RADFORD NICOLAUS

PrivateCIK: 1944857
Location

WEBSTER, TX

RADFORD NICOLAUS (Chief Executive Officer) sold 0.6% of their position (19.67K shares) of NAUTICUS ROBOTICS, INC. on the open market

Open‑market sale worth $12.6K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderRADFORD NICOLAUSCIK 1944857
IssuerNAUTICUS ROBOTICS, INC.CIK 1849820
DirectorOfficer· Chief Executive Officer
Since Sep 2022
-90.24K
Net shares
Net seller
$12.6K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
73.45K acquired · 163.69K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+73.45K

Price / share

Trade value

% of position

2.5%
12/31/2023
2.97M3.04M

Common Stock

Direct
S · Sale

Shares

19.67K

Price / share

$0.64

Trade value

$12.59K

% of position

0.6%
1/2/2024
3.04M3.02M
Total

Net shares

+53.78K

Net value

-$12.59K

Derivative Transactions1

Performance RSU

Direct
M · Option Exercise
Converts to

Common Stock

144.02K shares

Shares

144.02K

Strike price

Held after

144.02K

Exercisable

12/31/2023
RADFORD NICOLAUS — Insider Transaction (Form 4) Filed Jan 3, 2024 | Finecho