RAJPAL RAJESH K. (Chief Medical Officer) exercised options at AVEDRO INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 5 exercises

RAJPAL RAJESH K.

Filed: 8/9/2019ACC: 0001209191-19-045346

InsiderRAJPAL RAJESH K.CIK 1767449

→

IssuerAVEDRO INCCIK 1343304

Officer· Chief Medical Officer

Since Feb 2019

0.00

Net shares

Net seller

$210.2K

Total acquired

Open market trades

0B · 0S

Total transactions

106.98K acquired · 106.98K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+44.29K

Price / share

$1.34

Trade value

$59.35K

% of position

495.2%

8/7/2019

8.94K→53.23K

Common Stock

Direct

M · Option Exercise

+9.34K

Price / share

$2.14

Trade value

$19.99K

% of position

17.6%

8/7/2019

53.23K→62.58K

Common Stock

Direct

M · Option Exercise

+44.70K

Price / share

$2.14

Trade value

$95.66K

% of position

71.4%

8/7/2019

62.58K→107.28K

Common Stock

Direct

M · Option Exercise

+8.28K

Price / share

$3.69

Trade value

$30.55K

% of position

7.7%

8/7/2019

107.28K→115.56K

Common Stock

Direct

M · Option Exercise

+367.00

Price / share

$12.73

Trade value

$4.67K

% of position

0.3%

8/7/2019

115.56K→115.92K

Total

Net shares

+106.98K

Net value

$210.23K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/7/2019	M · Option Exercise	+44.29K	$1.34	$59.35K	495.2%	8.94K	53.23K
Common Stock Direct	8/7/2019	M · Option Exercise	+9.34K	$2.14	$19.99K	17.6%	53.23K	62.58K
Common Stock Direct	8/7/2019	M · Option Exercise	+44.70K	$2.14	$95.66K	71.4%	62.58K	107.28K
Common Stock Direct	8/7/2019	M · Option Exercise	+8.28K	$3.69	$30.55K	7.7%	107.28K	115.56K
Common Stock Direct	8/7/2019	M · Option Exercise	+367.00	$12.73	$4.67K	0.3%	115.56K	115.92K
Total			+106.98K		$210.23K

Derivative Transactions5

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

44.29K shares

−44.29K

Strike price

1.34

Held after

8.86K

Exercisable

—

8/7/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

9.34K shares

−9.34K

Strike price

2.14

Held after

15.57K

Exercisable

—

8/7/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

44.70K shares

−44.70K

Strike price

2.14

Held after

8.44K

Exercisable

—

8/7/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

8.28K shares

−8.28K

Strike price

3.69

Held after

22.28K

Exercisable

—

8/7/2019

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

367.00 shares

−367.00

Strike price

12.73

Held after

49.07K

Exercisable

—

8/7/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Common Stock44.29K shares	8/7/2019	M · Option Exercise	−44.29K	1.34	—	8.86K
Employee Stock Option (right to buy) Direct	Common Stock9.34K shares	8/7/2019	M · Option Exercise	−9.34K	2.14	—	15.57K
Employee Stock Option (right to buy) Direct	Common Stock44.70K shares	8/7/2019	M · Option Exercise	−44.70K	2.14	—	8.44K
Employee Stock Option (right to buy) Direct	Common Stock8.28K shares	8/7/2019	M · Option Exercise	−8.28K	3.69	—	22.28K
Employee Stock Option (right to buy) Direct	Common Stock367.00 shares	8/7/2019	M · Option Exercise	−367.00	12.73	—	49.07K