Filed: 2/14/2024ACC: 0001062993-24-003142
📋 What this filing means
RAFFLES ASSOCIATES LP filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $79.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$79.09M
Total AUM (reported)
16.95M
Total Shares
Allocation by class
COM$62.30M78.8%
COM NEW$12.54M15.9%
COM CL A$1.07M1.4%
ULTRA VIX SHORT$1.05M1.3%
COMMON SHARES$677.4K0.9%
COM LBTY SRM S A$513.8K0.6%
CL A$480.3K0.6%
Portfolio Concentration
Top 3$24.41M30.9%
4–10$27.04M34.2%
11–25$18.02M22.8%
Rest$9.63M12.2%
Top 3 weight
30.9%
Top 10 weight
65.0%
Voting Authority Distribution
Total shares with voting rights: 16.95M
Sole
Full voting authority
16.95M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole47
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings47
Rows:
SOUTHERN MO BANCORP INC
SOLEShares232.29K
TypeSH
Market value$12.40M
15.68%
Sole
232.29K
Shared
0.00
None
0.00
EASTERN BANKSHARES INC
SOLEShares497.99K
TypeSH
Market value$7.07M
8.94%
Sole
497.99K
Shared
0.00
None
0.00
PROVIDENT FINL HLDGS INC
SOLEShares391.35K
TypeSH
Market value$4.93M
6.24%
Sole
391.35K
Shared
0.00
None
0.00
OFG BANCORP
SOLEShares129.07K
TypeSH
Market value$4.84M
6.12%
Sole
129.07K
Shared
0.00
None
0.00
GEE GROUP INC
SOLEShares9.30M
TypeSH
Market value$4.65M
5.88%
Sole
9.30M
Shared
0.00
None
0.00
POPULAR INC
SOLEShares54.61K
TypeSH
Market value$4.48M
5.67%
Sole
54.61K
Shared
0.00
None
0.00
AFFINITY BANCSHARES INC
SOLEShares251.56K
TypeSH
Market value$4.02M
5.08%
Sole
251.56K
Shared
0.00
None
0.00
FIRST BANCORP P R
SOLEShares242.87K
TypeSH
Market value$4.00M
5.05%
Sole
242.87K
Shared
0.00
None
0.00
VIEMED HEALTHCARE INC
SOLEShares347.69K
TypeSH
Market value$2.73M
3.45%
Sole
347.69K
Shared
0.00
None
0.00
LINEAGE CELL THERAPEUTICS IN
SOLEShares2.13M
TypeSH
Market value$2.32M
2.94%
Sole
2.13M
Shared
0.00
None
0.00
MAYS J W INC
SOLEShares44.44K
TypeSH
Market value$1.87M
2.36%
Sole
44.44K
Shared
0.00
None
0.00
NEXGEN ENERGY LTD
SOLEShares245K
TypeSH
Market value$1.72M
2.17%
Sole
245K
Shared
0.00
None
0.00
OSISKO GOLD ROYALTIES LTD
SOLEShares110K
TypeSH
Market value$1.57M
1.99%
Sole
110K
Shared
0.00
None
0.00
ENERGY SVCS ACQUISITION CORP
SOLEShares259.84K
TypeSH
Market value$1.55M
1.96%
Sole
259.84K
Shared
0.00
None
0.00
180 DEGREE CAP CORP
SOLEShares297.87K
TypeSH
Market value$1.22M
1.54%
Sole
297.87K
Shared
0.00
None
0.00
JAPAN SMALLER CAPITALIZATION
SOLEShares154.50K
TypeSH
Market value$1.17M
1.48%
Sole
154.50K
Shared
0.00
None
0.00
NORTHEAST CMNTY BANCORP INC
SOLEShares65K
TypeSH
Market value$1.15M
1.46%
Sole
65K
Shared
0.00
None
0.00
NAPCO SEC TECHNOLOGIES INC
SOLEShares33.42K
TypeSH
Market value$1.14M
1.45%
Sole
33.42K
Shared
0.00
None
0.00
RANGER ENERGY SVCS INC
SOLEShares105K
TypeSH
Market value$1.07M
1.36%
Sole
105K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares125K
TypeSH
Market value$1.05M
1.33%
Sole
125K
Shared
0.00
None
0.00
POTBELLY CORP
SOLEShares89.76K
TypeSH
Market value$935.3K
1.18%
Sole
89.76K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares15K
TypeSH
Market value$895.6K
1.13%
Sole
15K
Shared
0.00
None
0.00
NSTS BANCORP INC
SOLEShares93.81K
TypeSH
Market value$892.2K
1.13%
Sole
93.81K
Shared
0.00
None
0.00
VIRGINIA NATL BANKSHARES COR
SOLEShares25.84K
TypeSH
Market value$888.5K
1.12%
Sole
25.84K
Shared
0.00
None
0.00
SANDSTORM GOLD LTD
SOLEShares175K
TypeSH
Market value$880.3K
1.11%
Sole
175K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SOUTHERN MO BANCORP INCSOLE | COM | 232.29K | SH | $12.40M 15.68% | 232.29K | 0.00 | 0.00 |
EASTERN BANKSHARES INCSOLE | COM | 497.99K | SH | $7.07M 8.94% | 497.99K | 0.00 | 0.00 |
PROVIDENT FINL HLDGS INCSOLE | COM | 391.35K | SH | $4.93M 6.24% | 391.35K | 0.00 | 0.00 |
OFG BANCORPSOLE | COM | 129.07K | SH | $4.84M 6.12% | 129.07K | 0.00 | 0.00 |
GEE GROUP INCSOLE | COM | 9.30M | SH | $4.65M 5.88% | 9.30M | 0.00 | 0.00 |
POPULAR INCSOLE | COM NEW | 54.61K | SH | $4.48M 5.67% | 54.61K | 0.00 | 0.00 |
AFFINITY BANCSHARES INCSOLE | COM | 251.56K | SH | $4.02M 5.08% | 251.56K | 0.00 | 0.00 |
FIRST BANCORP P RSOLE | COM NEW | 242.87K | SH | $4.00M 5.05% | 242.87K | 0.00 | 0.00 |
VIEMED HEALTHCARE INCSOLE | COM | 347.69K | SH | $2.73M 3.45% | 347.69K | 0.00 | 0.00 |
LINEAGE CELL THERAPEUTICS INSOLE | COM | 2.13M | SH | $2.32M 2.94% | 2.13M | 0.00 | 0.00 |
MAYS J W INCSOLE | COM | 44.44K | SH | $1.87M 2.36% | 44.44K | 0.00 | 0.00 |
NEXGEN ENERGY LTDSOLE | COM | 245K | SH | $1.72M 2.17% | 245K | 0.00 | 0.00 |
OSISKO GOLD ROYALTIES LTDSOLE | COM | 110K | SH | $1.57M 1.99% | 110K | 0.00 | 0.00 |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 259.84K | SH | $1.55M 1.96% | 259.84K | 0.00 | 0.00 |
180 DEGREE CAP CORPSOLE | COM NEW | 297.87K | SH | $1.22M 1.54% | 297.87K | 0.00 | 0.00 |
JAPAN SMALLER CAPITALIZATIONSOLE | COM | 154.50K | SH | $1.17M 1.48% | 154.50K | 0.00 | 0.00 |
NORTHEAST CMNTY BANCORP INCSOLE | COM | 65K | SH | $1.15M 1.46% | 65K | 0.00 | 0.00 |
NAPCO SEC TECHNOLOGIES INCSOLE | COM | 33.42K | SH | $1.14M 1.45% | 33.42K | 0.00 | 0.00 |
RANGER ENERGY SVCS INCSOLE | COM CL A | 105K | SH | $1.07M 1.36% | 105K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULTRA VIX SHORT | 125K | SH | $1.05M 1.33% | 125K | 0.00 | 0.00 |
POTBELLY CORPSOLE | COM | 89.76K | SH | $935.3K 1.18% | 89.76K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | COM | 15K | SH | $895.6K 1.13% | 15K | 0.00 | 0.00 |
NSTS BANCORP INCSOLE | COM | 93.81K | SH | $892.2K 1.13% | 93.81K | 0.00 | 0.00 |
VIRGINIA NATL BANKSHARES CORSOLE | COM | 25.84K | SH | $888.5K 1.12% | 25.84K | 0.00 | 0.00 |
SANDSTORM GOLD LTDSOLE | COM NEW | 175K | SH | $880.3K 1.11% | 175K | 0.00 | 0.00 |
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