RADCLIFFE CAPITAL MANAGEMENT, L.P.

Filed: 8/14/2024ACC: 0001104659-24-089280

📋 What this filing means

RADCLIFFE CAPITAL MANAGEMENT, L.P. filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $514.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$514.29M

Total AUM (reported)

562.49M

Total Shares

Allocation by class

CONV$499.54M97.1%

COMMON STOCK$9.67M1.9%

PUT$5.03M1.0%

WARRANT$50.4K0.0%

RIGHT$1.3K0.0%

Portfolio Concentration

Top 3$250.41M48.7%

4–10$195.61M38.0%

11–25$61.34M11.9%

Rest$6.93M1.3%

Top 3 weight

48.7%

Top 10 weight

86.7%

Voting Authority Distribution

Total shares with voting rights: 562.49M

Sole

Full voting authority

548.33M

% of voting shares97.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

14.17M

% of voting shares2.5%

Investment Discretion (by position count)

Sole40

Shared0

Other0

Dominant voting typeSole · 97.5% of voting shares

Institutional Holdings40

Rows:

DigitalOcean Holdings Inc

SOLE

Conv

Shares167.74M

TypePRN

Market value$141.32M

27.48%

Sole

162.74M

Shared

0.00

None

Magnite Inc.

SOLE

Conv

Shares66.77M

TypePRN

Market value$60.26M

11.72%

Sole

61.68M

Shared

0.00

None

5.09M

New Mountain Finance Corporation

SOLE

Conv

Shares48.50M

TypePRN

Market value$48.83M

9.50%

Sole

48.50M

Shared

0.00

None

0.00

Teladoc Health Inc

SOLE

Conv

Shares49M

TypePRN

Market value$40.61M

7.90%

Sole

49M

Shared

0.00

None

0.00

Okta Inc

SOLE

Conv

Shares36.22M

TypePRN

Market value$33.07M

6.43%

Sole

36.22M

Shared

0.00

None

0.00

Unity Software Inc

SOLE

Conv

Shares36.23M

TypePRN

Market value$31.21M

6.07%

Sole

35.47M

Shared

0.00

None

760K

Jazz Pharmaceuticals plc

SOLE

Conv

Shares30.94M

TypePRN

Market value$29.72M

5.78%

Sole

30.94M

Shared

0.00

None

0.00

Etsy Inc

SOLE

Conv

Shares35M

TypePRN

Market value$27.53M

5.35%

Sole

35M

Shared

0.00

None

0.00

Jazz Pharmaceuticals plc

SOLE

Conv

Shares21.32M

TypePRN

Market value$21.20M

4.12%

Sole

19.31M

Shared

0.00

None

2.01M

PROSPECT CAPITAL CORP

SOLE

Conv

Shares12.33M

TypePRN

Market value$12.28M

2.39%

Sole

11.99M

Shared

0.00

None

340K

Enphase Energy Inc

SOLE

Conv

Shares11M

TypePRN

Market value$9.10M

1.77%

Sole

11M

Shared

0.00

None

0.00

Fiverr International Ltd

SOLE

Conv

Shares7.50M

TypePRN

Market value$6.90M

1.34%

Sole

7.16M

Shared

0.00

None

340K

Bread Financial Holdings Inc.

SOLE

Conv

Shares4M

TypePRN

Market value$5.32M

1.04%

Sole

Shared

0.00

None

0.00

Trump Media & Technology Group Corp

SOLE

Put

Shares153.70K

TypeSH

Market value$5.03M

0.98%

Sole

153.70K

Shared

0.00

None

0.00

BlackLine Inc

SOLE

Conv

Shares5.50M

TypePRN

Market value$5.02M

0.98%

Sole

5.50M

Shared

0.00

None

0.00

AKAMAI TECHNOLOGIES INC

SOLE

Conv

Shares5M

TypePRN

Market value$4.84M

0.94%

Sole

Shared

0.00

None

0.00

Dropbox Inc

SOLE

Conv

Shares5M

TypePRN

Market value$4.55M

0.88%

Sole

Shared

0.00

None

0.00

Etsy Inc

SOLE

Conv

Shares4.03M

TypePRN

Market value$3.36M

0.65%

Sole

4.03M

Shared

0.00

None

0.00

Zscaler Inc

SOLE

Conv

Shares2.50M

TypePRN

Market value$3.36M

0.65%

Sole

2.50M

Shared

0.00

None

0.00

Turning Point Brands Inc

SOLE

Conv

Shares3.12M

TypePRN

Market value$3.11M

0.60%

Sole

2.82M

Shared

0.00

None

300K

BlackLine Inc

SOLE

Conv

Shares2.61M

TypePRN

Market value$2.59M

0.50%

Sole

2.37M

Shared

0.00

None

240K

XPAC Acquisition Corp

SOLE

Common Stock

Shares225.02K

TypeSH

Market value$2.47M

0.48%

Sole

225.02K

Shared

0.00

None

0.00

Ares Acquisition Corp II

SOLE

Common Stock

Shares200K

TypeSH

Market value$2.13M

0.41%

Sole

200K

Shared

0.00

None

0.00

Rigel Resource Acquisition Corp

SOLE

Common Stock

Shares172.36K

TypeSH

Market value$1.95M

0.38%

Sole

172.36K

Shared

0.00

None

0.00

Chegg Inc

SOLE

Conv

Shares1.73M

TypePRN

Market value$1.60M

0.31%

Sole

1.65M

Shared

0.00

None

80K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
DigitalOcean Holdings IncSOLE	Conv	167.74M	PRN	$141.32M 27.48%	162.74M	5M
Magnite Inc.SOLE	Conv	66.77M	PRN	$60.26M 11.72%	61.68M	5.09M
New Mountain Finance CorporationSOLE	Conv	48.50M	PRN	$48.83M 9.50%	48.50M	0.00
Teladoc Health IncSOLE	Conv	49M	PRN	$40.61M 7.90%	49M	0.00
Okta IncSOLE	Conv	36.22M	PRN	$33.07M 6.43%	36.22M	0.00
Unity Software IncSOLE	Conv	36.23M	PRN	$31.21M 6.07%	35.47M	760K
Jazz Pharmaceuticals plcSOLE	Conv	30.94M	PRN	$29.72M 5.78%	30.94M	0.00
Etsy IncSOLE	Conv	35M	PRN	$27.53M 5.35%	35M	0.00
Jazz Pharmaceuticals plcSOLE	Conv	21.32M	PRN	$21.20M 4.12%	19.31M	2.01M
PROSPECT CAPITAL CORPSOLE	Conv	12.33M	PRN	$12.28M 2.39%	11.99M	340K
Enphase Energy IncSOLE	Conv	11M	PRN	$9.10M 1.77%	11M	0.00
Fiverr International LtdSOLE	Conv	7.50M	PRN	$6.90M 1.34%	7.16M	340K
Bread Financial Holdings Inc.SOLE	Conv	4M	PRN	$5.32M 1.04%	4M	0.00
Trump Media & Technology Group CorpSOLE	Put	153.70K	SH	$5.03M 0.98%	153.70K	0.00
BlackLine IncSOLE	Conv	5.50M	PRN	$5.02M 0.98%	5.50M	0.00
AKAMAI TECHNOLOGIES INCSOLE	Conv	5M	PRN	$4.84M 0.94%	5M	0.00
Dropbox IncSOLE	Conv	5M	PRN	$4.55M 0.88%	5M	0.00
Etsy IncSOLE	Conv	4.03M	PRN	$3.36M 0.65%	4.03M	0.00
Zscaler IncSOLE	Conv	2.50M	PRN	$3.36M 0.65%	2.50M	0.00
Turning Point Brands IncSOLE	Conv	3.12M	PRN	$3.11M 0.60%	2.82M	300K
BlackLine IncSOLE	Conv	2.61M	PRN	$2.59M 0.50%	2.37M	240K
XPAC Acquisition CorpSOLE	Common Stock	225.02K	SH	$2.47M 0.48%	225.02K	0.00
Ares Acquisition Corp IISOLE	Common Stock	200K	SH	$2.13M 0.41%	200K	0.00
Rigel Resource Acquisition CorpSOLE	Common Stock	172.36K	SH	$1.95M 0.38%	172.36K	0.00
Chegg IncSOLE	Conv	1.73M	PRN	$1.60M 0.31%	1.65M	80K

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