RADFORD NICOLAUS

PrivateCIK: 1944857
Location

WEBSTER, TX

RADFORD NICOLAUS (Chief Executive Officer) exercised options at NAUTICUS ROBOTICS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderRADFORD NICOLAUSCIK 1944857
IssuerNAUTICUS ROBOTICS, INC.CIK 1849820
DirectorOfficer· Chief Executive Officer
Since Sep 2022
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
19.85K acquired · 19.85K disposed
Non-Derivative Transactions1

Common Stock

Direct
M · Option Exercise

Shares

+19.85K

Price / share

Trade value

% of position

0.7%
5/3/2023
2.96M2.98M
Total

Net shares

+19.85K

Net value

$0.00

Derivative Transactions1

RSU

Direct
M · Option Exercise
Converts to

Common Stock

19.85K shares

Shares

19.85K

Strike price

Held after

0.00

Exercisable

5/3/2023
RADFORD NICOLAUS — Insider Transaction (Form 4) Filed May 5, 2023 | Finecho