Filed: 2/15/2023ACC: 0001062993-23-003553
📋 What this filing means
RAFFLES ASSOCIATES LP filed this quarterly 13F‑HR report disclosing 47 equity positions with a total reported market value of $85.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
47
Positions
$85.44M
Total AUM (reported)
15.63M
Total Shares
Allocation by class
COM$62.99M73.7%
COM NEW$14.58M17.1%
CLASS B COM$1.69M2.0%
CL A$1.20M1.4%
JUNIOR GOLD MINE$891.3K1.0%
PRIME JUNIR SLVR$791.3K0.9%
CSI CHI INTERNET$755.0K0.9%
Portfolio Concentration
Top 3$29.58M34.6%
4–10$25.33M29.6%
11–25$19.91M23.3%
Rest$10.62M12.4%
Top 3 weight
34.6%
Top 10 weight
64.3%
Voting Authority Distribution
Total shares with voting rights: 15.63M
Sole
Full voting authority
15.63M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole47
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings47
Rows:
SOUTHERN MO BANCORP INC
SOLEShares232.29K
TypeSH
Market value$10.65M
12.46%
Sole
232.29K
Shared
0.00
None
0.00
EASTERN BANKSHARES INC
SOLEShares578.33K
TypeSH
Market value$9.98M
11.68%
Sole
578.33K
Shared
0.00
None
0.00
POPULAR INC
SOLEShares135K
TypeSH
Market value$8.95M
10.48%
Sole
135K
Shared
0.00
None
0.00
PROVIDENT FINL HLDGS INC
SOLEShares381.35K
TypeSH
Market value$5.25M
6.15%
Sole
381.35K
Shared
0.00
None
0.00
GEE GROUP INC
SOLEShares8.91M
TypeSH
Market value$4.37M
5.11%
Sole
8.91M
Shared
0.00
None
0.00
FIRST BANCORP P R
SOLEShares322.87K
TypeSH
Market value$4.11M
4.81%
Sole
322.87K
Shared
0.00
None
0.00
AFFINITY BANCSHARES INC
SOLEShares248.61K
TypeSH
Market value$3.75M
4.39%
Sole
248.61K
Shared
0.00
None
0.00
WILLIAM PENN BANCORPORATION
SOLEShares270K
TypeSH
Market value$3.27M
3.83%
Sole
270K
Shared
0.00
None
0.00
OSISKO GOLD ROYALTIES LTD
SOLEShares190K
TypeSH
Market value$2.29M
2.68%
Sole
190K
Shared
0.00
None
0.00
VIEMED HEALTHCARE INC
SOLEShares302.42K
TypeSH
Market value$2.29M
2.68%
Sole
302.42K
Shared
0.00
None
0.00
BARRICK GOLD CORP
SOLEShares125K
TypeSH
Market value$2.15M
2.51%
Sole
125K
Shared
0.00
None
0.00
MAYS J W INC
SOLEShares44.44K
TypeSH
Market value$2.14M
2.50%
Sole
44.44K
Shared
0.00
None
0.00
LINEAGE CELL THERAPEUTICS IN
SOLEShares1.54M
TypeSH
Market value$1.80M
2.10%
Sole
1.54M
Shared
0.00
None
0.00
PARAMOUNT GLOBAL
SOLEShares100K
TypeSH
Market value$1.69M
1.98%
Sole
100K
Shared
0.00
None
0.00
VIRGINIA NATL BANKSHARES COR
SOLEShares40.34K
TypeSH
Market value$1.48M
1.73%
Sole
40.34K
Shared
0.00
None
0.00
RILEY EXPLORATION PERMIAN IN
SOLEShares46.50K
TypeSH
Market value$1.37M
1.60%
Sole
46.50K
Shared
0.00
None
0.00
180 DEGREE CAP CORP
SOLEShares244.27K
TypeSH
Market value$1.29M
1.51%
Sole
244.27K
Shared
0.00
None
0.00
VOXX INTL CORP
SOLEShares135.50K
TypeSH
Market value$1.14M
1.33%
Sole
135.50K
Shared
0.00
None
0.00
NEXGEN ENERGY LTD
SOLEShares250K
TypeSH
Market value$1.11M
1.30%
Sole
250K
Shared
0.00
None
0.00
FINWARD BANCORP
SOLEShares27.87K
TypeSH
Market value$1.01M
1.18%
Sole
27.87K
Shared
0.00
None
0.00
NORTHEAST CMNTY BANCORP INC
SOLEShares65K
TypeSH
Market value$969.8K
1.14%
Sole
65K
Shared
0.00
None
0.00
COMSTOCK RES INC
SOLEShares70K
TypeSH
Market value$959.7K
1.12%
Sole
70K
Shared
0.00
None
0.00
ENERGY SVCS ACQUISITION CORP
SOLEShares370.52K
TypeSH
Market value$953.5K
1.12%
Sole
370.52K
Shared
0.00
None
0.00
NSTS BANCORP INC
SOLEShares93.81K
TypeSH
Market value$950.3K
1.11%
Sole
93.81K
Shared
0.00
None
0.00
NAPCO SEC TECHNOLOGIES INC
SOLEShares33.42K
TypeSH
Market value$918.5K
1.08%
Sole
33.42K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SOUTHERN MO BANCORP INCSOLE | COM | 232.29K | SH | $10.65M 12.46% | 232.29K | 0.00 | 0.00 |
EASTERN BANKSHARES INCSOLE | COM | 578.33K | SH | $9.98M 11.68% | 578.33K | 0.00 | 0.00 |
POPULAR INCSOLE | COM NEW | 135K | SH | $8.95M 10.48% | 135K | 0.00 | 0.00 |
PROVIDENT FINL HLDGS INCSOLE | COM | 381.35K | SH | $5.25M 6.15% | 381.35K | 0.00 | 0.00 |
GEE GROUP INCSOLE | COM | 8.91M | SH | $4.37M 5.11% | 8.91M | 0.00 | 0.00 |
FIRST BANCORP P RSOLE | COM NEW | 322.87K | SH | $4.11M 4.81% | 322.87K | 0.00 | 0.00 |
AFFINITY BANCSHARES INCSOLE | COM | 248.61K | SH | $3.75M 4.39% | 248.61K | 0.00 | 0.00 |
WILLIAM PENN BANCORPORATIONSOLE | COM | 270K | SH | $3.27M 3.83% | 270K | 0.00 | 0.00 |
OSISKO GOLD ROYALTIES LTDSOLE | COM | 190K | SH | $2.29M 2.68% | 190K | 0.00 | 0.00 |
VIEMED HEALTHCARE INCSOLE | COM | 302.42K | SH | $2.29M 2.68% | 302.42K | 0.00 | 0.00 |
BARRICK GOLD CORPSOLE | COM | 125K | SH | $2.15M 2.51% | 125K | 0.00 | 0.00 |
MAYS J W INCSOLE | COM | 44.44K | SH | $2.14M 2.50% | 44.44K | 0.00 | 0.00 |
LINEAGE CELL THERAPEUTICS INSOLE | COM | 1.54M | SH | $1.80M 2.10% | 1.54M | 0.00 | 0.00 |
PARAMOUNT GLOBALSOLE | CLASS B COM | 100K | SH | $1.69M 1.98% | 100K | 0.00 | 0.00 |
VIRGINIA NATL BANKSHARES CORSOLE | COM | 40.34K | SH | $1.48M 1.73% | 40.34K | 0.00 | 0.00 |
RILEY EXPLORATION PERMIAN INSOLE | COM | 46.50K | SH | $1.37M 1.60% | 46.50K | 0.00 | 0.00 |
180 DEGREE CAP CORPSOLE | COM NEW | 244.27K | SH | $1.29M 1.51% | 244.27K | 0.00 | 0.00 |
VOXX INTL CORPSOLE | CL A | 135.50K | SH | $1.14M 1.33% | 135.50K | 0.00 | 0.00 |
NEXGEN ENERGY LTDSOLE | COM | 250K | SH | $1.11M 1.30% | 250K | 0.00 | 0.00 |
FINWARD BANCORPSOLE | COM | 27.87K | SH | $1.01M 1.18% | 27.87K | 0.00 | 0.00 |
NORTHEAST CMNTY BANCORP INCSOLE | COM | 65K | SH | $969.8K 1.14% | 65K | 0.00 | 0.00 |
COMSTOCK RES INCSOLE | COM | 70K | SH | $959.7K 1.12% | 70K | 0.00 | 0.00 |
ENERGY SVCS ACQUISITION CORPSOLE | COM | 370.52K | SH | $953.5K 1.12% | 370.52K | 0.00 | 0.00 |
NSTS BANCORP INCSOLE | COM | 93.81K | SH | $950.3K 1.11% | 93.81K | 0.00 | 0.00 |
NAPCO SEC TECHNOLOGIES INCSOLE | COM | 33.42K | SH | $918.5K 1.08% | 33.42K | 0.00 | 0.00 |
Page 1 of 2