Filed: 11/15/2023ACC: 0001062993-23-020846
📋 What this filing means
RAFFLES ASSOCIATES LP filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $75.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$75.48M
Total AUM (reported)
17.28M
Total Shares
Allocation by class
COM$54.00M71.5%
COM NEW$11.77M15.6%
20YR TRES BULL$3.37M4.5%
ULSHT BLOOMB OIL$2.44M3.2%
COMMON SHARES$1.04M1.4%
CLASS B COM$903.0K1.2%
CL A$842.9K1.1%
Portfolio Concentration
Top 3$20.26M26.8%
4–10$28.18M37.3%
11–25$19.38M25.7%
Rest$7.66M10.1%
Top 3 weight
26.8%
Top 10 weight
64.2%
Voting Authority Distribution
Total shares with voting rights: 17.28M
Sole
Full voting authority
17.28M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole46
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings46
Rows:
SOUTHERN MO BANCORP INC
SOLEShares232.29K
TypeSH
Market value$8.99M
11.91%
Sole
232.29K
Shared
0.00
None
0.00
POPULAR INC
SOLEShares89.61K
TypeSH
Market value$5.65M
7.48%
Sole
89.61K
Shared
0.00
None
0.00
EASTERN BANKSHARES INC
SOLEShares448.33K
TypeSH
Market value$5.62M
7.45%
Sole
448.33K
Shared
0.00
None
0.00
GEE GROUP INC
SOLEShares9.30M
TypeSH
Market value$5.50M
7.29%
Sole
9.30M
Shared
0.00
None
0.00
PROVIDENT FINL HLDGS INC
SOLEShares391.35K
TypeSH
Market value$5.12M
6.79%
Sole
391.35K
Shared
0.00
None
0.00
OFG BANCORP
SOLEShares159.07K
TypeSH
Market value$4.75M
6.29%
Sole
159.07K
Shared
0.00
None
0.00
AFFINITY BANCSHARES INC
SOLEShares251.56K
TypeSH
Market value$3.72M
4.93%
Sole
251.56K
Shared
0.00
None
0.00
DIREXION SHS ETF TR
SOLEShares700K
TypeSH
Market value$3.37M
4.47%
Sole
700K
Shared
0.00
None
0.00
FIRST BANCORP P R
SOLEShares242.87K
TypeSH
Market value$3.27M
4.33%
Sole
242.87K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares145K
TypeSH
Market value$2.44M
3.23%
Sole
145K
Shared
0.00
None
0.00
OSISKO GOLD ROYALTIES LTD
SOLEShares180.02K
TypeSH
Market value$2.12M
2.80%
Sole
180.02K
Shared
0.00
None
0.00
VIEMED HEALTHCARE INC
SOLEShares313.38K
TypeSH
Market value$2.11M
2.79%
Sole
313.38K
Shared
0.00
None
0.00
MAYS J W INC
SOLEShares44.44K
TypeSH
Market value$2.07M
2.74%
Sole
44.44K
Shared
0.00
None
0.00
LINEAGE CELL THERAPEUTICS IN
SOLEShares1.59M
TypeSH
Market value$1.87M
2.48%
Sole
1.59M
Shared
0.00
None
0.00
ENERGY SVCS ACQUISITION CORP
SOLEShares402.73K
TypeSH
Market value$1.63M
2.16%
Sole
402.73K
Shared
0.00
None
0.00
180 DEGREE CAP CORP
SOLEShares341.38K
TypeSH
Market value$1.45M
1.92%
Sole
341.38K
Shared
0.00
None
0.00
NEXGEN ENERGY LTD
SOLEShares225K
TypeSH
Market value$1.34M
1.78%
Sole
225K
Shared
0.00
None
0.00
NORTHEAST CMNTY BANCORP INC
SOLEShares68K
TypeSH
Market value$1.00M
1.33%
Sole
68K
Shared
0.00
None
0.00
PARAMOUNT GLOBAL
SOLEShares70K
TypeSH
Market value$903.0K
1.20%
Sole
70K
Shared
0.00
None
0.00
SANDSTORM GOLD LTD
SOLEShares186K
TypeSH
Market value$866.8K
1.15%
Sole
186K
Shared
0.00
None
0.00
NSTS BANCORP INC
SOLEShares93.81K
TypeSH
Market value$849.0K
1.12%
Sole
93.81K
Shared
0.00
None
0.00
WILLIAM PENN BANCORPORATION
SOLEShares68K
TypeSH
Market value$848.6K
1.12%
Sole
68K
Shared
0.00
None
0.00
VOXX INTL CORP
SOLEShares100.06K
TypeSH
Market value$798.4K
1.06%
Sole
100.06K
Shared
0.00
None
0.00
VIRGINIA NATL BANKSHARES COR
SOLEShares25.84K
TypeSH
Market value$784.4K
1.04%
Sole
25.84K
Shared
0.00
None
0.00
NAPCO SEC TECHNOLOGIES INC
SOLEShares33.42K
TypeSH
Market value$743.7K
0.99%
Sole
33.42K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SOUTHERN MO BANCORP INCSOLE | COM | 232.29K | SH | $8.99M 11.91% | 232.29K | 0.00 | 0.00 |
POPULAR INCSOLE | COM NEW | 89.61K | SH | $5.65M 7.48% | 89.61K | 0.00 | 0.00 |
EASTERN BANKSHARES INCSOLE | COM | 448.33K | SH | $5.62M 7.45% | 448.33K | 0.00 | 0.00 |
GEE GROUP INCSOLE | COM | 9.30M | SH | $5.50M 7.29% | 9.30M | 0.00 | 0.00 |
PROVIDENT FINL HLDGS INCSOLE | COM | 391.35K | SH | $5.12M 6.79% | 391.35K | 0.00 | 0.00 |
OFG BANCORPSOLE | COM | 159.07K | SH | $4.75M 6.29% | 159.07K | 0.00 | 0.00 |
AFFINITY BANCSHARES INCSOLE | COM | 251.56K | SH | $3.72M 4.93% | 251.56K | 0.00 | 0.00 |
DIREXION SHS ETF TRSOLE | 20YR TRES BULL | 700K | SH | $3.37M 4.47% | 700K | 0.00 | 0.00 |
FIRST BANCORP P RSOLE | COM NEW | 242.87K | SH | $3.27M 4.33% | 242.87K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULSHT BLOOMB OIL | 145K | SH | $2.44M 3.23% | 145K | 0.00 | 0.00 |
OSISKO GOLD ROYALTIES LTDSOLE | COM | 180.02K | SH | $2.12M 2.80% | 180.02K | 0.00 | 0.00 |
VIEMED HEALTHCARE INCSOLE | COM | 313.38K | SH | $2.11M 2.79% | 313.38K | 0.00 | 0.00 |
MAYS J W INCSOLE | COM | 44.44K | SH | $2.07M 2.74% | 44.44K | 0.00 | 0.00 |
LINEAGE CELL THERAPEUTICS INSOLE | COM | 1.59M | SH | $1.87M 2.48% | 1.59M | 0.00 | 0.00 |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 402.73K | SH | $1.63M 2.16% | 402.73K | 0.00 | 0.00 |
180 DEGREE CAP CORPSOLE | COM NEW | 341.38K | SH | $1.45M 1.92% | 341.38K | 0.00 | 0.00 |
NEXGEN ENERGY LTDSOLE | COM | 225K | SH | $1.34M 1.78% | 225K | 0.00 | 0.00 |
NORTHEAST CMNTY BANCORP INCSOLE | COM | 68K | SH | $1.00M 1.33% | 68K | 0.00 | 0.00 |
PARAMOUNT GLOBALSOLE | CLASS B COM | 70K | SH | $903.0K 1.20% | 70K | 0.00 | 0.00 |
SANDSTORM GOLD LTDSOLE | COM NEW | 186K | SH | $866.8K 1.15% | 186K | 0.00 | 0.00 |
NSTS BANCORP INCSOLE | COM | 93.81K | SH | $849.0K 1.12% | 93.81K | 0.00 | 0.00 |
WILLIAM PENN BANCORPORATIONSOLE | COM | 68K | SH | $848.6K 1.12% | 68K | 0.00 | 0.00 |
VOXX INTL CORPSOLE | CL A | 100.06K | SH | $798.4K 1.06% | 100.06K | 0.00 | 0.00 |
VIRGINIA NATL BANKSHARES CORSOLE | COM | 25.84K | SH | $784.4K 1.04% | 25.84K | 0.00 | 0.00 |
NAPCO SEC TECHNOLOGIES INCSOLE | COM | 33.42K | SH | $743.7K 0.99% | 33.42K | 0.00 | 0.00 |
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