Filed: 11/14/2022ACC: 0001062993-22-022106
📋 What this filing means
RAFFLES ASSOCIATES LP filed this quarterly 13F‑HR report disclosing 50 equity positions with a total reported market value of $93.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
50
Positions
$93.8K
Total AUM (reported)
16.44M
Total Shares
Allocation by class
COM$63.4K67.6%
COM NEW$16.9K18.0%
CLASS B COM$2.2K2.3%
DAILY JR GLD MIN$1.6K1.7%
ULTRA VIX SHORT$1.5K1.6%
CL A$1.5K1.6%
PURE US CANNABIS$1.3K1.4%
Portfolio Concentration
Top 3$34.4K36.7%
4–10$27.0K28.8%
11–25$21.6K23.0%
Rest$10.8K11.5%
Top 3 weight
36.7%
Top 10 weight
65.5%
Voting Authority Distribution
Total shares with voting rights: 16.44M
Sole
Full voting authority
16.44M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole50
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings50
Rows:
SOUTHERN MO BANCORP INC
SOLEShares232.29K
TypeSH
Market value$11.9K
12.64%
Sole
232.29K
Shared
0.00
None
0.00
EASTERN BANKSHARES INC
SOLEShares598.33K
TypeSH
Market value$11.8K
12.53%
Sole
598.33K
Shared
0.00
None
0.00
POPULAR INC
SOLEShares150K
TypeSH
Market value$10.8K
11.53%
Sole
150K
Shared
0.00
None
0.00
GEE GROUP INC
SOLEShares8.91M
TypeSH
Market value$5.6K
6.00%
Sole
8.91M
Shared
0.00
None
0.00
PROVIDENT FINL HLDGS INC
SOLEShares381.35K
TypeSH
Market value$5.4K
5.78%
Sole
381.35K
Shared
0.00
None
0.00
FIRST BANCORP P R
SOLEShares322.87K
TypeSH
Market value$4.4K
4.71%
Sole
322.87K
Shared
0.00
None
0.00
AFFINITY BANCSHARES INC
SOLEShares248.61K
TypeSH
Market value$3.6K
3.87%
Sole
248.61K
Shared
0.00
None
0.00
WILLIAM PENN BANCORPORATION
SOLEShares270K
TypeSH
Market value$3.1K
3.27%
Sole
270K
Shared
0.00
None
0.00
OSISKO GOLD ROYALTIES LTD
SOLEShares240K
TypeSH
Market value$2.4K
2.61%
Sole
240K
Shared
0.00
None
0.00
YAMANA GOLD INC
SOLEShares520K
TypeSH
Market value$2.4K
2.51%
Sole
520K
Shared
0.00
None
0.00
LINEAGE CELL THERAPEUTICS IN
SOLEShares2.08M
TypeSH
Market value$2.4K
2.51%
Sole
2.08M
Shared
0.00
None
0.00
PARAMOUNT GLOBAL
SOLEShares114.47K
TypeSH
Market value$2.2K
2.32%
Sole
114.47K
Shared
0.00
None
0.00
VIEMED HEALTHCARE INC
SOLEShares317.42K
TypeSH
Market value$1.9K
2.03%
Sole
317.42K
Shared
0.00
None
0.00
MAYS J W INC
SOLEShares44.44K
TypeSH
Market value$1.7K
1.82%
Sole
44.44K
Shared
0.00
None
0.00
DIREXION SHS ETF TR
SOLEShares60K
TypeSH
Market value$1.6K
1.69%
Sole
60K
Shared
0.00
None
0.00
PROSHARES TR II
SOLEShares120K
TypeSH
Market value$1.5K
1.64%
Sole
120K
Shared
0.00
None
0.00
180 DEGREE CAP CORP
SOLEShares243.73K
TypeSH
Market value$1.3K
1.43%
Sole
243.73K
Shared
0.00
None
0.00
ADVISORSHARES TR
SOLEShares148K
TypeSH
Market value$1.3K
1.41%
Sole
148K
Shared
0.00
None
0.00
VIRGINIA NATL BANKSHARES COR
SOLEShares40.34K
TypeSH
Market value$1.3K
1.40%
Sole
40.34K
Shared
0.00
None
0.00
INSTEEL INDS INC
SOLEShares45K
TypeSH
Market value$1.2K
1.27%
Sole
45K
Shared
0.00
None
0.00
WARNER BROS DISCOVERY INC
SOLEShares100K
TypeSH
Market value$1.1K
1.23%
Sole
100K
Shared
0.00
None
0.00
VOXX INTL CORP
SOLEShares135.50K
TypeSH
Market value$1.0K
1.10%
Sole
135.50K
Shared
0.00
None
0.00
NSTS BANCORP INC
SOLEShares93.81K
TypeSH
Market value$1.0K
1.08%
Sole
93.81K
Shared
0.00
None
0.00
RILEY EXPLORATION PERMIAN IN
SOLEShares52.40K
TypeSH
Market value$995.00
1.06%
Sole
52.40K
Shared
0.00
None
0.00
NAPCO SEC TECHNOLOGIES INC
SOLEShares33.42K
TypeSH
Market value$972.00
1.04%
Sole
33.42K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SOUTHERN MO BANCORP INCSOLE | COM | 232.29K | SH | $11.9K 12.64% | 232.29K | 0.00 | 0.00 |
EASTERN BANKSHARES INCSOLE | COM | 598.33K | SH | $11.8K 12.53% | 598.33K | 0.00 | 0.00 |
POPULAR INCSOLE | COM NEW | 150K | SH | $10.8K 11.53% | 150K | 0.00 | 0.00 |
GEE GROUP INCSOLE | COM | 8.91M | SH | $5.6K 6.00% | 8.91M | 0.00 | 0.00 |
PROVIDENT FINL HLDGS INCSOLE | COM | 381.35K | SH | $5.4K 5.78% | 381.35K | 0.00 | 0.00 |
FIRST BANCORP P RSOLE | COM NEW | 322.87K | SH | $4.4K 4.71% | 322.87K | 0.00 | 0.00 |
AFFINITY BANCSHARES INCSOLE | COM | 248.61K | SH | $3.6K 3.87% | 248.61K | 0.00 | 0.00 |
WILLIAM PENN BANCORPORATIONSOLE | COM | 270K | SH | $3.1K 3.27% | 270K | 0.00 | 0.00 |
OSISKO GOLD ROYALTIES LTDSOLE | COM | 240K | SH | $2.4K 2.61% | 240K | 0.00 | 0.00 |
YAMANA GOLD INCSOLE | COM | 520K | SH | $2.4K 2.51% | 520K | 0.00 | 0.00 |
LINEAGE CELL THERAPEUTICS INSOLE | COM | 2.08M | SH | $2.4K 2.51% | 2.08M | 0.00 | 0.00 |
PARAMOUNT GLOBALSOLE | CLASS B COM | 114.47K | SH | $2.2K 2.32% | 114.47K | 0.00 | 0.00 |
VIEMED HEALTHCARE INCSOLE | COM | 317.42K | SH | $1.9K 2.03% | 317.42K | 0.00 | 0.00 |
MAYS J W INCSOLE | COM | 44.44K | SH | $1.7K 1.82% | 44.44K | 0.00 | 0.00 |
DIREXION SHS ETF TRSOLE | DAILY JR GLD MIN | 60K | SH | $1.6K 1.69% | 60K | 0.00 | 0.00 |
PROSHARES TR IISOLE | ULTRA VIX SHORT | 120K | SH | $1.5K 1.64% | 120K | 0.00 | 0.00 |
180 DEGREE CAP CORPSOLE | COM NEW | 243.73K | SH | $1.3K 1.43% | 243.73K | 0.00 | 0.00 |
ADVISORSHARES TRSOLE | PURE US CANNABIS | 148K | SH | $1.3K 1.41% | 148K | 0.00 | 0.00 |
VIRGINIA NATL BANKSHARES CORSOLE | COM | 40.34K | SH | $1.3K 1.40% | 40.34K | 0.00 | 0.00 |
INSTEEL INDS INCSOLE | COM | 45K | SH | $1.2K 1.27% | 45K | 0.00 | 0.00 |
WARNER BROS DISCOVERY INCSOLE | COM SER A | 100K | SH | $1.1K 1.23% | 100K | 0.00 | 0.00 |
VOXX INTL CORPSOLE | CL A | 135.50K | SH | $1.0K 1.10% | 135.50K | 0.00 | 0.00 |
NSTS BANCORP INCSOLE | COM | 93.81K | SH | $1.0K 1.08% | 93.81K | 0.00 | 0.00 |
RILEY EXPLORATION PERMIAN INSOLE | COM | 52.40K | SH | $995.00 1.06% | 52.40K | 0.00 | 0.00 |
NAPCO SEC TECHNOLOGIES INCSOLE | COM | 33.42K | SH | $972.00 1.04% | 33.42K | 0.00 | 0.00 |
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