Filed: 11/14/2022ACC: 0001387131-22-011327
📋 What this filing means
RAFFERTY ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 1137 equity positions with a total reported market value of $9.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1137
Positions
$9.40M
Total AUM (reported)
193.28M
Total Shares
Allocation by class
COM$6.65M70.8%
RUSSELL 2000$654.9K7.0%
20 YR TR BD ETF$244.6K2.6%
CL A$232.8K2.5%
GOLD MINERS ETF$200.5K2.1%
CHINA LG-CAP ETF$182.2K1.9%
CL B$178.2K1.9%
Portfolio Concentration
Top 3$1.15M12.3%
4–10$1.43M15.2%
11–25$1.63M17.3%
Rest$5.18M55.2%
Top 3 weight
12.3%
Top 10 weight
27.5%
Voting Authority Distribution
Total shares with voting rights: 193.28M
Sole
Full voting authority
193.28M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1137
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1137
Rows:
ISHARES TR
SOLEShares3.97M
TypeSH
Market value$654.9K
6.97%
Sole
3.97M
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.84M
TypeSH
Market value$254.8K
2.71%
Sole
1.84M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.39M
TypeSH
Market value$244.6K
2.60%
Sole
2.39M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.03M
TypeSH
Market value$240.6K
2.56%
Sole
1.03M
Shared
0.00
None
0.00
TEXAS INSTRS INC
SOLEShares1.43M
TypeSH
Market value$222.0K
2.36%
Sole
1.43M
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares494.91K
TypeSH
Market value$219.7K
2.34%
Sole
494.91K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares8.31M
TypeSH
Market value$200.5K
2.13%
Sole
8.31M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares1.65M
TypeSH
Market value$199.8K
2.13%
Sole
1.65M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares7.05M
TypeSH
Market value$182.2K
1.94%
Sole
7.05M
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares619.84K
TypeSH
Market value$165.5K
1.76%
Sole
619.84K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares1.39M
TypeSH
Market value$156.9K
1.67%
Sole
1.39M
Shared
0.00
None
0.00
ADVANCED MICRO DEVICES INC
SOLEShares2.13M
TypeSH
Market value$135.0K
1.44%
Sole
2.13M
Shared
0.00
None
0.00
MICROCHIP TECHNOLOGY INC.
SOLEShares1.84M
TypeSH
Market value$112.1K
1.19%
Sole
1.84M
Shared
0.00
None
0.00
ANALOG DEVICES INC
SOLEShares779.36K
TypeSH
Market value$108.6K
1.16%
Sole
779.36K
Shared
0.00
None
0.00
KRANESHARES TR
SOLEShares4.36M
TypeSH
Market value$107.5K
1.14%
Sole
4.36M
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC
SOLEShares2.12M
TypeSH
Market value$106.3K
1.13%
Sole
2.12M
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares1.01M
TypeSH
Market value$105.3K
1.12%
Sole
1.01M
Shared
0.00
None
0.00
APPLIED MATLS INC
SOLEShares1.27M
TypeSH
Market value$104.1K
1.11%
Sole
1.27M
Shared
0.00
None
0.00
NXP SEMICONDUCTORS N V
SOLEShares698.35K
TypeSH
Market value$103.0K
1.10%
Sole
698.35K
Shared
0.00
None
0.00
KLA CORP
SOLEShares336.86K
TypeSH
Market value$101.9K
1.09%
Sole
336.86K
Shared
0.00
None
0.00
INTEL CORP
SOLEShares3.91M
TypeSH
Market value$100.8K
1.07%
Sole
3.91M
Shared
0.00
None
0.00
ON SEMICONDUCTOR CORP
SOLEShares1.58M
TypeSH
Market value$98.3K
1.05%
Sole
1.58M
Shared
0.00
None
0.00
LAM RESEARCH CORP
SOLEShares263.59K
TypeSH
Market value$96.5K
1.03%
Sole
263.59K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares3.25M
TypeSH
Market value$95.8K
1.02%
Sole
3.25M
Shared
0.00
None
0.00
MARVELL TECHNOLOGY INC
SOLEShares2.21M
TypeSH
Market value$94.8K
1.01%
Sole
2.21M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUSSELL 2000 | 3.97M | SH | $654.9K 6.97% | 3.97M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.84M | SH | $254.8K 2.71% | 1.84M | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 2.39M | SH | $244.6K 2.60% | 2.39M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.03M | SH | $240.6K 2.56% | 1.03M | 0.00 | 0.00 |
TEXAS INSTRS INCSOLE | COM | 1.43M | SH | $222.0K 2.36% | 1.43M | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 494.91K | SH | $219.7K 2.34% | 494.91K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | GOLD MINERS ETF | 8.31M | SH | $200.5K 2.13% | 8.31M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 1.65M | SH | $199.8K 2.13% | 1.65M | 0.00 | 0.00 |
ISHARES TRSOLE | CHINA LG-CAP ETF | 7.05M | SH | $182.2K 1.94% | 7.05M | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B | 619.84K | SH | $165.5K 1.76% | 619.84K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 1.39M | SH | $156.9K 1.67% | 1.39M | 0.00 | 0.00 |
ADVANCED MICRO DEVICES INCSOLE | COM | 2.13M | SH | $135.0K 1.44% | 2.13M | 0.00 | 0.00 |
MICROCHIP TECHNOLOGY INC.SOLE | COM | 1.84M | SH | $112.1K 1.19% | 1.84M | 0.00 | 0.00 |
ANALOG DEVICES INCSOLE | COM | 779.36K | SH | $108.6K 1.16% | 779.36K | 0.00 | 0.00 |
KRANESHARES TRSOLE | CSI CHI INTERNET | 4.36M | SH | $107.5K 1.14% | 4.36M | 0.00 | 0.00 |
MICRON TECHNOLOGY INCSOLE | COM | 2.12M | SH | $106.3K 1.13% | 2.12M | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 1.01M | SH | $105.3K 1.12% | 1.01M | 0.00 | 0.00 |
APPLIED MATLS INCSOLE | COM | 1.27M | SH | $104.1K 1.11% | 1.27M | 0.00 | 0.00 |
NXP SEMICONDUCTORS N VSOLE | COM | 698.35K | SH | $103.0K 1.10% | 698.35K | 0.00 | 0.00 |
KLA CORPSOLE | COM | 336.86K | SH | $101.9K 1.09% | 336.86K | 0.00 | 0.00 |
INTEL CORPSOLE | COM | 3.91M | SH | $100.8K 1.07% | 3.91M | 0.00 | 0.00 |
ON SEMICONDUCTOR CORPSOLE | COM | 1.58M | SH | $98.3K 1.05% | 1.58M | 0.00 | 0.00 |
LAM RESEARCH CORPSOLE | COM | 263.59K | SH | $96.5K 1.03% | 263.59K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | JUNIOR GOLD MINE | 3.25M | SH | $95.8K 1.02% | 3.25M | 0.00 | 0.00 |
MARVELL TECHNOLOGY INCSOLE | COM | 2.21M | SH | $94.8K 1.01% | 2.21M | 0.00 | 0.00 |
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