RAFFONE LAWRENCE M.

PrivateCIK: 1486875
Location

SUNNYVALE, CA

RAFFONE LAWRENCE M. (President & CEO) reported 1 transaction at FINANCIAL ENGINES, LLC

Review the transaction codes below to understand the nature of each event.

InsiderRAFFONE LAWRENCE M.CIK 1486875
IssuerFINANCIAL ENGINES, LLCCIK 1430592
DirectorOfficer· President & CEO
Since Jul 2018
-1.19M
Net shares
Net seller
$4.25M
Total sold
0
Open market trades
0B · 0S
14
Total transactions
1.19M disposed
Non-Derivative Transactions1

Common Stock

Direct
D · Disposition

Shares

94.39K

Price / share

$45.00

Trade value

$4.25M

% of position

New position
7/19/2018
94.39K0.00
Total

Net shares

94.39K

Net value

-$4.25M

Derivative Transactions13

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

8.35K shares

Shares

8.35K

Strike price

0.00

Held after

0.00

Exercisable

7/19/2018

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

42.70K shares

Shares

42.70K

Strike price

0.00

Held after

0.00

Exercisable

7/19/2018

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

35.55K shares

Shares

35.55K

Strike price

0.00

Held after

0.00

Exercisable

7/19/2018

Restricted Stock Units

Direct
D · Disposition
Converts to

Common Stock

54.94K shares

Shares

54.94K

Strike price

0.00

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

9.64K shares

Shares

9.64K

Strike price

6.51

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

87.48K shares

Shares

87.48K

Strike price

7.99

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

39.42K shares

Shares

39.42K

Strike price

21.39

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

69.38K shares

Shares

69.38K

Strike price

26.22

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

32.69K shares

Shares

32.69K

Strike price

55.96

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

236.07K shares

Shares

236.07K

Strike price

31.43

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

202.38K shares

Shares

202.38K

Strike price

26.43

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

126.44K shares

Shares

126.44K

Strike price

44.30

Held after

0.00

Exercisable

7/19/2018

Employee Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

155.44K shares

Shares

155.44K

Strike price

34.40

Held after

0.00

Exercisable

7/19/2018
RAFFONE LAWRENCE M. — Insider Transaction (Form 4) Filed Jul 23, 2018 | Finecho