RAJPAL RAJESH K. (Chief Medical Officer) exercised options at AVEDRO INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 4 exercises

RAJPAL RAJESH K.

Filed: 11/18/2019ACC: 0001209191-19-057028

InsiderRAJPAL RAJESH K.CIK 1767449

→

IssuerAVEDRO INCCIK 1343304

Officer· Chief Medical Officer

Since Feb 2019

0.00

Net shares

Net seller

$23.9K

Total acquired

Open market trades

0B · 0S

Total transactions

11.01K acquired · 11.01K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+3.32K

Price / share

$1.34

Trade value

$4.45K

% of position

2.8%

11/14/2019

116.66K→119.98K

Common Stock

Direct

M · Option Exercise

+1.56K

Price / share

$2.14

Trade value

$3.33K

% of position

1.3%

11/14/2019

119.98K→121.53K

Common Stock

Direct

M · Option Exercise

+4.22K

Price / share

$2.14

Trade value

$9.03K

% of position

3.5%

11/14/2019

121.53K→125.75K

Common Stock

Direct

M · Option Exercise

+1.91K

Price / share

$3.69

Trade value

$7.05K

% of position

1.5%

11/14/2019

125.75K→127.67K

Total

Net shares

+11.01K

Net value

$23.87K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/14/2019	M · Option Exercise	+3.32K	$1.34	$4.45K	2.8%	116.66K	119.98K
Common Stock Direct	11/14/2019	M · Option Exercise	+1.56K	$2.14	$3.33K	1.3%	119.98K	121.53K
Common Stock Direct	11/14/2019	M · Option Exercise	+4.22K	$2.14	$9.03K	3.5%	121.53K	125.75K
Common Stock Direct	11/14/2019	M · Option Exercise	+1.91K	$3.69	$7.05K	1.5%	125.75K	127.67K
Total			+11.01K		$23.87K

Derivative Transactions4

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.32K shares

−3.32K

Strike price

1.34

Held after

5.54K

Exercisable

—

11/14/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.56K shares

−1.56K

Strike price

2.14

Held after

14.02K

Exercisable

—

11/14/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.22K shares

−4.22K

Strike price

2.14

Held after

4.22K

Exercisable

—

11/14/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.91K shares

−1.91K

Strike price

3.69

Held after

20.37K

Exercisable

—

11/14/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Common Stock3.32K shares	11/14/2019	M · Option Exercise	−3.32K	1.34	—	5.54K
Employee Stock Option (right to buy) Direct	Common Stock1.56K shares	11/14/2019	M · Option Exercise	−1.56K	2.14	—	14.02K
Employee Stock Option (right to buy) Direct	Common Stock4.22K shares	11/14/2019	M · Option Exercise	−4.22K	2.14	—	4.22K
Employee Stock Option (right to buy) Direct	Common Stock1.91K shares	11/14/2019	M · Option Exercise	−1.91K	3.69	—	20.37K