Filed: 5/15/2023ACC: 0001062993-23-011137
📋 What this filing means
RAFFLES ASSOCIATES LP filed this quarterly 13F‑HR report disclosing 46 equity positions with a total reported market value of $73.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
46
Positions
$73.44M
Total AUM (reported)
16.13M
Total Shares
Allocation by class
COM$52.67M71.7%
COM NEW$11.01M15.0%
UNIT PAR$3.12M4.3%
CL A$1.73M2.4%
ULTRA VIX SHORT$1.16M1.6%
CSI CHI INTERNET$623.8K0.8%
PURE US CANNABIS$569.0K0.8%
Portfolio Concentration
Top 3$21.92M29.8%
4–10$24.71M33.6%
11–25$19.55M26.6%
Rest$7.27M9.9%
Top 3 weight
29.8%
Top 10 weight
63.5%
Voting Authority Distribution
Total shares with voting rights: 16.13M
Sole
Full voting authority
16.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole46
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings46
Rows:
SOUTHERN MO BANCORP INC
SOLEShares235.21K
TypeSH
Market value$8.80M
11.98%
Sole
235.21K
Shared
0.00
None
0.00
EASTERN BANKSHARES INC
SOLEShares578.33K
TypeSH
Market value$7.30M
9.94%
Sole
578.33K
Shared
0.00
None
0.00
POPULAR INC
SOLEShares101.36K
TypeSH
Market value$5.82M
7.92%
Sole
101.36K
Shared
0.00
None
0.00
PROVIDENT FINL HLDGS INC
SOLEShares391.35K
TypeSH
Market value$5.33M
7.26%
Sole
391.35K
Shared
0.00
None
0.00
GEE GROUP INC
SOLEShares9.13M
TypeSH
Market value$3.79M
5.16%
Sole
9.13M
Shared
0.00
None
0.00
AFFINITY BANCSHARES INC
SOLEShares248.61K
TypeSH
Market value$3.56M
4.85%
Sole
248.61K
Shared
0.00
None
0.00
UNITED STS NAT GAS FD LP
SOLEShares450K
TypeSH
Market value$3.12M
4.25%
Sole
450K
Shared
0.00
None
0.00
VIEMED HEALTHCARE INC
SOLEShares317.42K
TypeSH
Market value$3.07M
4.18%
Sole
317.42K
Shared
0.00
None
0.00
WILLIAM PENN BANCORPORATION
SOLEShares270K
TypeSH
Market value$3.06M
4.17%
Sole
270K
Shared
0.00
None
0.00
FIRST BANCORP P R
SOLEShares242.87K
TypeSH
Market value$2.77M
3.78%
Sole
242.87K
Shared
0.00
None
0.00
LINEAGE CELL THERAPEUTICS IN
SOLEShares1.54M
TypeSH
Market value$2.31M
3.14%
Sole
1.54M
Shared
0.00
None
0.00
MAYS J W INC
SOLEShares44.44K
TypeSH
Market value$1.96M
2.66%
Sole
44.44K
Shared
0.00
None
0.00
OSISKO GOLD ROYALTIES LTD
SOLEShares110K
TypeSH
Market value$1.74M
2.37%
Sole
110K
Shared
0.00
None
0.00
VOXX INTL CORP
SOLEShares135.50K
TypeSH
Market value$1.67M
2.27%
Sole
135.50K
Shared
0.00
None
0.00
VIRGINIA NATL BANKSHARES COR
SOLEShares40.34K
TypeSH
Market value$1.45M
1.98%
Sole
40.34K
Shared
0.00
None
0.00
RILEY EXPLORATION PERMIAN IN
SOLEShares34.50K
TypeSH
Market value$1.31M
1.79%
Sole
34.50K
Shared
0.00
None
0.00
NAPCO SEC TECHNOLOGIES INC
SOLEShares33.42K
TypeSH
Market value$1.26M
1.71%
Sole
33.42K
Shared
0.00
None
0.00
180 DEGREE CAP CORP
SOLEShares245.87K
TypeSH
Market value$1.24M
1.68%
Sole
245.87K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares250K
TypeSH
Market value$1.16M
1.58%
Sole
250K
Shared
0.00
None
0.00
NEXGEN ENERGY LTD
SOLEShares275K
TypeSH
Market value$1.05M
1.43%
Sole
275K
Shared
0.00
None
0.00
ENERGY SVCS ACQUISITION CORP
SOLEShares422.73K
TypeSH
Market value$968.0K
1.32%
Sole
422.73K
Shared
0.00
None
0.00
NORTHEAST CMNTY BANCORP INC
SOLEShares68K
TypeSH
Market value$892.2K
1.21%
Sole
68K
Shared
0.00
None
0.00
MORGAN STANLEY
SOLEShares10K
TypeSH
Market value$878.0K
1.20%
Sole
10K
Shared
0.00
None
0.00
NSTS BANCORP INC
SOLEShares93.81K
TypeSH
Market value$852.8K
1.16%
Sole
93.81K
Shared
0.00
None
0.00
FINWARD BANCORP
SOLEShares27.87K
TypeSH
Market value$811.1K
1.10%
Sole
27.87K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SOUTHERN MO BANCORP INCSOLE | COM | 235.21K | SH | $8.80M 11.98% | 235.21K | 0.00 | 0.00 |
EASTERN BANKSHARES INCSOLE | COM | 578.33K | SH | $7.30M 9.94% | 578.33K | 0.00 | 0.00 |
POPULAR INCSOLE | COM NEW | 101.36K | SH | $5.82M 7.92% | 101.36K | 0.00 | 0.00 |
PROVIDENT FINL HLDGS INCSOLE | COM | 391.35K | SH | $5.33M 7.26% | 391.35K | 0.00 | 0.00 |
GEE GROUP INCSOLE | COM | 9.13M | SH | $3.79M 5.16% | 9.13M | 0.00 | 0.00 |
AFFINITY BANCSHARES INCSOLE | COM | 248.61K | SH | $3.56M 4.85% | 248.61K | 0.00 | 0.00 |
UNITED STS NAT GAS FD LPSOLE | UNIT PAR | 450K | SH | $3.12M 4.25% | 450K | 0.00 | 0.00 |
VIEMED HEALTHCARE INCSOLE | COM | 317.42K | SH | $3.07M 4.18% | 317.42K | 0.00 | 0.00 |
WILLIAM PENN BANCORPORATIONSOLE | COM | 270K | SH | $3.06M 4.17% | 270K | 0.00 | 0.00 |
FIRST BANCORP P RSOLE | COM NEW | 242.87K | SH | $2.77M 3.78% | 242.87K | 0.00 | 0.00 |
LINEAGE CELL THERAPEUTICS INSOLE | COM | 1.54M | SH | $2.31M 3.14% | 1.54M | 0.00 | 0.00 |
MAYS J W INCSOLE | COM | 44.44K | SH | $1.96M 2.66% | 44.44K | 0.00 | 0.00 |
OSISKO GOLD ROYALTIES LTDSOLE | COM | 110K | SH | $1.74M 2.37% | 110K | 0.00 | 0.00 |
VOXX INTL CORPSOLE | CL A | 135.50K | SH | $1.67M 2.27% | 135.50K | 0.00 | 0.00 |
VIRGINIA NATL BANKSHARES CORSOLE | COM | 40.34K | SH | $1.45M 1.98% | 40.34K | 0.00 | 0.00 |
RILEY EXPLORATION PERMIAN INSOLE | COM | 34.50K | SH | $1.31M 1.79% | 34.50K | 0.00 | 0.00 |
NAPCO SEC TECHNOLOGIES INCSOLE | COM | 33.42K | SH | $1.26M 1.71% | 33.42K | 0.00 | 0.00 |
180 DEGREE CAP CORPSOLE | COM NEW | 245.87K | SH | $1.24M 1.68% | 245.87K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULTRA VIX SHORT | 250K | SH | $1.16M 1.58% | 250K | 0.00 | 0.00 |
NEXGEN ENERGY LTDSOLE | COM | 275K | SH | $1.05M 1.43% | 275K | 0.00 | 0.00 |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 422.73K | SH | $968.0K 1.32% | 422.73K | 0.00 | 0.00 |
NORTHEAST CMNTY BANCORP INCSOLE | COM | 68K | SH | $892.2K 1.21% | 68K | 0.00 | 0.00 |
MORGAN STANLEYSOLE | COM NEW | 10K | SH | $878.0K 1.20% | 10K | 0.00 | 0.00 |
NSTS BANCORP INCSOLE | COM | 93.81K | SH | $852.8K 1.16% | 93.81K | 0.00 | 0.00 |
FINWARD BANCORPSOLE | COM | 27.87K | SH | $811.1K 1.10% | 27.87K | 0.00 | 0.00 |
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