Filed: 8/14/2023ACC: 0001062993-23-016418
📋 What this filing means
RAFFLES ASSOCIATES LP filed this quarterly 13F‑HR report disclosing 45 equity positions with a total reported market value of $74.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
45
Positions
$74.40M
Total AUM (reported)
16.12M
Total Shares
Allocation by class
COM$55.33M74.4%
COM NEW$11.49M15.4%
IPTH SR B S&P$1.77M2.4%
CL A$1.39M1.9%
CLASS B COM$1.19M1.6%
PURE US CANNABIS$831.0K1.1%
COM A SIRIUSXM$586.6K0.8%
Portfolio Concentration
Top 3$20.32M27.3%
4–10$25.21M33.9%
11–25$20.38M27.4%
Rest$8.49M11.4%
Top 3 weight
27.3%
Top 10 weight
61.2%
Voting Authority Distribution
Total shares with voting rights: 16.12M
Sole
Full voting authority
16.12M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole45
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings45
Rows:
SOUTHERN MO BANCORP INC
SOLEShares232.29K
TypeSH
Market value$8.93M
12.00%
Sole
232.29K
Shared
0.00
None
0.00
POPULAR INC
SOLEShares101.36K
TypeSH
Market value$6.13M
8.24%
Sole
101.36K
Shared
0.00
None
0.00
EASTERN BANKSHARES INC
SOLEShares428.33K
TypeSH
Market value$5.26M
7.06%
Sole
428.33K
Shared
0.00
None
0.00
PROVIDENT FINL HLDGS INC
SOLEShares391.35K
TypeSH
Market value$4.99M
6.71%
Sole
391.35K
Shared
0.00
None
0.00
GEE GROUP INC
SOLEShares9.18M
TypeSH
Market value$4.70M
6.32%
Sole
9.18M
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares150K
TypeSH
Market value$4.30M
5.78%
Sole
150K
Shared
0.00
None
0.00
VIEMED HEALTHCARE INC
SOLEShares313.38K
TypeSH
Market value$3.06M
4.12%
Sole
313.38K
Shared
0.00
None
0.00
FIRST BANCORP P R
SOLEShares242.87K
TypeSH
Market value$2.97M
3.99%
Sole
242.87K
Shared
0.00
None
0.00
AFFINITY BANCSHARES INC
SOLEShares250.06K
TypeSH
Market value$2.92M
3.93%
Sole
250.06K
Shared
0.00
None
0.00
LINEAGE CELL THERAPEUTICS IN
SOLEShares1.60M
TypeSH
Market value$2.25M
3.03%
Sole
1.60M
Shared
0.00
None
0.00
MAYS J W INC
SOLEShares44.44K
TypeSH
Market value$1.94M
2.61%
Sole
44.44K
Shared
0.00
None
0.00
WILLIAM PENN BANCORPORATION
SOLEShares189K
TypeSH
Market value$1.92M
2.58%
Sole
189K
Shared
0.00
None
0.00
OFG BANCORP
SOLEShares72K
TypeSH
Market value$1.88M
2.52%
Sole
72K
Shared
0.00
None
0.00
BARCLAYS BANK PLC
SOLEShares71K
TypeSH
Market value$1.77M
2.39%
Sole
71K
Shared
0.00
None
0.00
OSISKO GOLD ROYALTIES LTD
SOLEShares110K
TypeSH
Market value$1.69M
2.27%
Sole
110K
Shared
0.00
None
0.00
VOXX INTL CORP
SOLEShares107.06K
TypeSH
Market value$1.34M
1.80%
Sole
107.06K
Shared
0.00
None
0.00
180 DEGREE CAP CORP
SOLEShares297.74K
TypeSH
Market value$1.32M
1.78%
Sole
297.74K
Shared
0.00
None
0.00
ENERGY SVCS ACQUISITION CORP
SOLEShares422.73K
TypeSH
Market value$1.23M
1.65%
Sole
422.73K
Shared
0.00
None
0.00
PARAMOUNT GLOBAL
SOLEShares75K
TypeSH
Market value$1.19M
1.60%
Sole
75K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares20K
TypeSH
Market value$1.18M
1.58%
Sole
20K
Shared
0.00
None
0.00
NAPCO SEC TECHNOLOGIES INC
SOLEShares33.42K
TypeSH
Market value$1.16M
1.56%
Sole
33.42K
Shared
0.00
None
0.00
NEXGEN ENERGY LTD
SOLEShares225K
TypeSH
Market value$1.06M
1.42%
Sole
225K
Shared
0.00
None
0.00
NORTHEAST CMNTY BANCORP INC
SOLEShares68K
TypeSH
Market value$1.01M
1.36%
Sole
68K
Shared
0.00
None
0.00
NSTS BANCORP INC
SOLEShares93.81K
TypeSH
Market value$857.5K
1.15%
Sole
93.81K
Shared
0.00
None
0.00
ADVISORSHARES TR
SOLEShares150K
TypeSH
Market value$831.0K
1.12%
Sole
150K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SOUTHERN MO BANCORP INCSOLE | COM | 232.29K | SH | $8.93M 12.00% | 232.29K | 0.00 | 0.00 |
POPULAR INCSOLE | COM NEW | 101.36K | SH | $6.13M 8.24% | 101.36K | 0.00 | 0.00 |
EASTERN BANKSHARES INCSOLE | COM | 428.33K | SH | $5.26M 7.06% | 428.33K | 0.00 | 0.00 |
PROVIDENT FINL HLDGS INCSOLE | COM | 391.35K | SH | $4.99M 6.71% | 391.35K | 0.00 | 0.00 |
GEE GROUP INCSOLE | COM | 9.18M | SH | $4.70M 6.32% | 9.18M | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 150K | SH | $4.30M 5.78% | 150K | 0.00 | 0.00 |
VIEMED HEALTHCARE INCSOLE | COM | 313.38K | SH | $3.06M 4.12% | 313.38K | 0.00 | 0.00 |
FIRST BANCORP P RSOLE | COM NEW | 242.87K | SH | $2.97M 3.99% | 242.87K | 0.00 | 0.00 |
AFFINITY BANCSHARES INCSOLE | COM | 250.06K | SH | $2.92M 3.93% | 250.06K | 0.00 | 0.00 |
LINEAGE CELL THERAPEUTICS INSOLE | COM | 1.60M | SH | $2.25M 3.03% | 1.60M | 0.00 | 0.00 |
MAYS J W INCSOLE | COM | 44.44K | SH | $1.94M 2.61% | 44.44K | 0.00 | 0.00 |
WILLIAM PENN BANCORPORATIONSOLE | COM | 189K | SH | $1.92M 2.58% | 189K | 0.00 | 0.00 |
OFG BANCORPSOLE | COM | 72K | SH | $1.88M 2.52% | 72K | 0.00 | 0.00 |
BARCLAYS BANK PLCSOLE | IPTH SR B S&P | 71K | SH | $1.77M 2.39% | 71K | 0.00 | 0.00 |
OSISKO GOLD ROYALTIES LTDSOLE | COM | 110K | SH | $1.69M 2.27% | 110K | 0.00 | 0.00 |
VOXX INTL CORPSOLE | CL A | 107.06K | SH | $1.34M 1.80% | 107.06K | 0.00 | 0.00 |
180 DEGREE CAP CORPSOLE | COM NEW | 297.74K | SH | $1.32M 1.78% | 297.74K | 0.00 | 0.00 |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 422.73K | SH | $1.23M 1.65% | 422.73K | 0.00 | 0.00 |
PARAMOUNT GLOBALSOLE | CLASS B COM | 75K | SH | $1.19M 1.60% | 75K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | COM | 20K | SH | $1.18M 1.58% | 20K | 0.00 | 0.00 |
NAPCO SEC TECHNOLOGIES INCSOLE | COM | 33.42K | SH | $1.16M 1.56% | 33.42K | 0.00 | 0.00 |
NEXGEN ENERGY LTDSOLE | COM | 225K | SH | $1.06M 1.42% | 225K | 0.00 | 0.00 |
NORTHEAST CMNTY BANCORP INCSOLE | COM | 68K | SH | $1.01M 1.36% | 68K | 0.00 | 0.00 |
NSTS BANCORP INCSOLE | COM | 93.81K | SH | $857.5K 1.15% | 93.81K | 0.00 | 0.00 |
ADVISORSHARES TRSOLE | PURE US CANNABIS | 150K | SH | $831.0K 1.12% | 150K | 0.00 | 0.00 |
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