Filed: 11/14/2024ACC: 0001062993-24-019170
📋 What this filing means
RAFFLES ASSOCIATES LP filed this quarterly 13F‑HR report disclosing 48 equity positions with a total reported market value of $97.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
48
Positions
$97.43M
Total AUM (reported)
21.53M
Total Shares
Allocation by class
COM$73.19M75.1%
COM NEW$9.75M10.0%
ULTRASHRT S&P500$4.74M4.9%
ULTRA VIX SHORT$2.49M2.6%
PURE US CANNABIS$1.81M1.9%
COM CL A$1.37M1.4%
BULLISH FD$1.13M1.2%
Portfolio Concentration
Top 3$28.30M29.0%
4–10$32.52M33.4%
11–25$26.88M27.6%
Rest$9.74M10.0%
Top 3 weight
29.0%
Top 10 weight
62.4%
Voting Authority Distribution
Total shares with voting rights: 21.53M
Sole
Full voting authority
21.53M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole48
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings48
Rows:
SOUTHERN MO BANCORP INC
SOLEShares233.05K
TypeSH
Market value$13.16M
13.51%
Sole
233.05K
Shared
0.00
None
0.00
IVANHOE ELECTRIC INC
SOLEShares1.11M
TypeSH
Market value$9.40M
9.65%
Sole
1.11M
Shared
0.00
None
0.00
EASTERN BANKSHARES INC
SOLEShares349.79K
TypeSH
Market value$5.73M
5.88%
Sole
349.79K
Shared
0.00
None
0.00
PROVIDENT FINL HLDGS INC
SOLEShares393.42K
TypeSH
Market value$5.65M
5.79%
Sole
393.42K
Shared
0.00
None
0.00
OFG BANCORP
SOLEShares120.07K
TypeSH
Market value$5.39M
5.54%
Sole
120.07K
Shared
0.00
None
0.00
FIRST BANCORP P R
SOLEShares242.87K
TypeSH
Market value$5.14M
5.28%
Sole
242.87K
Shared
0.00
None
0.00
PROSHARES TR
SOLEShares230K
TypeSH
Market value$4.74M
4.87%
Sole
230K
Shared
0.00
None
0.00
AFFINITY BANCSHARES INC
SOLEShares198.92K
TypeSH
Market value$4.26M
4.37%
Sole
198.92K
Shared
0.00
None
0.00
LINEAGE CELL THERAPEUTICS IN
SOLEShares4.51M
TypeSH
Market value$4.08M
4.19%
Sole
4.51M
Shared
0.00
None
0.00
VIZSLA SILVER CORP
SOLEShares1.69M
TypeSH
Market value$3.25M
3.34%
Sole
1.69M
Shared
0.00
None
0.00
VIEMED HEALTHCARE INC
SOLEShares402.69K
TypeSH
Market value$2.95M
3.03%
Sole
402.69K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares55K
TypeSH
Market value$2.83M
2.91%
Sole
55K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares100K
TypeSH
Market value$2.49M
2.56%
Sole
100K
Shared
0.00
None
0.00
GEE GROUP INC
SOLEShares9.50M
TypeSH
Market value$2.48M
2.54%
Sole
9.50M
Shared
0.00
None
0.00
MAYS J W INC
SOLEShares44.44K
TypeSH
Market value$2.04M
2.10%
Sole
44.44K
Shared
0.00
None
0.00
JAPAN SMALLER CAPITALIZATION
SOLEShares224.03K
TypeSH
Market value$1.85M
1.90%
Sole
224.03K
Shared
0.00
None
0.00
ADVISORSHARES TR
SOLEShares253K
TypeSH
Market value$1.81M
1.86%
Sole
253K
Shared
0.00
None
0.00
NORTHEAST CMNTY BANCORP INC
SOLEShares61.50K
TypeSH
Market value$1.63M
1.67%
Sole
61.50K
Shared
0.00
None
0.00
ENERGY SVCS ACQUISITION CORP
SOLEShares170.53K
TypeSH
Market value$1.62M
1.66%
Sole
170.53K
Shared
0.00
None
0.00
NEXGEN ENERGY LTD
SOLEShares220K
TypeSH
Market value$1.44M
1.47%
Sole
220K
Shared
0.00
None
0.00
RANGER ENERGY SVCS INC
SOLEShares115K
TypeSH
Market value$1.37M
1.41%
Sole
115K
Shared
0.00
None
0.00
INVESCO DB US DLR INDEX TR
SOLEShares40K
TypeSH
Market value$1.13M
1.16%
Sole
40K
Shared
0.00
None
0.00
VIRGINIA NATL BANKSHARES COR
SOLEShares26.87K
TypeSH
Market value$1.12M
1.15%
Sole
26.87K
Shared
0.00
None
0.00
NAPCO SEC TECHNOLOGIES INC
SOLEShares27.42K
TypeSH
Market value$1.11M
1.14%
Sole
27.42K
Shared
0.00
None
0.00
180 DEGREE CAP CORP
SOLEShares297.09K
TypeSH
Market value$1.00M
1.03%
Sole
297.09K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SOUTHERN MO BANCORP INCSOLE | COM | 233.05K | SH | $13.16M 13.51% | 233.05K | 0.00 | 0.00 |
IVANHOE ELECTRIC INCSOLE | COM | 1.11M | SH | $9.40M 9.65% | 1.11M | 0.00 | 0.00 |
EASTERN BANKSHARES INCSOLE | COM | 349.79K | SH | $5.73M 5.88% | 349.79K | 0.00 | 0.00 |
PROVIDENT FINL HLDGS INCSOLE | COM | 393.42K | SH | $5.65M 5.79% | 393.42K | 0.00 | 0.00 |
OFG BANCORPSOLE | COM | 120.07K | SH | $5.39M 5.54% | 120.07K | 0.00 | 0.00 |
FIRST BANCORP P RSOLE | COM NEW | 242.87K | SH | $5.14M 5.28% | 242.87K | 0.00 | 0.00 |
PROSHARES TRSOLE | ULTRASHRT S&P500 | 230K | SH | $4.74M 4.87% | 230K | 0.00 | 0.00 |
AFFINITY BANCSHARES INCSOLE | COM | 198.92K | SH | $4.26M 4.37% | 198.92K | 0.00 | 0.00 |
LINEAGE CELL THERAPEUTICS INSOLE | COM | 4.51M | SH | $4.08M 4.19% | 4.51M | 0.00 | 0.00 |
VIZSLA SILVER CORPSOLE | COM NEW | 1.69M | SH | $3.25M 3.34% | 1.69M | 0.00 | 0.00 |
VIEMED HEALTHCARE INCSOLE | COM | 402.69K | SH | $2.95M 3.03% | 402.69K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | COM | 55K | SH | $2.83M 2.91% | 55K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULTRA VIX SHORT | 100K | SH | $2.49M 2.56% | 100K | 0.00 | 0.00 |
GEE GROUP INCSOLE | COM | 9.50M | SH | $2.48M 2.54% | 9.50M | 0.00 | 0.00 |
MAYS J W INCSOLE | COM | 44.44K | SH | $2.04M 2.10% | 44.44K | 0.00 | 0.00 |
JAPAN SMALLER CAPITALIZATIONSOLE | COM | 224.03K | SH | $1.85M 1.90% | 224.03K | 0.00 | 0.00 |
ADVISORSHARES TRSOLE | PURE US CANNABIS | 253K | SH | $1.81M 1.86% | 253K | 0.00 | 0.00 |
NORTHEAST CMNTY BANCORP INCSOLE | COM | 61.50K | SH | $1.63M 1.67% | 61.50K | 0.00 | 0.00 |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 170.53K | SH | $1.62M 1.66% | 170.53K | 0.00 | 0.00 |
NEXGEN ENERGY LTDSOLE | COM | 220K | SH | $1.44M 1.47% | 220K | 0.00 | 0.00 |
RANGER ENERGY SVCS INCSOLE | COM CL A | 115K | SH | $1.37M 1.41% | 115K | 0.00 | 0.00 |
INVESCO DB US DLR INDEX TRSOLE | BULLISH FD | 40K | SH | $1.13M 1.16% | 40K | 0.00 | 0.00 |
VIRGINIA NATL BANKSHARES CORSOLE | COM | 26.87K | SH | $1.12M 1.15% | 26.87K | 0.00 | 0.00 |
NAPCO SEC TECHNOLOGIES INCSOLE | COM | 27.42K | SH | $1.11M 1.14% | 27.42K | 0.00 | 0.00 |
180 DEGREE CAP CORPSOLE | COM NEW | 297.09K | SH | $1.00M 1.03% | 297.09K | 0.00 | 0.00 |
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