 1.49% | 12.81K | 0.00 | 0.00 |
CROWDSTRIKE HLDGS INCDFND | CL A | 5.77K | SH | $1.47M 1.16% | 5.77K | 0.00 | 0.00 |
ARM HOLDINGS PLCDFND | SPONSORED ADR | 19.20K | SH | $1.44M 1.14% | 19.20K | 0.00 | 0.00 |
PFIZER INCDFND | COM | 47.59K | SH | $1.37M 1.08% | 47.59K | 0.00 | 0.00 |
BROADCOM INCDFND | COM | 1.21K | SH | $1.35M 1.07% | 1.21K | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 2.91K | SH | $1.27M 1.00% | 2.91K | 0.00 | 0.00 |
ALPHABET INC-ADFND | CAP STK CL A | 8.16K | SH | $1.14M 0.90% | 8.16K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 7.07K | SH | $1.07M 0.85% | 7.07K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRDFND | TR UNIT | 2.25K | SH | $1.07M 0.85% | 2.25K | 0.00 | 0.00 |
AFFIRM HLDGS INCDFND | COM CL A | 21.44K | SH | $1.05M 0.83% | 21.44K | 0.00 | 0.00 |
MICRON TECHNOLOGY INCDFND | COM | 11.09K | SH | $946.5K 0.75% | 11.09K | 0.00 | 0.00 |
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